Exhibit 10(z) EMPLOYMENT AGREEMENT CLEAN DIESEL TECHNOLOGIES, INC. - ANN B. RUPLE AGREEMENT made as of the date set forth below by and between Ann B. Ruple of 15 Algonquin Road, Fairfield, CT 06825 ("Employee") and Clean Diesel Technologies, Inc., a...Employment Agreement • March 30th, 2007 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Connecticut
Exhibit 10.1 LICENSE AGREEMENT(1) -------------------- THIS AGREEMENT made and entered into of this 13th day of July, 2001, by and between Clean Diesel Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware,...License Agreement • August 16th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • New York
Exhibit 99.1 SEPARATION AGREEMENT AND RELEASE This will acknowledge the termination of the employment of James M. Valentine (hereinafter referred to as "You," "Your" or "Employee") with Clean Diesel Technologies, Inc. (hereinafter referred to as...Separation Agreement • January 25th, 2006 • Clean Diesel Technologies Inc • Industrial inorganic chemicals
SUPPLY AGREEMENT between CLEAN DIESEL TECHNOLOGIES, INC. and HOLT LLOYD INTERNATIONAL LTD.Supply Agreement • August 7th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • New York
Exhibit 10c ASSIGNMENT AGREEMENT, effective as of November 5, 1997, among PLATINUM PLUS, INC., a Delaware corporation ("PPI"), with a place of business at 300 Atlantic Street, Stamford CT 06901, Fuel-Tech N.V., a Netherlands Antilles limited liability...Assignment Agreement • March 30th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • Delaware
Exhibit 10.2 License Agreement(1) -------------------- Clean Diesel Technologies, Inc. Combustion Components Associates, Inc. AGREEMENT entered into as of this 31st day of March, 2003 between Clean Diesel Technologies, Inc. (CDT), a Delaware...License Agreement • August 16th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Connecticut
FORM OF REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 11th, 2011 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • Illinois
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 7, 2011, by and between CLEAN DIESEL TECHNOLOGIES, INC., a Delaware corporation, (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 23rd, 2015 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 23, 2015, is by and among Clean Diesel Technologies Inc., a Delaware corporation with offices located at 1621 Fiske Place, Oxnard, CA 93033 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
Exhibit 10.3 OFFICE LEASE AGREEMENT SHORT FORM LEASE THIS OFFICE LEASE AGREEMENT (the "LEASE") is made and entered into as of the 29 day of January 2004, by and between CT-STAMFORD ATLANTIC FORUM, L.L.C., A DELAWARE LIMITED LIABILITY COMPANY...Office Lease Agreement • August 16th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals
CLEAN DIESEL TECHNOLOGIES, INC. 1,600,000 Shares of Common Stock, $0.01 par value. and Warrants to Purchase 800,000 Shares of Common Stock, $0.01 par value Underwriting AgreementUnderwriting Agreement • June 28th, 2013 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
Clean Diesel Technologies, Inc. a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters listed in Schedule I hereto (the “Underwriters”) an aggregate of 1,600,000 authorized but unissued shares (the “Underwritten Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company and warrants (“Warrants”) to purchase an aggregate of 800,000 shares of Common Stock (the “Underwritten Warrants” and together with the Underwritten Shares, the “Underwritten Securities”). The Company has granted the Underwriters the option to purchase an aggregate of up to 240,000 additional shares of Common Stock (the “Additional Shares”) and/or up to an additional 120,000 Warrants (the “Additional Warrants”, and together with the Additional Shares, the “Additional Securities”) as may be necessary to cover any over-allotments made in connection with the offering. The Underwritten Shares and the Additional
CLEAN DIESEL TECHNOLOGIES, INC. 1994 INCENTIVE PLAN STOCK OPTION AWARD AGREEMENTStock Option Award Agreement • November 27th, 1996 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products
CLEAN DIESEL TECHNOLOGIES INC. 1,385,000 shares of Common Stock Series A Warrants to Purchase 388,393 shares of Common Stock and Series B Warrants to Purchase 168,571 shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • November 4th, 2014 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
Exhibit 10.6 CLEAN DIESEL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT AGREEMENT made as of the 1st day of April, 2002 by and between Clean Diesel Technologies, Inc., a Delaware corporation of 300 Atlantic Street, Stamford CT 06901 (the "Company"), and R....Employment Agreement • August 16th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Connecticut
AGREEMENT made as of the 1st day of April, 2002 by and between Clean Diesel Technologies, Inc., a Delaware corporation of 300 Atlantic Street, Stamford CT 06901 (the "Company"), and R. Glen Reid (the "Employee") of 5994 Woodthrush Lane, West Chester Ohio 45069.
