0000898531-20-000075 Sample Contracts
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 28th, 2020 • Hennessy Funds Trust • Virginia
This Amended and Restated Administrative Services Agreement (this “Agreement”) is entered into as of March 1, 2019 (the “New Effective Date”), by and among the American Gas Association (“AGA”), Hennessy Funds Trust on behalf of its series the Hennessy Gas Utility Fund (the “Fund”), and Hennessy Advisors, Inc. (the “Advisor”).
Standard Contracts
HENNESSY FUNDS TRUST ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS ADDENDUM dated as of the 6th day of November, 2006, to the Fund Administration Servicing Agreement, dated as of July 1, 2005 (the “Agreement”), is entered by and between Hennessy Funds Trust a Delaware statutory trust (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
HENNESSY FUNDS TRUST ADDENDUM TO TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS ADDENDUM dated as of the 28th day of October, 2008 to the Transfer Agent Servicing Agreement, dated as of July 1, 2005 (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
HENNESSY FUNDS TRUST FOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS FOURTH AMENDMENT, dated as of the last date on the signature block herein (this “Amendment”), to the Fund Accounting Servicing Agreement, dated as of February 7, 2006, as amended February 5, 2009, February 28, 2014, and June 4, 2014 (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2020 • Hennessy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and HENNESSY ADVISORS, INC., a California corporation and the investment advisor to the Trust (the “Advisor”).
HENNESSY FUNDS TRUST FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS FIFTH AMENDMENT, dated as of the last date on the signature block herein (this “Amendment”), to the Custody Agreement, dated as of July 1, 2005, as amended February 5, 2009, October 26, 2012, February 28, 2014, and June 4, 2014 (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
HENNESSY FUNDS TRUST FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS FIFTH AMENDMENT, dated as of the last date on the signature block herein (this “Amendment”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended November 6, 2006, February 5, 2009, February 28, 2014, and June 4, 2014 (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
THIRD AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS THIRD AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2020, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Technology Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
HENNESSY FUNDS TRUST FIFTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS FIFTH AMENDMENT, dated as of the last date on the signature block herein (this “Amendment”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended October 28, 2008, February 5, 2009, February 28, 2014, and June 4, 2014 (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2020 • Hennessy Funds Trust
THIS FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2020, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy BP Midstream Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).
