R E C I T A L SEmployment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
Exhibit 10.(i)(a) AMENDED AND RESTATED EMPLOYMENT AGREEMENT AGREEMENT, made as of March 22, 2002, by and between Sterling Bancorp, a New York corporation (the "Company"), and Louis J. Cappelli ("Executive"). R E C I T A L S WHEREAS, Executive serves...Employment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
May 22, 1998 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995,...Employment Agreement • August 14th, 1998 • Sterling Bancorp • National commercial banks
AMENDMENTChange in Control Severance Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks
MARCH 15, 2006 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Employment Agreement • March 16th, 2006 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 18, 2005:
PRIVILEGED & CONFIDENTIAL SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • June 15th, 1998 • Sterling Bancorp • National commercial banks • New York
WITNESSETH:Change in Control Severance Agreement • August 9th, 2004 • Sterling Bancorp • National commercial banks • New York
February 26, 2003 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Employment Agreement • March 28th, 2003 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company:
Exhibit 10(i) This CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the 3rd day of April, 2002 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 2002 • Sterling Bancorp • National commercial banks • New York
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
THIS AMENDMENT (the “Amendment”) is made by Sterling Bancorp (the “Company”) and John C. Millman (“Executive”) to be effective as of December 29, 2008.
CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTChange in Control Severance and Retention Agreement • March 16th, 2007 • Sterling Bancorp • National commercial banks • New York
This CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT (as modified, extended or supplemented from time to time, this “Agreement”) is entered into as of September 7, 2006 by and between Sterling Bancorp, a New York corporation (the “Company”), and ______________, _______________(“Executive”).
AMENDMENT TO EMPLOYMENT AGREEMENT WITH JOHN C. MILLMANEmployment Agreement • March 24th, 2005 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
1 Exhibit 10(ii) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the ___ day of ____, 1998 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 1998 • Sterling Bancorp • National commercial banks • New York
FORM OF LETTER AGREEMENTLetter Agreement • December 30th, 2008 • Sterling Bancorp • National commercial banks
Sterling Bancorp (the “Company”) has entered into a Securities Purchase Agreement, dated December 23, 2008 (the “Securities Purchase Agreement”), with the United States Department of Treasury (“Treasury”) as part of the Company’s participation in the Treasury’s TARP Capital Purchase Program (the “CPP”).
7,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 19th, 2010 • Sterling Bancorp • National commercial banks • New York
Sterling Bancorp, a New York corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 7,500,000 shares (the “Firm Shares”) of the Common Shares, par value $1.00 per share, of the Company (“Common Shares”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,125,000 Common Shares (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
S T E R L I N G B A N C O R PEmployment Agreement • March 9th, 2012 • Sterling Bancorp • National commercial banks
STERLING BANCORPEmployment Agreement • February 25th, 2011 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 25, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
AMENDMENT TO EMPLOYMENT AGREEMENT WITH LOUIS J. CAPPELLIEmployment Agreement • March 24th, 2005 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
STERLING BANCORP LETTERHEADEmployment Agreement • March 16th, 2009 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
STERLING BANCORP LETTERHEADEmployment Agreement • March 14th, 2008 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
March 15, 2007Employment Agreement • March 16th, 2007 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
March 9, 1999 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995...Employment Agreement • March 29th, 1999 • Sterling Bancorp • National commercial banks
Mr. John C. Millman, President Sterling BancorpEmployment Agreement • May 3rd, 2013 • Sterling Bancorp • National commercial banks
FORM OF AMENDMENT TO CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTChange in Control Severance and Retention Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
WHEREAS, the Company and Executive are parties to a Change in Control Severance and Retention Agreement dated (the “Agreement”);
March 15, 2007Employment Agreement • March 16th, 2007 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
STERLING BANCORP LETTERHEADEmployment Agreement • March 14th, 2008 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
S T E R L I N G B A N C O R PEmployment Agreement • March 9th, 2012 • Sterling Bancorp • National commercial banks
STERLING BANCORPEmployment Agreement • February 25th, 2011 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 25, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
STERLING BANCORP LETTERHEADEmployment Agreement • March 16th, 2009 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
FORM OF AMENDMENT TO CHANGE IN CONTROL SEVERANCE AGREEMENTChange in Control Severance Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
WHEREAS, the Company and Executive desires to amend certain provisions of the Agreement in order to be exempt from or comply with Section 409A of the Internal Revenue Code of 1986, as amended (“Section 409A”); and
Mr. Louis J. Cappelli, ChairmanEmployment Agreement • May 3rd, 2013 • Sterling Bancorp • National commercial banks
3,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 9th, 2011 • Sterling Bancorp • National commercial banks • New York
Sterling Bancorp, a New York corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 3,500,000 shares (the “Firm Shares”) of the Common Shares, par value $1.00 per share, of the Company (“Common Shares”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 525,000 Common Shares (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
UNITED STATES DEPARTMENT OF THE TREASURY 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 April 27, 2011Securities Purchase Agreement • April 29th, 2011 • Sterling Bancorp • National commercial banks
Reference is made to that certain Letter Agreement incorporating the Securities Purchase Agreement – Standard Terms (the “Securities Purchase Agreement”), dated as of the date set forth on Schedule A hereto, between the United States Department of the Treasury (the “investor”) and the company set forth on Schedule A hereto (the “Company”). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Securities Purchase Agreement. Pursuant to the Securities Purchase Agreement, at the Closing, the Company issued to the Investor the number of shares of the series of its preferred stock set forth on Schedule A hereto (the “Preferred Shares”) and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the “Warrant”).
