5,500,000 Shares Carrizo Oil & Gas, Inc. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • October 20th, 2015 • Carrizo Oil & Gas Inc • Crude petroleum & natural gas • New York
Contract Type FiledOctober 20th, 2015 Company Industry JurisdictionCarrizo Oil & Gas, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule A hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), 5,500,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The Company also proposes to sell to the Underwriters at the Underwriters’ option an aggregate of up to 825,000 additional shares of the Common Stock (the “Option Shares”) as set forth below.
4,500,000 Shares Carrizo Oil & Gas, Inc. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 2015 • Carrizo Oil & Gas Inc • Crude petroleum & natural gas • New York
Contract Type FiledMarch 18th, 2015 Company Industry JurisdictionCarrizo Oil & Gas, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule A hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), 4,500,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”).The Company also proposes to sell to the Underwriters at the Underwriters’ option an aggregate of up to 675,000 additional shares of the Common Stock (the “Option Shares”) as set forth below.
AGENUS INC. 19,335,653 Shares of Common Stock1 UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2014 • Agenus Inc • Biological products, (no disgnostic substances) • Illinois
Contract Type FiledFebruary 6th, 2014 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2013 • Carrizo Oil & Gas Inc • Crude petroleum & natural gas • New York
Contract Type FiledNovember 8th, 2013 Company Industry JurisdictionCarrizo Oil & Gas, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule A hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), 4,500,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”).The Company also proposes to sell to the Underwriters at the Underwriters’ option an aggregate of up to 675,000 additional shares of the Common Stock (the “Option Shares”) as set forth below.
UNDERWRITING AGREEMENT dated ______________, 2012 Dawson James Securities, Inc. Underwriting AgreementUnderwriting Agreement • October 25th, 2012 • Atossa Genetics Inc • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledOctober 25th, 2012 Company Industry Jurisdiction
UNDERWRITING AGREEMENT dated ______________, 2012 Dawson James Securities, Inc. Underwriting AgreementUnderwriting Agreement • August 21st, 2012 • Atossa Genetics Inc • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledAugust 21st, 2012 Company Industry Jurisdiction
WHITESTONE REIT Class B Common Shares of Beneficial Interest UNDERWRITING AGREEMENT dated [ ], 2011 BMO Capital Markets Corp. JMP Securities LLC Wunderlich Securities, Inc.Underwriting Agreement • March 31st, 2011 • Whitestone REIT • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2011 Company Industry Jurisdiction
WHITESTONE REIT Class B Common Shares of Beneficial Interest UNDERWRITING AGREEMENT dated [ ], 2010 Wunderlich Securities Inc. Ladenburg Thalmann & Co. Inc.Underwriting Agreement • August 24th, 2010 • Whitestone REIT • Real estate investment trusts • New York
Contract Type FiledAugust 24th, 2010 Company Industry Jurisdiction
WHITESTONE REIT Class B Common Shares of Beneficial Interest UNDERWRITING AGREEMENT dated [ ], 2010 Wunderlich Securities Inc. Ladenburg Thalmann & Co. Inc.Underwriting Agreement • August 2nd, 2010 • Whitestone REIT • Real estate investment trusts • New York
Contract Type FiledAugust 2nd, 2010 Company Industry Jurisdiction
GEOKINETICS INC. Common Stock UNDERWRITING AGREEMENT dated December 14, 2009Underwriting Agreement • December 16th, 2009 • Geokinetics Inc • Crude petroleum & natural gas • New York
Contract Type FiledDecember 16th, 2009 Company Industry Jurisdiction
SOVRAN SELF STORAGE, INC. Common Stock UNDERWRITING AGREEMENT September 30, 2009 Merrill Lynch, Pierce, Fenner & Smith Incorporated Underwriting AgreementUnderwriting Agreement • October 5th, 2009 • Sovran Self Storage Inc • Real estate investment trusts • New York
Contract Type FiledOctober 5th, 2009 Company Industry JurisdictionIntroductory. Sovran Self Storage, Inc., a Maryland corporation (the "Company"), together with Sovran Acquisition Limited Partnership, a Delaware limited partnership (the "Operating Partnership"), and Sovran Holdings, Inc., a Delaware corporation, the general partner of the Operating Partnership and wholly-owned subsidiary of the Company (together with the Company and the Operating Partnership, the "Transaction Entities") proposes to issue and sell to the several underwriters named in Schedule A (the "Underwriters") an aggregate of 3,500,000 shares (the "Firm Shares") of its Common Stock, par value $0.01 per share (the "Common Stock"). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 525,000 shares (the "Optional Shares") of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the "Shares". Merrill Lynch, Pierce, Fenner & Smith Incorporate
Western Refining, Inc. Common Stock UNDERWRITING AGREEMENT dated June 4, 2009 Merrill Lynch, Pierce, Fenner & Smith Incorporated Goldman, Sachs & Co.Underwriting Agreement • June 10th, 2009 • Western Refining, Inc. • Petroleum refining • New York
