SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund MGIT High Yield Fund
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Cusip 00000XXX0 00000XXX0 000000XX0
--------------------------------------------------------------------------------------------------------------------------
Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
--------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI,CSFB,BNP,Comercia Credit Suisse, XX Xxxxxx, BofA, DBAB, Credit Lyonnais,
Bank,Fleet,Fortis,Frost
Securities,Goldman,Wachovia Credit Lyonnais, DBAB Suntrust
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a Co-Manager Co-man Co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which
purchased CSFB n/a n/a
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of
Offering 6/19/2002 11/15/2001 6/19/2001
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 150,000,000 $ 250,000,000 $ 300,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 150,000,000 $ 250,000,000 $ 300,000,000
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 100.00
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.50% 2.6% 2.75%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B2/B B3/B B2/B
--------------------------------------------------------------------------------------------------------------------------
Current yield 8.38% 10.00% 10.75%
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total par value 240,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 240,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.16% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.54% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total 0.70% n/a n/a
============================================================-------------------------------=------------------------------
SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund MGIT High Yield Fund
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Cusip 000000XX0 000000XX0 00000XXX0
--------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters CSFB,DBSI,XX Xxxxxx,Comercia Bear Xxxxxxx, DBAB XX Xxxxxx, BofA, Banc One,
Credit Lyonnais, Credit
Suisse, DBAB, First Union,
Sec.,Nat City Invest. Xxxxxxxx Xxxxxxx, Xxxxxxx Xxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a Jt. Lead Jt. Lead Co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which
purchased CSFB n/a n/a
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of
Offering 6/13/2002 8/9/2001 6/14/2001
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 250,000,000 $ 200,000,000 $ 135,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 250,000,000 $ 200,000,000 $ 135,000,000
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 98.26
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3% 3% 3%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total par value 1,025,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 1,025,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.41% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 4.29% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total 4.70% n/a n/a
============================================================-------------------------------=------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer CORRECTIONS CORP OF AMERICA ROTECH HEALTHCARE INC CIRCUS&ELDOR/SILVER LEG
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Xxxxxx, BB&T, First Duetsche Bank, Goldman, UBS BofA, Dresdner Kleinwort,
Analysis, Jeffries, MacDonald, Warburg, Scotia Xxxxxxx Xxxxx, Credit
Xxxxxx Xxxxx Xxxxxxx, XX Xxxxx, Lyonnais, Duetsche Bank, SG
South Trust Securities, UBS Cowen, Xxxxx Fargo
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security CXW 9.875%,5/1/2009 ROTECH 9.5%,4/1/2012 CIRCUS 10.125%,3/1/2012
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-lead
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/24/2002 3/15/2002 2/22/2002
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 250,000,000 $ 300,000,000 $ 160,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 250,000,000 $ 300,000,000 $ 160,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100.00 $ 100.00 $ 99.61
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.75% 2.75% 2.625%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B2/B- B2/B+ B1/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 9.88% 9.50% 10.16%
--------------------------------------------------------------------------------------------------------------------------
Total par value 3,040,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 3,040,000.00 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.61% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.61% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, CS First CS First Boston, XX Xxxxxx, BofA, Deutsche Bank, Credit
Boston,BNP,Comercia Credit Lyonnais, Deutsche Bank Lyonnais, Suntrust
Bank,Fleet,Fortis,Frost
Securities,Goldman,Wachovia
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CS First Boston n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/19/2002 11/15/2001 6/19/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 150,000,000 $ 250,000,000 $ 300,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 150,000,000 $ 250,000,000 $ 300,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100 $ 100 $ 100
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.50% 2.60% 2.75%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B2/B B3/B B2/B
--------------------------------------------------------------------------------------------------------------------------
Current yield 8.38% 10.00% 10.75%
--------------------------------------------------------------------------------------------------------------------------
Total par value 240,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 240,000.00 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.16% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.54% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.70% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer HERTZ CORP VERIZON NEW YORK INC DEUTSCHE TELEKOM INT FIN
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Barclays, Salomon Deutsche Bank, XX Xxxxxx, BNP Paribas, Deutsche Bank,
Xxxxxx Xxxxxxx, BNP, Xxxxxxx, ABN Amro, CS First Boston,
Xxxxxxxx & Partners, Xxxxx HSBC, UBS, Dresdner,
Capital Landesbank
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security F 7.625%,6/1/2012 VZ 6.875%,4/1/2012 DT 6.625%,7/11/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead n/a n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 5/20/2002 3/25/2002 7/3/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 800,000,000 $ 1,000,000,000 $ 2,969,399,989
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 800,000,000 $ 1,000,000,000 $ 2,969,399,989
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.26 $ 99.44 $ 99.22
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.425% 0.450% 0.325%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Baa2/BBB A1/A+ A3/A
--------------------------------------------------------------------------------------------------------------------------
Current yield 7.68% 6.91% 6.68%
--------------------------------------------------------------------------------------------------------------------------
Total par value 9,580,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 9,509,395 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.20% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.41% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 1.61% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
--------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx, Banc One, Deutsche XX Xxxxxx, Bank of Tokyo, BofA, Deutsche Bank, Dresdner
Bank, XX Xxxxxx, Scotia Capital Suntrust, US Bancorp Kleinwort Xxxxxxxxxxx, Bear
