R E C I T A L SEmployment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledMay 15th, 2002 Company Industry Jurisdiction
Exhibit 10.(i)(a) AMENDED AND RESTATED EMPLOYMENT AGREEMENT AGREEMENT, made as of March 22, 2002, by and between Sterling Bancorp, a New York corporation (the "Company"), and Louis J. Cappelli ("Executive"). R E C I T A L S WHEREAS, Executive serves...Employment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledMay 15th, 2002 Company Industry Jurisdiction
May 22, 1998 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995,...Sterling Bancorp • August 14th, 1998 • National commercial banks
Company FiledAugust 14th, 1998 Industry
PRIVILEGED & CONFIDENTIAL SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • June 15th, 1998 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledJune 15th, 1998 Company Industry Jurisdiction
Exhibit 10(i) This CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the 3rd day of April, 2002 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 2002 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledAugust 14th, 2002 Company Industry Jurisdiction
AMENDMENTAgreement • May 15th, 2002 • Sterling Bancorp • National commercial banks
Contract Type FiledMay 15th, 2002 Company Industry
WITNESSETH:Change in Control Severance Agreement • August 9th, 2004 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledAugust 9th, 2004 Company Industry Jurisdiction
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
Contract Type FiledJanuary 5th, 2009 Company IndustryTHIS AMENDMENT (the “Amendment”) is made by Sterling Bancorp (the “Company”) and John C. Millman (“Executive”) to be effective as of December 29, 2008.
AMENDMENT TO EMPLOYMENT AGREEMENT WITH JOHN C. MILLMANSterling Bancorp • March 24th, 2005 • National commercial banks
Company FiledMarch 24th, 2005 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
February 24, 2004 Sterling Bancorp Letterhead Mr. Louis J. Cappelli, Chairman Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Cappelli: This will confirm the following amendment to your Amended and Restated Employment Agreement,...Sterling Bancorp • March 12th, 2004 • National commercial banks
Company FiledMarch 12th, 2004 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 26, 2003:
February 26, 2001 Mr. John C. Millman, President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14,...Sterling Bancorp • March 30th, 2001 • National commercial banks
Company FiledMarch 30th, 2001 Industry
CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTControl Severance and Retention Agreement • March 16th, 2007 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledMarch 16th, 2007 Company Industry JurisdictionThis CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT (as modified, extended or supplemented from time to time, this “Agreement”) is entered into as of September 7, 2006 by and between Sterling Bancorp, a New York corporation (the “Company”), and ______________, _______________(“Executive”).
EXHIBIT 10(v)(b) [STERLING BANCORP LOGO AND LETTERHEAD] February 19, 1998 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendment to your employment agreement,...Sterling Bancorp • March 30th, 1998 • National commercial banks
Company FiledMarch 30th, 1998 Industry
1 Exhibit 10(ii) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the ___ day of ____, 1998 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 1998 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledAugust 14th, 1998 Company Industry Jurisdiction
February 24, 2004 Sterling Bancorp Letterhead Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement,...Sterling Bancorp • March 12th, 2004 • National commercial banks
Company FiledMarch 12th, 2004 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 26, 2003:
FORM OF LETTER AGREEMENTLetter Agreement • December 30th, 2008 • Sterling Bancorp • National commercial banks
Contract Type FiledDecember 30th, 2008 Company IndustrySterling Bancorp (the “Company”) has entered into a Securities Purchase Agreement, dated December 23, 2008 (the “Securities Purchase Agreement”), with the United States Department of Treasury (“Treasury”) as part of the Company’s participation in the Treasury’s TARP Capital Purchase Program (the “CPP”).
