SCHEDULE 1Distribution Agreement • May 30th, 2002 • Bear Stearns Funds
Alpha Growth Portfolio 0.75% February 28, 2002 March 31, 2003 High Yield Total Return 0.75% February 28, 2002 March 31, 2003 Portfolio Income Portfolio 0.75% February 28, 2002 March 31, 2003 International Equity Portfolio 0.75% February 28, 2002 March 31, 2003 Intrinsic Value Portfolio 0.75% February 28, 2002 March 31, 2003 S&P STARS Opportunities 0.75% February 28, 2002 March 31, 2003 Portfolio S&P STARS Portfolio 0.75% February 28, 2002 March 31, 2003 Small Cap Value Portfolio 0.75% February 28, 2002 March 31, 2003 The Insiders Select Fund 0.75% February 28, 2002 March 31, 2003
Exhibit (6)(a) DISTRIBUTION AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Distribution Agreement • November 9th, 1995 • Bear Stearns Funds
AMENDMENT NO. 1 --------------- AMENDMENT NO. 1 dated as of May 21, 2001 to the Custody Agreement, dated as of December 22, 1997, between THE BEAR STEARNS FUNDS (the "Trust") and CUSTODIAL TRUST COMPANY ("Custodian"). The Trust and Custodian hereby...Custody Agreement • July 27th, 2001 • Bear Stearns Funds
AMENDMENT AGREEMENT ------------------- (The Bear Stearns Funds Administrative Services Agreement) THIS AMENDMENT is made as of February 5, 2001 (the "Effective Date"), by and between PFPC INC., a Massachusetts corporation ("PFPC") and The Bear...Administrative Services Agreement • July 27th, 2001 • Bear Stearns Funds
TO THE CUSTODY AGREEMENT DATED DECEMBER 22, 1997 BETWEEN THE BEAR STEARNS FUNDS AND CUSTODIAL TRUST COMPANYCustody Agreement • May 30th, 2002 • Bear Stearns Funds
Alpha Growth Portfolio High Yield Total Return Portfolio Income Portfolio International Equity Portfolio Intrinsic Value Portfolio Prime Money Market Portfolio S&P STARS Opportunities Portfolio S&P Stars Portfolio Small Cap Value Portfolio The Insiders Select Portfolio
SCHEDULE 1 To Amended and Restated Investment Advisory Agreement dated April 17, 2000 between The Bear Stearns Funds and Bear Stearns Asset Management Inc.Investment Advisory Agreement • May 30th, 2002 • Bear Stearns Funds
To Amended and Restated Investment Advisory Agreement dated April 17, 2000 between The Bear Stearns Funds and Bear Stearns Asset Management Inc.
SSL-1994-1 Agreement and Declaration of TrustAgreement and Declaration of Trust • November 9th, 1995 • Bear Stearns Funds • Massachusetts
SCHEDULE I TO ADMINISTRATION AGREEMENT DATED FEBRUARY 22, 1995 (AS REVISED APRIL 11, 1995) BETWEEN THE BEAR STEARNS FUNDS AND BEAR STEARNS FUNDS MANAGEMENT INC.Administration Agreement • July 27th, 2001 • Bear Stearns Funds
* Bear Stearns Funds Management Inc. will be paid an annual fee equal to an annual rate of 0.15% of the Portfolio's average daily net assets up to $1 billion, 0.12% of the next $1 billion, 0.10% of the next $3 billion and 0.08% of net assets above $5 billion. The Bear Stearns Funds has agreed to pay Bear Stearns Management Inc. a monthly fee at the annual rate of 0.05% of the average daily net assets of the Money Market Portfolio.
