EXHIBIT 99.A4 EXHIBIT 1A(3)(a) Form of Participation Agreement PARTICIPATION AGREEMENTParticipation Agreement • June 23rd, 1998 • Ausa Series Life Account • Florida
Contract Type FiledJune 23rd, 1998 Company Jurisdiction
EXHIBIT 1.A.(3)(m) Third Amendment to Participation Agreement Among AUSA Life Insurance Company, Inc., Variable Insurance Products Fund II and Fidelity Distributors Corporation THIRD AMENDMENT TO PARTICIPATION AGREEMENT AUSA Life Insurance Company,...Participation Agreement • July 13th, 2001 • Ausa Series Life Account
Contract Type FiledJuly 13th, 2001 CompanyThird Amendment to Participation Agreement Among AUSA Life Insurance Company, Inc., Variable Insurance Products Fund II and Fidelity Distributors Corporation
Exhibit 99.A4.VIP EXHIBIT 1. A.(3)(g) Participation Agreement Among Variable Insurance Products Fund, Fidelity Distributors Corporation and AUSA Life dated August 31, 2000 PARTICIPATION AGREEMENT -----------------------Participation Agreement • April 18th, 2001 • Ausa Series Life Account • Massachusetts
Contract Type FiledApril 18th, 2001 Company Jurisdiction
WITNESSETH:Participation Agreement • April 24th, 2003 • Tflic Series Life Account • Ohio
Contract Type FiledApril 24th, 2003 Company Jurisdiction
Amended and Restated Fund Participation Agreement Between Access Variable Insurance Trust and Transamerica dated May 1, 2004Fund Participation Agreement • April 20th, 2004 • Tflic Series Life Account • Ohio
Contract Type FiledApril 20th, 2004 Company JurisdictionTHIS AMENDED and RESTATED FUND PARTICIPATION AGREEMENT is made as of May 1, 2004, between Access Variable Insurance Trust, an open-end management investment company organized as an Ohio business trust (the “Trust”), and Transamerica Financial Life Insurance Company, a life insurance company organized under the laws of the State of New York (the “Company”), on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A, as the parties hereto may amend it from time to time (the “Accounts”) (individually, a “Party”, and collectively, the “Parties”).
RECITALSBroker-Dealer Supervisory and Service Agreement • October 20th, 1997 • Ausa Series Life Account • Florida
Contract Type FiledOctober 20th, 1997 Company Jurisdiction
PARTICIPATION AGREEMENT Among TRANSAMERICA SERIES TRUST andParticipation Agreement • April 24th, 2014 • Tflic Series Life Account • Delaware
Contract Type FiledApril 24th, 2014 Company JurisdictionTHIS AGREEMENT, made and effective as of May 1, 2013, by and among Transamerica Life Insurance Company, Transamerica Financial Life Insurance Company, Monumental Life Insurance Company, Western Reserve Life Assurance Co. of Ohio, severally and not jointly, (hereinafter, each, the "Insurance Company"), a corporation, on its own behalf and on behalf of each segregated asset account of the Insurance Company set forth on Schedule A hereto, as may be revised from time to time, (each such account hereinafter referred to as the "Account") and Transamerica Series Trust (the "Trust").
EXHIBIT 1(A)(3)(b)(i) Form of Master Service and Distribution Compliance Agreement MASTER SERVICE AND DISTRIBUTION COMPLIANCE AGREEMENT This Agreement, made this 1st day of March, 1995, by and among InterSecurities, Inc.("ISI")and AUSA Life Insurance...Master Service and Distribution Compliance Agreement • October 20th, 1997 • Ausa Series Life Account • New York
Contract Type FiledOctober 20th, 1997 Company Jurisdiction
Participation Agreement among ProFunds, Access One Trust, ProFunds Advisors, Inc. and Transamerica dated June 6, 2006Participation Agreement • April 25th, 2008 • Tflic Series Life Account • Maryland
Contract Type FiledApril 25th, 2008 Company JurisdictionTHIS AGREEMENT, dated as of the 6th day of June 2006 by and among Transamerica Financial Life Insurance Company (the "Company"), a New York corporation, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto, as may be amended from time to time (each account hereinafter referred to as the "Account"), ProFunds, a Delaware business trust, Access One Trust, a Delaware business trust (each of ProFunds or the Access One Trust referred to herein as the "Fund"), and ProFund Advisors LLC (the "Adviser"), a Maryland limited liability company.