Exhibit 99.2 Employment Agreement -------------------- Clean Diesel Technologies, Inc. - Walter Copan Agreement as of June 14, 2005 between Clean Diesel Technologies, Inc. ("the Company"), a Delaware corporation with a headquarters at Suite 702, 300...Employment Agreement • August 8th, 2005 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Colorado
Exhibit 10n The omitted portions indicated by brackets have been separately filed with the Securities and Exchange Commission pursuant to a request for confidential treatment under Rule 406, promulgated under the Securities Act of 1933, as amended....Joint Development Agreement • August 7th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • New Jersey
Exhibit 10(h) CLEAN DIESEL TECHNOLOGIES, INC. 1994 INCENTIVE PLAN - - NON- QUALIFIED STOCK OPTION AWARD AGREEMENT NON-QUALIFIED STOCK OPTION AWARD AGREEMENT dated as of {DATE] between Clean Diesel Technologies, Inc., a Delaware corporation (the...Non-Qualified Stock Option Award Agreement • March 30th, 2007 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Connecticut
Exhibit 10t EMPLOYMENT AGREEMENT AGREEMENT made as of the date set forth below by and between James M. Valentine, 480 Hemlock Road, Fairfield, CT 06430 ("Employee") and Clean Diesel Technologies, Inc., a Delaware corporation (the "Company"), having a...Employment Agreement • August 7th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • Connecticut
Exhibit 10s EMPLOYMENT AGREEMENT AGREEMENT made as of the date set forth below by and between Jeremy D. Peter-Hoblyn of Lamellen, Tudy, St. Bodmin, Cornwall, England ("Employee") and Clean Diesel Technologies, Inc., a Delaware corporation (the...Employment Agreement • August 7th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • Connecticut
AGREEMENTNon-Disclosure Agreement • August 7th, 1998 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • Delaware
JUNE 1, 1996Management and Services Agreement • November 14th, 1996 • Clean Diesel Technologies Inc • Wholesale-chemicals & allied products • Connecticut
EMPLOYMENT AGREEMENTEmployment Agreement • August 6th, 2015 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • California
THIS EMPLOYMENT AGREEMENT (“Agreement”) is made as of July 27, 2015 (the “Effective Date”) by and between Clean Diesel Technologies, Inc., a Delaware corporation (“CDTI” or the “Company”), and Hans Eric Bippus (“Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • October 18th, 2018 • Cdti Advanced Materials, Inc. • Industrial & commercial fans & blowers & air purifing equip • California
THIS EMPLOYMENT AGREEMENT (“Agreement”) is made as of October 12, 2018 (the “Effective Date”) by and between CDTi Advanced Materials, Inc., a Delaware corporation (“CDTI” or the “Company”), and Peter Chase (“Executive”).
Exhibit 10.5 EMPLOYMENT AGREEMENT -------------------- AGREEMENT made as of the 1st day of March, 2001 by and between, CLEAN DIESEL TECHNOLOGIES, INC. a Delaware corporation of 300 Atlantic Street, Stamford, Connecticut 06901 (the "Company"), and...Employment Agreement • August 16th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals
AGREEMENT made as of the 1st day of March, 2001 by and between, CLEAN DIESEL TECHNOLOGIES, INC. a Delaware corporation of 300 Atlantic Street, Stamford, Connecticut 06901 (the "Company"), and DAVID W. WHITWELL of 5 Mohegan Lane Rye Brook, NY 10573 ("Employee").