Exhibit (2) BY-LAWS OF THE BEAR STEARNS FUNDS ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeBy-Laws • November 9th, 1995 • Bear Stearns Funds
FORM OF SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • July 28th, 1998 • Bear Stearns Funds • New York
TO FOREIGN CUSTODY MANAGER AGREEMENT DATED NOVEMBER 12, 1998 BETWEEN THE BEAR STEARNS FUNDS AND CUSTODIAL TRUST COMPANYForeign Custody Manager Agreement • May 30th, 2002 • Bear Stearns Funds
Name of Fund Custody Agreement dated Alpha Growth Portfolio June 23, 1997 High Yield Total Return Portfolio December 22, 1997 Income Portfolio December 22, 1997 International Equity Portfolio December 22, 1997 Intrinsic Value Portfolio February 22, 1995 S & P STARS Portfolio December 22, 1997 S&P STARS Opportunities Portfolio December 22, 1997 Small Cap Value Portfolio December 22, 1997 The Insiders Select Portfolio June 7, 1995
Exhibit 99.B4(b) INVESTMENT ADVISORY AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Investment Advisory Agreement • May 14th, 1999 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
EXHIBIT D(2) SUB-INVESTMENT ADVISORY AGREEMENT BEAR STEARNS ASSET MANAGEMENT INC. 575 LEXINGTON AVENUE NEW YORK, NEW YORK 10022Sub-Investment Advisory Agreement • July 20th, 2000 • Bear Stearns Funds
As you are aware, each Series of The Bear Stearns Funds (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in its charter documents and in its Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in which manner and to such extent as from time to time may be approved by the Fund's Board of Trustees (the "Board"). The Fund intends to employ us (the "Adviser") to act as its investment adviser pursuant to a written agreement (the "Investment Advisory Agreement"), a copy of which has been provided to you. The Adviser desires to employ you to act as the sub-investment adviser to the International Equity Portfolio (the "Series").
Exhibit (6)(b) THE BEAR STEARNS FUNDS Shares of Beneficial Interest DEALER AGREEMENTDealer Agreement • November 9th, 1995 • Bear Stearns Funds • New York
INVESTMENT ADVISORY AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Investment Advisory Agreement • July 28th, 1997 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
EXHIBIT D(1) AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THE BEAR STEARNS FUNDS 575 Lexington Avenue New York, New York 10022Investment Advisory Agreement • July 20th, 2000 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
TO ADMINISTRATIVE SERVICES AGREEMENT DATED FEBRUARY 22, 1995 (AS REVISED APRIL 11, 1995) BETWEEN THE BEAR STEARNS FUNDS AND PFPC INC. AMENDED AS OF JULY 29, 1999 S&P Stars Portfolio Large Cap Value Portfolio Small Cap Value Portfolio Total Return Bond...Administrative Services Agreement • July 20th, 2000 • Bear Stearns Funds
S&P Stars Portfolio Large Cap Value Portfolio Small Cap Value Portfolio Total Return Bond Portfolio The Insiders Select Portfolio Prime Money Market Portfolio Focus List Portfolio High Yield Total Return Portfolio International Portfolio Balanced Portfolio Emerging Markets Debt Portfolio
DISTRIBUTION AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Distribution Agreement • July 28th, 1998 • Bear Stearns Funds
SUB-INVESTMENT ADVISORY AGREEMENT BEAR STEARNS FUNDS MANAGEMENT INC. 245 PARK AVENUE NEW YORK, NEW YORK 10167Sub-Investment Advisory Agreement • July 28th, 1998 • Bear Stearns Funds
As you are aware, each Series of The Bear Stearns Funds (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in its charter documents and in its Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in which manner and to such extent as from time to time may be approved by the Fund's Board of Trustees (the "Board"). The Fund intends to employ us (the "Adviser") to act as its investment adviser pursuant to a written agreement (the "Investment Advisory Agreement"), a copy of which has been provided to you. The Adviser desires to employ you to act as the sub-investment adviser to the International Equity Portfolio (the "Series") starting when the Series is initially offered to the public, which is expected to occur on or about January 1, 1998 and you desire to accept such employment.