AMENDED AND RESTATED PARTICIPATION AGREEMENT Among VARIABLE INSURANCE PRODUCTS FUNDS, FIDELITY DISTRIBUTORS CORPORATION and TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYParticipation Agreement • April 24th, 2014 • Tflic Series Life Account • Massachusetts
Contract Type FiledApril 24th, 2014 Company JurisdictionTHIS AMENDED AND RESTATED AGREEMENT, made and entered into as of the 28th day of February__, 2014 by and among TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, (hereinafter the "Company"), a New York corporation, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each such account hereinafter referred to as the "Account"); and FIDELITY DISTRIBUTORS CORPORATION (hereinafter the "Underwriter"), a Massachusetts corporation; and each of VARIABLE INSURANCE PRODUCTS FUND, VARIABLE INSURANCE PRODUCTS FUND II, VARIABLE INSURANCE PRODUCTS FUND III, VARIABLE INSURANCE PRODUCTS FUND IV and VARIABLE INSURANCE PRODUCTS FUND V each an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (each referred to hereinafter as the "Fund").
Amended and Restated Principal Underwriting agreement dated January 1, 2013Principal Underwriting Agreement • April 28th, 2016 • Tflic Series Life Account • New York
Contract Type FiledApril 28th, 2016 Company JurisdictionTHIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT (the "Agreement") made and effective as of the 1st day of January, 2013 (the "Effective Date), by and between TRANSAMERICA CAPITAL, INC. ("TCI"), a California corporation, and Transamerica Financial Life Insurance Company ("TFLIC"), a New York Corporation.
Exhibit 27(g)(i) Reinsurance Treaty dated May 1, 1999 Among AUSA Life, Phoenix Home Life Mutual Insurance Company, Swiss Re Life & Health America, Inc., The Lincoln National Life Insurance Company and Transamerica Occidental Life Insurance Company and...Reinsurance Treaty • February 20th, 2003 • Ausa Series Life Account
Contract Type FiledFebruary 20th, 2003 Company
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 25th, 2008 • Tflic Series Life Account • New York
Contract Type FiledApril 25th, 2008 Company JurisdictionTHIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 25th day of January, 2005, by and between AFSG SECURITIES CORPORATION (“AFSG”), a Pennsylvania corporation, and Transamerica Financial Life Insurance Company (“TFLIC”), a New York Corporation, (TFLIC is the surviving company of the merger of Transamerica Life Insurance Company of New York into AUSA Life Insurance Company, Inc. effective April 1, 2003), on and on its own behalf and on behalf the separate investment accounts of TFLIC set forth in Exhibit A attached hereto and made a part hereof (collectively, the “Account(s)”).
AMENDMENT NO. 7 TO PARTICIPATION AGREEMENTParticipation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyTransamerica Financial Life Insurance Company (formerly AUSA Life Insurance Company, Inc.), Variable Insurance Products Fund III and Fidelity Distributors Corporation hereby amend the Participation Agreement (“Agreement”) dated August 31, 2000, as amended, by doing the following:
Amendment No. 7 dated 5-1-2017 to Participation AgreementParticipation Agreement • April 28th, 2017 • Tflic Series Life Account
Contract Type FiledApril 28th, 2017 CompanyTHIS AMENDMENT is entered into as of this 1st day of May, 2017 among Transamerica Financial Life Insurance Company (the "Company"), on behalf of itself and certain of its separate accounts; AMERICAN FUNDS INSURANCE SERIES ("Series"); and CAPITAL RESEARCH AND MANAGEMENT COMPANY ("CRMC"). Capitalized terms used herein and no otherwise defined shall be given the definition ascribed such term in the Agreement.
AMENDMENT NO. 19 TO PARTICIPATION AGREEMENT AMONG AEGON/TRANSAMERICA SERIES FUND, INC., TRANSAMERICA LIFE INSURANCE COMPANY, AUSA LIFE INSURANCE COMPANY, INC., PEOPLES BENEFIT LIFE INSURANCE COMPANY, TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY AND...Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 Company
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 25th, 2008 • Tflic Series Life Account
Contract Type FiledApril 25th, 2008 CompanyAmendment to the Amended and Restated Principal Underwriting Agreement, dated as of January 25, 2005, by and between AFSG Securities Corporation and Transamerica Financial Life Insurance Company (the “Agreement”).
