EXHIBIT 3a
Principal Underwriting Agreement Amendment
AMENDMENT NO. 1
to
AMENDED AND RESTATED
PRINCIPAL UNDERWRITING AGREEMENT
The PRINCIPAL UNDERWRITING AGREEMENT ("Agreement"), effective September 1, 2009,
by and between Ameritas Investment Corp., ("Underwriter") and The Union Central
Life Insurance Company ("Insurance Company") is hereby amended as follows:
SCHEDULE A of the Agreement is deleted and replaced by the SCHEDULE A,
attached.
This AMENDMENT No. 1 to the Agreement shall be effective as of March 8, 2010.
All other terms of the Agreement shall remain the same.
IN WITNESS WHEREOF, the parties hereto have caused this AMENDMENT No. 1 to the
PRINCIPAL UNDERWRITING AGREEMENT to be executed by the following authorized
individuals for the purposes expressed herein and as of the date first set forth
above.
AMERITAS INVESTMENT CORP.
By: /s/ Xxxxxx Xxxxxxxxx-Gear
---------------------------------------------
Xxxxxx Xxxxxxxxx-Gear, President
& Chief Executive Officer
THE UNION CENTRAL LIFE INSURANCE COMPANY
By: /s/ Xxxx X. Xxxxx
---------------------------------------------
Xxxx X. Xxxxx, Senior Vice President & Chief
Marketing Officer, Individual & Retirement Plans
SCHEDULE A
UNDERWRITING FEES
------------------------------ --------------------------------------------- ----------------------
Policy Form Number Contract Name Underwriting Fee
Paid AIC
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Account: Carillon Account
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8134 VA I Flexible Premium Deferred Variable 0.25%(1,3)
Annuity
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VA II SA Flexible Premium Deferred 0.25%(1,3)
8137 Variable Annuity
------------------------------ --------------------------------------------- ----------------------
Advantage VA III Flexible Premium 0.25%(1,3)
8138 Deferred Variable Annuity
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Account: Carillon Life Account
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8707 Excel Accumulator 2.00%(2,3)
------------------------------ --------------------------------------------- ----------------------
8703 Excel Choice 2.00%(2,3)
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8703 Executive Edge 2.00%(2,3)
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8713 NY Excel Performance VUL 2.00% / 0.20% (3,4)
------------------------------ --------------------------------------------- ----------------------
1 Percent of all premiums accepted in all years of the Contracts, with the
exception of premiums accepted as part of internal UCL exchanges.
2 The underwriting fee is 2% of the first-year premium up to target (on which
target-based commission is paid).
3 Any compensation paid to the Underwriter in connection with a Contract must be
returned to UCL if the Contract is tendered for redemption during the "free look
period" of the Contract. (4) The underwriting fee is 2.0% of first-year premium
up to target and 0.2% of first-year premium in excess of target.
