INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2016 • FundVantage Trust • Delaware
AGREEMENT made as of July 1, 2016, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (each a “Fund,” and collectively, the “Funds”), and CCM PARTNERS LP, D/B/A SHELTON CAPITAL MANAGEMENT (herein called the “Investment Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 22nd day of July, 2010, as amended and restated August 31, 2016, by and between Estabrook Capital Management LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Estabrook Investment Grade Fixed Income Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
THIS AGREEMENT is entered into as of the 21st of April, 2011, as amended and restated August 31, 2016, by and between EQUITY INVESTMENT CORPORATION (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of EIC Value Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT ATransfer Agency Services Agreement • August 29th, 2016 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of April 15, 2016, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
FIFTEENTH AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • August 29th, 2016 • FundVantage Trust • Delaware
This fifteenth amendment (“Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of April 1, 2016 (the “Effective Date”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 18th day of December, 2013, between BRAM US LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of each of the series of the Trust set forth on Schedule A to this Agreement (each a “Fund,” and collectively, the “Funds”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
THIS AGREEMENT is entered into as of the 20th day of June 2010, as amended and restated August 31, 2016, by and between POLEN CAPITAL MANAGEMENT, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of the Polen Growth Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT AAdministration and Accounting Services Agreement • August 29th, 2016 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of April 15, 2016, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 1st day of July, 2016, by and between CCM Partners LP, d/b/a Shelton Capital Management (the “Adviser”), and FundVantage Trust (the “Trust”), on behalf of each of the series of the Trust set forth on Schedule A to this Agreement (each a “Fund,” and collectively, the “Funds”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 26th day of September, 2013, as amended and restated August 31, 2016, by and between Choice Financial Partners, Inc. d/b/a EquityCompass Strategies (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Quality Dividend Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 30th day of August, 2010, as amended and restated August 31, 2016, by and between Lateef Investment Management, L.P. (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Lateef Fund (the “Fund”).
AMENDED AND RESTATED FEE WAIVER AGREEMENTFee Waiver Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 25th day of June, 2010 and amended and restated as of August 31, 2016, between the Asset Management Group of Bank of Hawaii (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Pacific Capital Tax-Free Securities Fund and Pacific Capital Tax-Free Short Intermediate Securities Fund (each, a “Fund” and collectively, the “Funds”), each a series of the Trust.
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 26th day of September 2013, as amended and restated August 31, 2016, between DuPont Capital Management Corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of DuPont Capital Emerging Markets Debt Fund (the “Fund”).
EXPENSE REIMBURSEMENT AGREEMENT REGARDING DIVIDEND AND INTEREST EXPENSE ON SECURITIES SOLD SHORTExpense Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 1st day of July, 2016, by and between CCM Partners LP, dba Shelton Capital Management (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the WHV/Acuity Tactical Credit Long/Short Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 27th day of May, 2010, as amended and restated August 31, 2016, by and between Private Capital Management, LLC, formerly Private Capital Management, L.P., (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Private Capital Management Value Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2016 • FundVantage Trust
This Agreement is entered into as of the 11th day of August, 2010, as amended and restated August 31, 2016, between DuPont Capital Management Corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of DuPont Capital Emerging Markets Fund (the “Fund”).
