2) a convertible debenture, that is senior to all Buyer debentures and notes with the exception of bank loans and bank lines of credit, with a term of three years in the form of EXHIBIT A hereto (the "Debenture") issued to the Shareholder on the one...Stock Purchase Agreement • January 30th, 2002 • Nd Holdings Inc • Security brokers, dealers & flotation companies • North Dakota
EXHIBIT DRAFT SELECTED DEALER AGREEMENT 3,000,000 SHARES ND Holdings, Inc. No Par Common Stock (Registration on Form S-1 File No. 333-11509)Selected Dealer Agreement • January 29th, 1997 • Nd Holdings Inc • Security brokers, dealers & flotation companies
The Underwriter named in the prospectus mentioned below (the "Underwriter") has agreed, subject to the terms and conditions of the Underwriting Agreement (the "Underwriting Agreement"), to offer on "Best Efforts" basis no par common stock of ND Holdings, Inc. (the "Company"), at the price set forth on the cover of said prospectus, an aggregate of 3,000,000 Shares (the "Shares"). The Shares are more particularly described in the enclosed prospectus (the "Prospectus"), additional copies of which will be supplied in reasonable quantities upon request.
EXHIBIT DRAFTUnderwriting Agreement • January 29th, 1997 • Nd Holdings Inc • Security brokers, dealers & flotation companies • North Dakota
S-8 Exhibit 3.3 Craig Wollenberg - Consulting Agreement AGREEMENT dated as of _September 14, 2001_ by and between ND Holdings, Inc., a Corporation organized and existing under the laws of the State of North Dakota, having an office and principal place...Consulting Agreement • October 15th, 2001 • Nd Holdings Inc • Security brokers, dealers & flotation companies • North Dakota
EMPLOYMENT AGREEMENTEmployment Agreement • August 13th, 2009 • Capital Financial Holdings, Inc • Security brokers, dealers & flotation companies • North Dakota
This Agreement is effective as of the -1st- day of -April-, 2009, by and between Capital Financial Services, Inc., a Wisconsin corporation (hereinafter referred to as the "Company"), and Bradley Wells (hereinafter referred to as the "Employee"); and Integrity Mutual Funds, Inc., ("the Parent") a North Dakota corporation that is the parent and sole owner of the Company. This agreement is an Employment Agreement between the Employee and the Company. The Parent of the Company is a party to this Agreement and consents and ratifies this Agreement to the extent it is affected by the terms of this Agreement.
SUBSCRIPTION AGREEMENTSubscription Agreement • August 12th, 2005 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
This Subscription Agreement (this "Agreement") is made and entered into as of the date set forth on the signature page hereto (the "Effective Date") by and between Integrity Mutual Funds, Inc., a North Dakota corporation (the "Company"), and __________________________________________________("Investor"). The Company and Investor are collectively referred to hereinafter as the "Parties".
EMPLOYMENT AGREEMENTEmployment Agreement • May 11th, 2009 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
THIS AGREEMENT is effective as of the -1st- day of -April-, 2009, by and between Capital Financial Services, Inc., a Wisconsin corporation (hereinafter referred to as the "Company"), and Bradley Wells (hereinafter referred to as the "Employee"); and Integrity Mutual Funds, Inc., ("the Parent") a North Dakota corporation that is the parent and sole owner of the Company. This agreement is an Employment Agreement between the Employee and the Company. The Parent of the Company is a party to this Agreement and consents and ratifies this Agreement to the extent it is affected by the terms of this Agreement.
Mark R. Anderson - Employment AgreementEmployment Agreement • November 10th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
AGREEMENT effective as of May 1, 2004 by and between Integrity Mutual Funds, Inc., a Corporation organized and existing under the laws of the State of North Dakota, having an office and principal place of business at 1 North Main, Minot, North Dakota 58703 (hereinafter referred to as the "Employer"), and Mark R. Anderson, an individual residing at 405 16th Avenue SW, Minot, North Dakota 58701 (hereinafter referred to as the "Employee").
Robert Walstad Employment AgreementEmployment Agreement • May 13th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
AGREEMENT dated as of Ocotber 1, 2001 by and between ND Holdings, Inc., a Corporation organized and existing under the laws of the State of North Dakota, having an office and principal place of business at 1 North Main, Minot, North Dakota 58703 (hereinafter referred to as the “Employer”), and Robert Walstad, an individual residing at Minot, North Dakota, (hereinafter referred to as the “Employee”).
EMPLOYMENT AGREEMENTEmployment Agreement • May 13th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
This Employment Agreement (this “Agreement”) is made and entered into effective as of the 1st day of March, 2004 (the “Effective Date”), by and between Integrity Mutual Funds, Inc., a North Dakota corporation having its principal place of business at I Main Street N, Minot, North Dakota 58703-3189 (the “Company”), and Jeff Etheredge (the “Employee”).