ANDCustodian Agreement • July 20th, 2000 • Bear Stearns Funds • Massachusetts
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • October 1st, 1997 • Bear Stearns Funds
FORM OF FUND ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENTFund Accounting and Administrative Services Agreement • May 30th, 2002 • Bear Stearns Funds • New York
EXHIBIT A THE BEAR STEARNS FUNDS ARTICLES OF AMENDMENT WHEREAS, Article IX, Section 8 of the Agreement and Declaration of Trust dated September 29, 1994, as amended (the "Declaration of Trust"), of The Bear Stearns Funds (the "Trust") provides that...Articles of Amendment • July 20th, 2000 • Bear Stearns Funds
WITNESSETH ----------Foreign Custody Manager Delegation Agreement • July 20th, 2000 • Bear Stearns Funds • New York
Exhibit (5)(b) ADMINISTRATION AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Administration Agreement • November 9th, 1995 • Bear Stearns Funds
The Bear Stearns Funds, a Massachusetts business trust (the "Fund") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you ("BSFM") as follows:
Exhibit 99.B4(d) INVESTMENT ADVISORY AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Investment Advisory Agreement • May 14th, 1999 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
Exhibit 99.B4(c) INVESTMENT ADVISORY AGREEMENT THE BEAR STEARNS FUNDS 245 Park Avenue New York, New York 10167Investment Advisory Agreement • May 14th, 1999 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
SCHEDULE I TO ADMINISTRATION AGREEMENT DATED FEBRUARY 22, 1995 (AS REVISED APRIL 11, 1995) BETWEEN THE BEAR STEARNS FUNDS AND BEAR STEARNS FUNDS MANAGEMENT INC.Administration Agreement • May 30th, 2002 • Bear Stearns Funds
-------- * Bear Stearns Funds Management Inc. will be paid an annual fee equal to an annual rate of 0.15% of the Portfolio's average daily net assets up to $1 billion, 0.12% of the next $1 billion, 0.10% of the next $3 billion and 0.08% of net assets above $5 billion. The Bear Stearns Funds has agreed to pay Bear Stearns Management Inc. a monthly fee at the annual rate of 0.05% of the average daily net assets of the Money Market Portfolio.
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 1st, 1997 • Bear Stearns Funds
The above-named investment company (the "Fund"), with respect to the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
THE BEAR STEARNS FUNDS DEALER AGREEMENT ___________________ Bear, Stearns & Co. Inc. ("Bear Stearns") has entered into a distribution agreement (the "Distribution Agreement"), dated February 22, 1995 with The Bear Stearns Funds (the "Trust") in which...Dealer Agreement • July 27th, 2001 • Bear Stearns Funds • New York
CUSTODIAN AGREEMENT ------------------- THIS AGREEMENT, dated as of May 21, 2001, between THE BEAR STEARNS FUNDS- EMERGING MARKETS DEBT PORTFOLIO, an open- end management investment company organized under the laws of the State of Massachusetts and...Custodian Agreement • July 27th, 2001 • Bear Stearns Funds • New York
THE BEAR STEARNS FUNDS AND BEAR STEARNS INVESTMENT TRUST DEALER AGREEMENTDealer Agreement • May 14th, 1999 • Bear Stearns Funds • New York
SCHEDULE I TO DISTRIBUTION AGREEMENT DATED FEBRUARY 22, 1995 (AS REVISED APRIL 11 1995) BETWEEN THE BEAR STEARNS FUNDS AND BEAR, STEARNS & CO. INC.Distribution Agreement • May 30th, 2002 • Bear Stearns Funds
EXHIBIT H(1) THE BEAR STEARNS FUNDS DEALER AGREEMENTDealer Agreement • July 20th, 2000 • Bear Stearns Funds • New York
FORM OFFinancial Institution Agency Agreement • July 20th, 2000 • Bear Stearns Funds • New York
