FIFTEENTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 28(e)(xvi)
FIFTEENTH AMENDMENT TO
This fifteenth amendment (“Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of April 1, 2016 (the “Effective Date”).
WHEREAS, the Trust and Foreside desire to amend Exhibit A of the Agreement to reflect the removal of three Funds (the Sirios Focus Fund, the WHV/EAM Emerging Markets Small Cap Equity Fund, the WHV/EAM International Small Cap Equity Fund); the addition of one Fund (the Gotham Hedged Plus Fund); and the name change of one Fund (the Gotham Large Value Fund to Gotham Institutional Value Fund); and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Foreside and the Trust hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A of the Agreement is hereby amended and restated by Appendix A attached hereto.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | |||
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By: |
/s/ Xxxx Xxxxx |
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By: |
/s/ Xxxx Xxxxxxxxx |
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Xxxx Xxxxx |
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Xxxx Xxxxxxxxx |
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President and CEO |
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Vice President |
APPENDIX A
EXHIBIT A
Bradesco Latin American Equity Fund
Bradesco Latin American Hard Currency Bond Fund
Insight High Yield Fund
Insight Investment Grade Bond Fund
Insight Multi-Sector Inflation Protection Fund
Insight Municipal Bond Inflation Protection Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Xxxxxxxxx Investment Grade Fixed Income Fund
Xxxxxxxxx Value Fund
Gotham Index Plus Fund
Gotham Absolute 500 Fund
Gotham Absolute Return Fund
Gotham Enhanced 500 Fund
Gotham Enhanced Return Fund
Gotham Hedged Plus Fund
Gotham Institutional Value Fund
Gotham Neutral Fund
Gotham Total Return Fund
Lateef Fund
Mount Xxxxx U.S. Focused Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
Pemberwick Fund
Xxxxx Growth Fund
Xxxxx Global Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
SkyBridge Dividend Value Fund
WHV International Equity Fund
WHV/Acuity Tactical Credit Long/Short Fund
WHV/Seizert Small Cap Value Equity Fund
Rivington Diversified International Equity Fund by WHV
Rivington Diversified Global Equity Fund by WHV