Contract Type FiledJune 10th, 2009 Company Industry JurisdictionIntroductory. Western Refining, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 20,000,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 3,000,000 shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill”) and Goldman, Sachs & Co. have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Shares. To the extent there are no additional Underwriters listed on Schedule A other than you, the terms Representatives and Underwriters as used herein
ICOP DIGITAL, INC. UNDERWRITING AGREEMENT dated , 2009 Paulson Investment Company, Inc.Underwriting Agreement • April 13th, 2009 • Icop Digital, Inc • Radio & tv broadcasting & communications equipment • Oregon
Contract Type FiledApril 13th, 2009 Company Industry Jurisdiction
ICOP DIGITAL, INC. UNDERWRITING AGREEMENT dated , 2008 Paulson Investment Company, Inc.Underwriting Agreement • July 15th, 2008 • Icop Digital, Inc • Radio & tv broadcasting & communications equipment • Oregon
Contract Type FiledJuly 15th, 2008 Company Industry Jurisdiction
UNDERWRITING AGREEMENT November 13, 2007Underwriting Agreement • November 13th, 2007 • Progressive Gaming International Corp • Miscellaneous manufacturing industries • California
Contract Type FiledNovember 13th, 2007 Company Industry Jurisdiction
Archemix Corp. Common Stock UNDERWRITING AGREEMENT dated [___], 2007 Bear, Stearns & Co. Inc. Cowen and Company, LLCUnderwriting Agreement • November 9th, 2007 • Archemix Corp. • Pharmaceutical preparations • New York
Contract Type FiledNovember 9th, 2007 Company Industry JurisdictionIntroductory. Archemix Corp., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of [___] shares (the “Firm Shares”) of its Common Stock, par value $.001 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [___] shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. Bear, Stearns & Co. Inc. (“Bear Stearns”) and Cowen and Company, LLC (“Cowen”) have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Shares.
GEOKINETICS INC. Common Stock UNDERWRITING AGREEMENT dated May 10, 2007Underwriting Agreement • May 17th, 2007 • Geokinetics Inc • Crude petroleum & natural gas • New York
Contract Type FiledMay 17th, 2007 Company Industry Jurisdiction
5,000,000 SHARES BIODEL INC. COMMON STOCK, $0.01 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2007 • Biodel Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 8th, 2007 Company Industry JurisdictionIntroductory. Biodel Inc. a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 750,000 shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. Morgan Stanley & Co. Incorporated (“Morgan Stanley”), has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
Pharmasset, Inc. Common Stock UNDERWRITING AGREEMENT dated April 25, 2007 Banc of America Securities LLC UBS Securities LLCUnderwriting Agreement • April 24th, 2007 • Pharmasset Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 24th, 2007 Company Industry JurisdictionAgreement, as to which no opinion need be rendered) will not (a) result in a violation of the Company’s certificate of incorporation or by-laws; (b) result in a violation of Generally Applicable Law, or any order, writ, judgment, injunction, decree, determination or award listed in Schedule A to such opinion, or (c) result in a breach of, a default under or the acceleration of (or entitle any party to accelerate) the maturity of any obligation of the Company under, or result in require the creation of any lien upon or security interest in any property of the Company pursuant to the terms of, any agreement or document listed in Schedule A to such opinion.
OceanFreight Inc. Common Shares FORM OF UNDERWRITING AGREEMENT dated April [•], 2007 Banc of America Securities LLC Cantor Fitzgerald & Co.Underwriting Agreement • April 20th, 2007 • Oceanfreight Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledApril 20th, 2007 Company Industry Jurisdiction
ALLIS-CHALMERS ENERGY INC. Common Stock UNDERWRITING AGREEMENT dated January 23, 2007Underwriting Agreement • January 25th, 2007 • Allis Chalmers Energy Inc. • Oil & gas field services, nec • New York
Contract Type FiledJanuary 25th, 2007 Company Industry JurisdictionIntroductory. Allis-Chalmers Energy Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) an aggregate of 6,000,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 900,000 shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called the “Shares”. RBC Capital Markets Corporation has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
SOVRAN SELF STORAGE, INC. Common Stock UNDERWRITING AGREEMENT dated November 28, 2006 Banc of America Securities LLCUnderwriting Agreement • December 4th, 2006 • Sovran Self Storage Inc • Real estate investment trusts • New York
Contract Type FiledDecember 4th, 2006 Company Industry JurisdictionIntroductory. Sovran Self Storage, Inc., a Maryland corporation (the "Company"), together with Sovran Acquisition Limited Partnership, a Delaware limited partnership (the "Operating Partnership"), and Sovran Holdings, Inc., a Delaware corporation, the general partner of the Operating Partnership and wholly-owned subsidiary of the Company (together with the Company and the Operating Partnership, the "Transaction Entities") proposes to issue and sell to the several underwriters named in Schedule A (the "Underwriters") an aggregate of 2,000,000 shares (the "Firm Shares") of its Common Stock, par value $0.01 per share (the "Common Stock"). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 300,000 shares (the "Optional Shares") of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the "Shares". Banc of America Securities LLC ("BAS") has agreed