Exhibit 99.2 Executive Agreement ------------------- Agreement as of September 13, 2004 between CLEAN DIESEL TECHNOLOGIES, INC. ("the Company"), a Delaware corporation of Suite 702, 300 Atlantic Street, Stamford Connecticut, 06901 USA, and BERNHARD...Executive Agreement • August 26th, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • Delaware
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 8th, 2016 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 4th day of November, 2016 by and among Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), and the investors identified on the signature pages hereto (each, including its successors and assigns, an “Investor,” and collectively, the “Investors”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 8th, 2016 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 3rd day of November, 2016, by and between Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or entities, collectively, the “Buyers”).
COMMON STOCK PURCHASE WARRANT CLEAN DIESEL TECHNOLOGIES, INC.Warrant Agreement • March 18th, 2015 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • Delaware
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Kanis S.A. (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to the close of business on the five-year anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Clean Diesel Technologies Inc., a Delaware corporation (the “Company”), up to 80,000 shares (the “Warrant Shares”) of common stock, par value $0.01 per share (“Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
CLEAN DIESEL TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCKWarrant Agreement • December 16th, 2016 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, MDB Capital Group, LLC, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Warrant (including any Warrants to purchase Common Stock issued in exchange, transfer or replacement hereof, the “Warrant”), at any time or from time to time on or after the Vesting Date (as defined below in Section 17), but not after 11:59 p.m., New York time, on the Expiration Date (as defined below in Section 17), such number of fully paid and non-assessable shares of Common Stock (the “Warrant Shares”) as set forth herein in Section 1(c), subject to adjustment as herein provided. Except as otherwise defined herein, capitalized terms in this
FORM OF PURCHASE AGREEMENTPurchase Agreement • October 11th, 2011 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • Illinois
PURCHASE AGREEMENT (the “Agreement”), dated as of October 7, 2011, by and between CLEAN DIESEL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”).
CLEAN DIESEL TECHNOLOGIES INC. 2,030,000 Units Each Unit Consisting of One Share of Common Stock andPlacement Agent Agreement • April 1st, 2014 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
ContractSecurities Agreement • July 3rd, 2013 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip
NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES.
DATED July 9, 2008 CATALYTIC SOLUTIONS INC. and Nikhil Mehta CONTRACT OF EMPLOYMENT Reed Smith Richards Butler Minerva House 5 Montague Close London SE1 9BB Tel: +44 (0) 20 7403 2900 Fax: +44 (0) 20 7403 4221 REF: CDC/728882.00005Contract of Employment • August 30th, 2010 • Clean Diesel Technologies Inc • Industrial inorganic chemicals • California
Exhibit 4.10 CLEAN DIESEL TECHNOLOGIES, INC. 1994 INCENTIVE PLAN - - STOCK OPTION AWARD AGREEMENT STOCK OPTION AWARD AGREEMENT dated as of [DATE] between Clean Diesel Technologies, Inc., a Delaware corporation ("the Company"), of 300 Atlantic Street,...Stock Option Award Agreement • July 1st, 2004 • Clean Diesel Technologies Inc • Industrial inorganic chemicals
NORTH AMERICAN PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • August 6th, 2015 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • Ohio
This North American Purchase and Sale Agreement ("Agreement") is between Honda North America, Inc., Inc. ("HNA") and each of the other Honda Companies named on Attachment 1 (each, individually, "Buyer") and each of the Seller Companies named below (each, individually, "Seller").
JOINT VENTURE AGREEMENT dated 19 February, 2013 between PIRELLI & C. AMBIENTE S.P.A. and CLEAN DIESEL TECHNOLOGIES INC.Joint Venture Agreement • March 28th, 2013 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip
PIRELLI & C. AMBIENTE S.P.A., a company incorporated under the laws of Italy, having its registered office at Viale Piero e Alberto Pirelli, 25, Milan, Italy (“Pirelli”); and