AMENDMENT TO BRADLEY WELLS EMPLOYMENT AGREEMENTEmployment Agreement • December 20th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies
This Amendment shall amend and modify that certain agreement entitled “Bradley Wells – Employment Agreement” dated 6-1-2002. This Amendment shall be retroactively effective as of 6-1-2002.
SEPARATION AGREEMENTSeparation Agreement • March 16th, 2007 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
This Separation Agreement (this "Agreement") is made and entered into as of the 24th day of January, 2007, by and between Integrity Mutual Funds, Inc., a North Dakota corporation (the "Company") and Robert E. Walstad, an individual residing at Minot, North Dakota ("Employee").
JOINT FILING AGREEMENTJoint Filing Agreement • November 19th, 2010 • Capital Financial Holdings, Inc • Security brokers, dealers & flotation companies
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, $0.0001 par value per share, of Capital Financial Holdings, Inc., a North Dakota Corporation, and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings.
STOCK PURCHASE AGREEMENTStock Purchase Agreement • November 10th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
THIS STOCK PURCHASE AGREEMENT (the "Agreement") is made and entered into as of the 15 day of January, 2002 by and among ND Holdings, Inc., a North Dakota corporation (the "Buyer"), Capital Financial Services, Inc., a Wisconsin corporation (the "Company"), and Geoffrey Legler ("Legler") and Charles G. Hartman ("Hartman"), individuals residing in the state of Wisconsin (jointly and severally referred to as the "Shareholder"), who are, respectively, the sole shareholder and sole option holder of the Company.
SEPARATION AGREEMENTSeparation Agreement • August 11th, 2006 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • New York
THIS SEPARATION AGREEMENT (this "Agreement") is made and entered into as of the 13th day of July, 2006, by and between INTEGRITY MUTUAL FUNDS, INC., a North Dakota corporation (the "Company") having an office at 1 North Main Street, Minot, North Dakota 58703 and JERRY J. SZILAGYI ("Employee"), residing at 5 Abbington Drive, Lloyd Harbor, NY 11743.
Employment AgreementEmployment Agreement • August 13th, 2007 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
This Agreement is made and entered into as of the 1st day of June, 2007, by and between Integrity Mutual Funds, Inc., a North Dakota corporation (hereinafter referred to as the "Company"), and Bradley Wells (hereinafter referred to as the "Employee");
SHARE PURCHASE AGREEMENT AND CHANGE OF ADVISORShare Purchase Agreement • March 17th, 2009 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
THIS SHARE PURCHASE AGREEMENT AND CHANGE OF ADVISOR (the "Agreement") is made and entered into as of the 6 day of March, 2009 by and among Corridor Investors, LLC., a North Dakota Limited Liability Company ("Corridor") together with Viking Fund Management, LLC, a North Dakota LLC ("Viking") together ("Buyer"), Integrity Mutual Funds, Inc. of Nevada, Integrity Fund Services, Inc. and Integrity Funds Distributor, Inc. (together the "Companies"), and Integrity Mutual Funds, Inc., ("Integrity Public") a publicly traded North Dakota corporation together with Integrity Money Management, Inc. ("Advisor") a wholly owned subsidiary of Integrity Public (together the "Seller"), of which Integrity Public is the sole shareholder of the Companies and Advisor is the contractual advisor to certain mutual funds.
Separation AgreementSeparation Agreement • March 4th, 2008 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
This Separation Agreement (this "Agreement") is made and entered into as of the 29th day of February, 2008, by and between Integrity Mutual Funds, Inc., a North Dakota corporation (the "Company") and Mark R. Anderson, an individual residing at Minot, North Dakota ("Employee").
Bradley Wells - Employment AgreementEmployment Agreement • May 13th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
AGREEMENT dated as of 6-1-02 by and between ND Holdings, Inc., a Corporation organized and existing under the laws of the State of North Dakota, having an office and principal place of business at 1 North Main, Minot, North Dakota 58703 (hereinafter referred to as the “Employer”), and Bradley Wells, an individual residing at Minot, North Dakota, (hereinafter referred to as the “Employee”).
Jerry J. Szilagyi - Employment AgreementEmployment Agreement • May 13th, 2004 • Integrity Mutual Funds Inc • Security brokers, dealers & flotation companies • North Dakota
AGREEMENT effective as of April 1, 2004 by and between Integrity Mutual Funds, Inc., a Corporation organized and existing under the laws of the State of North Dakota, having an office and principal place of business at I North Main, Minot, North Dakota 58703 (hereinafter referred to as the ‘Employer” or “Company”), and Jerry J. Szilagyi, an individual residing at 5 Abbington Drive, Lloyd Harbor, New York 11743, (hereinafter referred to as the “Employee”).