AMENDMENT NO. 44 TO PARTICIPATION AGREEMENT AMONG TRANSAMERICA SERIES TRUST, TRANSAMERICA LIFE INSURANCE COMPANY, TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, AND MONUMENTAL LIFE INSURANCE COMPANYParticipation Agreement • April 20th, 2011 • Tflic Series Life Account
Contract Type FiledApril 20th, 2011 CompanyThe Participation Agreement, dated July 1, 1992, as amended (“Agreement”) among Transamerica Series Trust (the "Fund"), Transamerica Life Insurance Company (“Transamerica”), Transamerica Financial Life Insurance Company (“TFLIC”), and Monumental Life Insurance Company (“Monumental”), (herein collectively, “the Companies”), is hereby amended as as follows:
AMENDMENT NO. 24 TO PARTICIPATION AGREEMENT AMONG AEGON/TRANSAMERICA SERIES FUND, INC., TRANSAMERICA LIFE INSURANCE COMPANY, AUSA LIFE INSURANCE COMPANY, INC., PEOPLES BENEFIT LIFE INSURANCE COMPANY, TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY AND...Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 Company
Amendment No. 13 to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Transamerica Financial Life Insurance Company Transamerica Capital, Inc.Participation Agreement • April 24th, 2014 • Tflic Series Life Account
Contract Type FiledApril 24th, 2014 CompanyFranklin Templeton Variable Insurance Products Trust (The “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Transamerica Financial Life Insurance Company (the “Company”) or “you”), and Transamerica Capital, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated May 1, 2004, and subsequently amended May 3, 2004, April 29, 2005, May 1, 2007, July 30, 2007, January 10, 2008, May 1, 2009, October 1, 2010, May 1, 2011, October 31, 2011, March 1, 2012, January 15, 2013 and May 1, 2013, (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
Amendment No. 5 to the Fund Participation Agreement (the “Agreement”) dated as of May 1, 2009 Among Transamerica Financial Life Insurance Company, American Funds Insurance Series and Capital Research and Management CompanyFund Participation Agreement • April 24th, 2014 • Tflic Series Life Account
Contract Type FiledApril 24th, 2014 CompanyTHIS AMENDMENT is entered into as of this 1st day of May, 2014 among Transamerica Financial Life Insurance Company (the “Company”), on behalf of itself and certain of its separate accounts); AMERICAN FUNDS INSURANCE SERIES (“Series”); and CAPITAL RESEARCH AND MANAGEMENT COMPANY (“CRMC”). Capitalized terms used herein and no otherwise defined shall be given the definition ascribed such term in the Agreement.
AMENDMENT NO. 3 TO PARTICIPATION AGREEMENTParticipation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyN ame of Separate Account and Date Established by Board of Directors Policy Form Numbers of Contracts Funded by Separate Account AUSA Series Life Account (est. October 24, 1994) Form Number: VL03NY Product: AUSA Financial Freedom Builder Form Number: VL95NY Product: AUSA Freedom Elite Builder Form Number JLS02NY Product: AUSA Freedom Wealth Protector Separate Account VA BNY (est. September 27, 1994) Form Number AV343 101 90 396 Product: AUSA Landmark Variable Annuity AUSA Series Annuity Account (est. March 20, 2001) Form Number: WL18NY Product: AUSA Freedom Premier Separate Account VA QNY (est. August 13, 1996) FormNumber: AV10241011791003 Product: Flexible Premium Variable Annuity- E (No marketing name at this time)
Amendment No. 8 to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Transamerica Financial Life Insurance Company Transamerica Capital, Inc.Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyFranklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Transamerica Financial Life Insurance Company (the “Company” or “you”), and Transamerica Capital, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated May 1, 2004, and subsequently amended May 3, 2004, April 29, 2005, May 1, 2007, July 30, 2007, January 10, 2008, May 1, 2009 and October 1, 2010 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
AMENDMENT NO.6 TO PARTICIPATION AGREEMENTParticipation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 Company
Schedule A to Participation Agreement Between Transamerica Series Trust and Transamerica Life Insurance Company Transamerica Financial Life Insurance Company Monumental Life Insurance Company Western Reserve Life Assurance Co. Of Ohio Dated May 1, 2013Participation Agreement • April 24th, 2014 • Tflic Series Life Account
Contract Type FiledApril 24th, 2014 Company
AMENDMENT NO. 35 TO PARTICIPATION AGREEMENT AMONG AEGON/TRANSAMERICA SERIES TRUST, TRANSAMERICA LIFE INSURANCE COMPANY, TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, PEOPLES BENEFIT LIFE INSURANCE COMPANY, AND TRANSAMERICA OCCIDENTAL LIFE INSURANCE...Participation Agreement • April 25th, 2008 • Tflic Series Life Account
Contract Type FiledApril 25th, 2008 CompanyThe Participation Agreement, dated July 1, 1992, as amended (“Agreement”) among AEGON/Transamerica Series Trust (the "Fund"), Transamerica Life Insurance Company (“Transamerica”), Transamerica Financial Life Insurance Company (“TFLIC”), Peoples Benefit Life Insurance Company (“Peoples”), and Transamerica Occidental Life Insurance Company (“TOLIC”) is hereby amended as follows:
Amendment No. 33 to Participation AgreementParticipation Agreement • April 13th, 2006 • Tflic Series Life Account
Contract Type FiledApril 13th, 2006 CompanyThe Participation Agreement, dated July 1, 1992, as amended (“Agreement”) among AEGON/Transamerica Series Trust (the "Fund"), Transamerica Life Insurance Company (“Transamerica”), Transamerica Financial Life Insurance Company (“TFLIC”), Peoples Benefit Life Insurance Company (“Peoples”), Transamerica Occidental Life Insurance Company (“TOLIC”), and Transamerica Life Insurance and Annuity Company (“TALIAC”) is hereby amended as follows:
AMENDMENT NO. 28 TO PARTICIPATION AGREEMENT AMONG AEGON/TRANSAMERICA SERIES FUND, INC., TRANSAMERICA LIFE INSURANCE COMPANY, TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, PEOPLES BENEFIT LIFE INSURANCE COMPANY, TRANSAMERICA OCCIDENTAL LIFE INSURANCE...Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 Company
AMENDMENT NO. 21 TO PARTICIPATION AGREEMENT AMONG AEGON/TRANSAMERICA SERIES FUND, INC., TRANSAMERICA LIFE INSURANCE COMPANY, AUSA LIFE INSURANCE COMPANY, INC., PEOPLES BENEFIT LIFE INSURANCE COMPANY, TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY AND...Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 Company
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyAmendment to the Participation Agreement (the “Agreement”) dated as of May 1, 2001 between TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, (“Insurer”) (formerly, AUSA LIFE INSURANCE COMPANY, INC.), TRANSAMERICA CAPITAL, INC. (replacing AFSG SECURITIES CORPORATION by Amendment and Novation) (“Contracts Distributor”) (together Insurer and Contract Distributor, the “Company”); ALLIANCEBERNSTEIN L.P. (formerly, ALLIANCE CAPITAL MANAGEMENT L.P.), (“Adviser”); and ALLIANCEBERNSTEIN INVESTMENTS, INC. (formerly, ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC.) (“Distributor”).
AMENDMENT NO. 10 TO PARTICIPATION AGREEMENTParticipation Agreement • April 24th, 2014 • Tflic Series Life Account
Contract Type FiledApril 24th, 2014 CompanyTHIS AMENDMENT, made and entered into as of the 1st day of May, 2013 by and among TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (the “Company”), on its own behalf and on behalf of each separate account of the Company set forth on Schedule A hereto as may be revised from time to time (the “Account”); and FIDELITY DISTRIBUTORS CORPORATION (the “Underwriter”); and each of VARIABLE INSURANCE PRODUCTS FUND II and VARIABLE INSURANCE PRODUCTS FUND v.
AMENDMENT NO. 7 TO PARTICIPATION AGREEMENTParticipation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyName of Separate Account and Date Established by Board of Directors Products Funded by Separate Account TFLIC Series Life Account (est. October 24, 1994) TFLIC Financial Freedom Builder TFLIC Freedom Elite Builder Separate Account VA BNY (est. September 27, 1994 Transamerica Landmark NY Variable Annuity TFLIC Series Annuity Account (est. March 20, 2001) TFLIC Freedom Premier TR-Fidelity VIP II Contrafund® Portfolio (est. July 1, 2001) Form Number: TA-AP-2001-CONT TFLIC Separate Account VNY (est. December 14, 2004) Advisor's Edge NY Variable Annuity Separate Account VA GNY (est. April 3, 2007) Flexible Premium Variable Annuity- Lunder the Marketing name "Transamerica Ascent" TFLIC Separate Account C (est. November 4, 1994) Marquee Variable Annuity Separate Account VA WNY (est. August 31, 2004) Flexible Premium Variable Annuity - H under the marketing name 'Transamerica Liberty NY" Separate Account VA YNY (est. September 13, 2007) Flexible Premium Variable Annuity - N under the marketing
Amendment No. 7 to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Transamerica Financial Life Insurance Company Transamerica Capital, Inc.Participation Agreement • April 26th, 2013 • Tflic Series Life Account
Contract Type FiledApril 26th, 2013 CompanyFranklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Transamerica Financial Life Insurance Company (the “Company” or “you”), and Transamerica Capital, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated May 1, 2004, and subsequently amended May 3, 2004, April 29, 2005, May 1, 2007, July 30, 2007, January 10, 2008 and May 1, 2009 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
AMENDMENT NO. 4 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 25th, 2008 • Tflic Series Life Account
Contract Type FiledApril 25th, 2008 CompanyAmendment dated May 1, 2008 to the Amended and Restated Principal Underwriting Agreement, dated as of January 25, 2005, by and between Transamerica Capital, Inc. (“TCI”) and Transamerica Financial Life Insurance Company (“TFLIC”) (the “Agreement”).
AMENDMENT NO. 4 TO PARTICIPATION AGREEMENTParticipation Agreement • July 14th, 2004 • Tflic Series Life Account
Contract Type FiledJuly 14th, 2004 CompanyTransamerica Financial Life Insurance Company (formerly, AUSA Life Insurance Company, Inc.), Variable Insurance Products Fund, Variable Insurance Products Fund II and Fidelity Distributors Corporation hereby amend the Participation Agreement (“Agreement”) dated April 1, 1991, by doing the following: