HENNESSY FUNDS TRUST FOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
Exhibit (h) (6)
XXXXXXXX FUNDS TRUST
FOURTH AMENDMENT TO THE
THIS FOURTH AMENDMENT, dated as of
the last date on the signature block herein (this “Amendment”), to the Fund Accounting Servicing Agreement, dated as of February 7, 2006, as amended
February 5, 2009, February 28, 2014, and June 4, 2014 (the “Agreement”), is entered into by and between XXXXXXXX FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
RECITALS
WHEREAS, the Company and USBGFS are
parties to the Agreement and desire to amend the Agreement; and
WHEREAS, Section 14 of the Agreement
allows for its amendment by a written instrument executed by both the Company and USBGFS.
AGREEMENT
NOW, THEREFORE, the Company and
USBGFS agree as follows:
1.
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The existing Exhibit A of the Agreement is superseded and replaced with Amended Exhibit A attached to this Amendment.
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2.
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Effective October 1, 2018, the existing Exhibit B of the Agreement is superseded and replaced with Amended Exhibit B attached to this Amendment.
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3.
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Except to the extent amended by this Amendment, the Agreement remains in full force and effect.
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* * * * *
IN WITNESS WHEREOF, the Company and
USBGFS have each caused this Amendment to be executed by a duly authorized officer as of the date indicated below such officer’s signature.
XXXXXXXX FUNDS TRUST
By: /s/ Xxxxxx X. Xxxxxxxx
Name: Xxxxxx X. Xxxxxxxx
Title: Executive Vice President
Date: October 26, 2018
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U.S. BANCORP FUND SERVICES, LLC,
d/b/a U.S. BANK GLOBAL FUND SERVICES
By: /s/ Xxxxx X. Xxxxxxxxx
Name: Xxxxx X. Xxxxxxxxx
Title: Senior VP
Date: 10/24/18
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Amended Exhibit A
to the
Fund Names
Separate Series of Xxxxxxxx Funds Trust
Name of Series
Xxxxxxxx Cornerstone Growth Fund
Xxxxxxxx Focus Fund
Xxxxxxxx Cornerstone Mid Cap 30 Fund
Xxxxxxxx Cornerstone Large Growth Fund
Xxxxxxxx Cornerstone Value Fund
Xxxxxxxx Total Return Fund
Xxxxxxxx Equity and Income Fund
Xxxxxxxx Balanced Fund
Xxxxxxxx XX Energy Fund
Xxxxxxxx XX Midstream Fund
Xxxxxxxx Gas Utility Fund
Xxxxxxxx Japan Fund
Xxxxxxxx Japan Small Cap Fund
Xxxxxxxx Large Cap Financial Fund
Xxxxxxxx Small Cap Financial Fund
Xxxxxxxx Technology Fund
Exhibit A-1
Amended Exhibit B to the Fund Administration Servicing Agreement
Amended Exhibit B to the Fund Accounting Servicing Agreement
Amended Exhibit C to the Transfer Agent Servicing Agreement
Amended Exhibit D to the Custody Agreement
Combined Fund Administration, Fund Accounting, Transfer Agent, and
Custody Services Fee Schedule effective October 1, 20181
Annual fee schedule based upon the aggregate net assets of the Funds:
12 basis points on all net assets up to $2 billion
10 basis points on the next $2 billion of net assets
6 basis points on the next $2 billion of net assets
5 basis points on the next $1 billion of net assets
4 basis points on the next $3 billion of net assets
3 basis points on net assets greater than $10 billion
Minimum annual fee across all Funds: $37,500 per Fund multiplied by the number of Funds.
SEC Modernization Fees:
$12,000 per year, per Fund, commencing on the date each such Fund is required to first comply with the Form N‑PORT requirements.
$250 per year, per Fund, commencing on the date each such Fund is required to first comply with the Form N-CEN requirements.
Extraordinary services – quoted separately
Fees are billed monthly
Annual fee includes all Fund expenses, excluding extraordinary expenses, related to the agreements indicated above.
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This Exhibit is a combined fee schedule that will cover all services provided by USBGFS to the Trust pursuant to the Fund Administration Servicing Agreement, the
Fund Accounting Servicing Agreement, and the Transfer Agent Servicing Agreement, as well as the services provided by U.S. Bank National Association to the Trust pursuant to the Custody Agreement.
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Exhibit B-1