AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT TO THE
TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the 12th day of May, 2016, to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the series of the Trust to add a fund; and
WHEREAS, Section 12 of the Agreement allows for its amendment by a written
instrument executed by both parties.
NOW, THEREFORE, the parties agree to amend the Agreement and add the
following series of Series Portfolios Trust:
Exhibit D, the Appleton Equity Growth Fund is hereby added and attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/Xxxx X. Xxxxxxx
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By: /s/Xxxxxxx X. Xxxxxxx
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Name: Xxxx X. Xxxxxxx
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Name: Xxxxxxx X. Xxxxxxx
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Title: President
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Title: Senior Vice President
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Exhibit D to the Series Portfolios Trust Transfer Agent Servicing Agreement
Name of Series
Appleton Equity Growth Fund
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TRANSFER AGENT, SHAREHOLDER & ACCOUNT SERVICES
FEE SCHEDULE at May, 2016
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Annual Service Charges to the Appleton Funds*
§ Annual Base Fee $___/month
Activity Charges
§ Telephone Calls $___/call
§ Cost Basis Reporting $1.00/open account
Miscellaneous Expenses
Including but not limited to telephone toll-free lines, call transfers, mailing, sorting and postage, check printing and writing, stationery, envelopes, service/data conversion, EWS verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, ACH Fees, Fed wire charges, DST charges, NSF returns, voice response (VRU) maintenance and development, data communication and implementation charges, and travel.
Additional Services
Upon request.
*Subject to annual CPI increase, Milwaukee MSA.
Fees are billed monthly.
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Advisor’s Signature below acknowledges approval of the Transfer Agent fee schedule on this Exhibit X.
Xxxxxxxx Partners, Inc.
By: /s/Xxxxxxxx X. Xxxxxxx, Esq.
Printed Name and Title: Xxxxxxxx X. Xxxxxxx, Esq. Date: May 26, 2016
Legal & Compliance Officer
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