Cal Dive International, Inc. Common Stock UNDERWRITING AGREEMENT dated , 2006 Banc of America Securities LLC J.P. Morgan Securities Inc.Underwriting Agreement • November 7th, 2006 • Cal Dive International, Inc. • Oil & gas field services, nec • New York
Contract Type FiledNovember 7th, 2006 Company Industry JurisdictionBANC OF AMERICA SECURITIES LLC J.P. MORGAN SECURITIES INC. As Representatives of the several Underwriters c/o BANC OF AMERICA SECURITIES LLC 9 West 57th Street New York, NY 10019
ALLIS-CHALMERS ENERGY INC. Common Stock UNDERWRITING AGREEMENT dated , 2006Underwriting Agreement • July 26th, 2006 • Allis Chalmers Energy Inc. • Oil & gas field services, nec • New York
Contract Type FiledJuly 26th, 2006 Company Industry JurisdictionIntroductory. Allis-Chalmers Energy Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) an aggregate of 2,500,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 375,000 shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called the “Shares”. RBC Capital Markets Corporation has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
5,200,000 Shares Essex Property Trust, Inc. Series G Cumulative Convertible Preferred Stock Underwriting Agreement dated July 21, 2006Underwriting Agreement • July 24th, 2006 • Essex Property Trust Inc • Real estate investment trusts • New York
Contract Type FiledJuly 24th, 2006 Company Industry Jurisdiction
ALLIS-CHALMERS ENERGY INC. Common Stock UNDERWRITING AGREEMENT dated , 2006Underwriting Agreement • July 17th, 2006 • Allis Chalmers Energy Inc. • Oil & gas field services, nec • New York
Contract Type FiledJuly 17th, 2006 Company Industry JurisdictionIntroductory. Allis-Chalmers Energy Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) an aggregate of 2,500,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 375,000 shares (the “Optional Shares”) of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called the “Shares”. RBC Capital Markets Corporation has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
3,500,000 Shares Handheld Entertainment, Inc. Common Stock, Par Value $0.0001 Per Share Underwriting AgreementUnderwriting Agreement • June 26th, 2006 • Handheld Entertainment, Inc. • Wholesale-electrical appliances, tv & radio sets • Florida
Contract Type FiledJune 26th, 2006 Company Industry Jurisdiction
ALPHATEC HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENT dated [ ], 2006 Deutsche Bank Securities Inc. First Albany Capital Inc. RBC Capital Markets CorporationUnderwriting Agreement • June 1st, 2006 • Alphatec Holdings, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 1st, 2006 Company Industry JurisdictionIntroductory. Alphatec Holdings, Inc., a Delaware corporation (the "Company"), proposes to issue and sell to the several underwriters named in Schedule A (the "Underwriters") an aggregate of 9,300,000 shares (the "Firm Shares") of its Common Stock, par value $0.0001 per share (the "Common Stock"). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 1,395,000 shares (the "Optional Shares") of Common Stock, as provided in Section 2. The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the "Shares." Deutsche Bank Securities Inc. ("DB"), First Albany Capital Inc. ("FAC") and RBC Capital Markets Corporation have agreed to act as representatives of the several Underwriters (in such capacity, the "Representatives") in connection with the offering and sale of the Shares.
SEATTLE GENETICS, INC. Common Stock UNDERWRITING AGREEMENT dated March 29, 2006Underwriting Agreement • March 30th, 2006 • Seattle Genetics Inc /Wa • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 30th, 2006 Company Industry Jurisdiction
Central Garden & Pet Company Common Stock UNDERWRITING AGREEMENT dated March 3, 2006 Banc of America Securities LLCUnderwriting Agreement • March 8th, 2006 • Central Garden & Pet Co • Wholesale-miscellaneous nondurable goods • New York
Contract Type FiledMarch 8th, 2006 Company Industry Jurisdiction
Acorda Therapeutics, Inc. [•] Shares Common Stock UNDERWRITING AGREEMENT dated [•], 2006 Banc of America Securities LLC Lazard Capital Markets LLC Piper Jaffray & Co. SG Cowen & Co., LLCUnderwriting Agreement • February 3rd, 2006 • Acorda Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 3rd, 2006 Company Industry Jurisdiction
Underwriting Agreement September 21, 2004Underwriting Agreement • September 23rd, 2004 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 23rd, 2004 Company Industry JurisdictionIn our examination, we have assumed the legal capacity of all natural persons, the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified, conformed or other copies, and the authenticity of the originals of such copies.
ACADIA Pharmaceuticals Inc. [ ] Shares Common Stock UNDERWRITING AGREEMENT dated [ ], 2004Underwriting Agreement • May 19th, 2004 • Acadia Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 19th, 2004 Company Industry Jurisdiction
Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 8th, 2004 • Aeroflex Inc • Semiconductors & related devices • New York
Contract Type FiledMarch 8th, 2004 Company Industry Jurisdiction