LETTERHEAD] February 24, 2000 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendment to your employment agreement, dated February 19, 1993 (as amended,...Sterling Bancorp • March 29th, 2000 • National commercial banks
Company FiledMarch 29th, 2000 Industry
LETTERHEAD OF STERLING BANCORP] February 28, 1997 Mr. Louis J. Cappelli Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendment to your employment agreement, dated February 19,...Sterling Bancorp • March 28th, 1997 • National commercial banks
Company FiledMarch 28th, 1997 Industry
7,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 19th, 2010 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledMarch 19th, 2010 Company Industry JurisdictionSterling Bancorp, a New York corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 7,500,000 shares (the “Firm Shares”) of the Common Shares, par value $1.00 per share, of the Company (“Common Shares”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,125,000 Common Shares (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
S T E R L I N G B A N C O R PSterling Bancorp • March 9th, 2012 • National commercial banks
Company FiledMarch 9th, 2012 Industry
STERLING BANCORPSterling Bancorp • February 25th, 2011 • National commercial banks
Company FiledFebruary 25th, 2011 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 25, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
February 26, 2003 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Sterling Bancorp • March 28th, 2003 • National commercial banks
Company FiledMarch 28th, 2003 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company:
AMENDMENT TO EMPLOYMENT AGREEMENT WITH LOUIS J. CAPPELLIEmployment Agreement • March 24th, 2005 • Sterling Bancorp • National commercial banks
Contract Type FiledMarch 24th, 2005 Company IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
1 Exhibit 10(x)(a) [STERLING BANCORP LETTERHEAD] February 26, 2001 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement,...Sterling Bancorp • March 30th, 2001 • National commercial banks
Company FiledMarch 30th, 2001 Industry
STERLING BANCORP LETTERHEADSterling Bancorp • March 16th, 2009 • National commercial banks
Company FiledMarch 16th, 2009 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
STERLING BANCORP LETTERHEADSterling Bancorp • March 14th, 2008 • National commercial banks
Company FiledMarch 14th, 2008 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
February 26, 2003 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Cappelli: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002,...Sterling Bancorp • March 28th, 2003 • National commercial banks
Company FiledMarch 28th, 2003 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company:
March 15, 2007Sterling Bancorp • March 16th, 2007 • National commercial banks
Company FiledMarch 16th, 2007 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
March 9, 1999 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995...Sterling Bancorp • March 29th, 1999 • National commercial banks
Company FiledMarch 29th, 1999 Industry
Mr. John C. Millman, President Sterling BancorpSterling Bancorp • May 3rd, 2013 • National commercial banks
Company FiledMay 3rd, 2013 Industry
FORM OF AMENDMENT TO CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTSeverance and Retention Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
Contract Type FiledJanuary 5th, 2009 Company IndustryWHEREAS, the Company and Executive are parties to a Change in Control Severance and Retention Agreement dated (the “Agreement”);
March 15, 2007Sterling Bancorp • March 16th, 2007 • National commercial banks
Company FiledMarch 16th, 2007 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
STERLING BANCORP LETTERHEADSterling Bancorp • March 14th, 2008 • National commercial banks
Company FiledMarch 14th, 2008 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
MARCH 15, 2006 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Sterling Bancorp • March 16th, 2006 • National commercial banks
Company FiledMarch 16th, 2006 IndustryThis will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 18, 2005:
ContractChange in Control Severance and Retention Agreement • November 9th, 2006 • Sterling Bancorp • National commercial banks • New York
Contract Type FiledNovember 9th, 2006 Company Industry JurisdictionCHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT This CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT (as modified, extended or supplemented from time to time, this “Agreement”) is entered into as of November 7, 2006 by and between Sterling Bancorp, a New York corporation (the “Company”), and Dale C. Fredston, First Vice President and Corporate Secretary (“Executive”). W I T N E S S E T H: WHEREAS, the Company considers the establishment and maintenance of a sound and vital management of the Company and each Subsidiary (as defined in Section 11) to be essential to protecting and enhancing the best interests of the Company and its shareholders; WHEREAS, the Company recognizes that, as is the case with many publicly held corporations, the possibility of a change in control may arise and that such possibility may result in the departure or distraction of management personnel to the detriment of the Company and its shareholders; WHEREAS, the Board (as defined in Section 1 of Appendi