DISTRIBUTION AGREEMENTDistribution Agreement • June 29th, 2016 • Series Portfolios Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 12th day of May, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Appleton Partners, Inc., a Delaware corporation and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Sections 3 F. and 6 only.
SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 29th, 2016 • Series Portfolios Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 19th day of May 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Appleton Partners, Inc., a limited liability company (the “Adviser”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 29th, 2016 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of May 19th, 2016 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series listed in Appendix A as attached hereto (which may have multiple classes (each a “Class”)), each a series of the Trust (each a “Fund”), and the investment adviser of the Fund, Appleton Partners, Inc. (the “Adviser”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 29th, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 12th day of May, 2016, to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 29th, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 12th day of May, 2016, to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENTCustody Agreement • June 29th, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 12th day of May, 2016, to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 29th, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 12th day for May, 2016, to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