Xxxxxxx, CIBC World, Xxxxx
Fargo, ABN Amro
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager n/a Co-lead
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Xxxxxxx n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/5/2002 11/8/2001 2/2/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000.00 $ 350,000,000.00 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ 400,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 350,000,000 $ 400,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 100.00
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 2.00% 1.50%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Ba2/BB- Ba3/BB Ba3/BB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 7.50% 8.75% 8.375%
--------------------------------------------------------------------------------------------------------------------------
Total par value 560,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 560,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.28% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 3.19% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 3.47% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters CS First Boston, Deutsche Bank, JP Bear Xxxxxxx, Deutsche Bank XX Xxxxxx, BofA, Banc One,
Xxxxxx, Comercia, National City, Credit Lyonnais, Credit
Wachovia Suisse, Deutsche Bank, First
Union, Xxxxxxx, Xxxxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead joint lead co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CS First Boston n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/13/2002 8/9/2001 6/14/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 250,000,000 $ 200,000,000 $ 135,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 250,000,000 $ 200,000,000 $ 135,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 98.26
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3% 3% 3%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3/B+ B2/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
--------------------------------------------------------------------------------------------------------------------------
Total par value 1,025,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 1,025,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.41% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 4.29% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 4.70% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Security Purchased Comparison Security
---------------------------------------------------------------------------------------------------------------------------
Issuer PETROLEUM HELICOPTERS COMPASS MINERALS GROUP MMCA AUTOMOBILE TRUST
--------------------------------------------------------------------------------------------------------------------------
Underwriters UBS, Deutsche Bank Credit Suisse, XX Xxxxxx, XX Xxxxxx, Deutsche Bank,
Credit Lyonnais, Deutsche Bank Xxxxxxx, Xxxxxx Xxxxxxx,
Xxxxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security PHEL 9.375%,5/1/2009 COMPAS 10%,8/15/2011 MMCA 2.88875%, 4/16/2007
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or UBS n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/17/2002 11/15/2001 10/3/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000 $ 250,000,000 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ 339,400,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 250,000,000 $ 339,400,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100 $ 100 $ 100
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.25% 2.60% 2.45%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating NR/NR B3/B Aaa/AAA
--------------------------------------------------------------------------------------------------------------------------
Current yield 9.38% 10.00% 2.89%
--------------------------------------------------------------------------------------------------------------------------
Total par value 1,740,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 1,740,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.87% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.87% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer SILGAN HOLDINGS INC TEEKAY SHIPPING CORP LAND O LAKES INC
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Morgan Stanley, Goldman, Credit Agricole, XX Xxxxxx, Bank of Tokyo,
Salomon, Fleet Deutsche Bank, Fleetboston, JP Suntrust, US Bancorp
Xxxxxx, Xxxxxx Xxxxxxx,
Xxxxxxx, Scotia Capital
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security SLGN 9%,6/1/2009 TK 8.875,% 7/15/2011 LLAKES 8.75%, 11/15/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead co-manager n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Xxxxxxx n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/23/2002 6/18/2001 11/8/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000 $ 250,000,000 $ 350,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 250,000,000 $ 350,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 103.00 $ 100.00 $ 100.00
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 1.875% 2%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B1/B Ba2/BB- Ba3/BB
--------------------------------------------------------------------------------------------------------------------------
Current yield 8.74% 8.88% 8.75%
--------------------------------------------------------------------------------------------------------------------------
Total par value 760,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 782,800 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.38% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.38% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer VERIZON GLOBAL FDG CORP WISCONSIN ENERGY CORP XXXXXX DODGE CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters BofA, Deutsche Bank, Xxxxxxx XxxX, Xxxx Xxxxxxx, Banc One, Salomon, BofA, Bank of Tokyo,
XX Xxxxxx, Xxxxxx Xxxxx, US First Union, Mizuho Securities
Bancorp
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security VZ 6.875%,6/15/2012 WEC 5.5%,12/1/2008 PD 8.75%,6/1/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead n/a n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Banc of America n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/18/2002 11/13/2001 5/24/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 600,000,000 $ 300,000,000 $ 625,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 600,000,000 $ 300,000,000 $ 625,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.19 $ 99.66 $ 99.83
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.450% 0.625% 0.650%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating A1/A+ A2/A- Baa3/BBB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 6.93% 5.52% 8.76%
--------------------------------------------------------------------------------------------------------------------------
Total par value 6,265,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 6,214,379 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.04% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.82% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 1.86% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX FARGO FINANCIAL XXXX DEERE CAPITAL CORP XXXXXX DODGE CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters BNP, Salomon, Deutsche Bank XX Xxxxxx, Xxxxxxx, Xxxxxxxx Xxxxxxx, BofA, Bank of Tokyo,
Bank First Union, Mizuho Securities
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security WFC 4.875%,6/12/2007 DE 7%,3/15/2012 PD 8.75%,6/1/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a senior co-manager joint lead n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/5/2002 3/15/2002 5/24/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ 1,500,000,000 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 500,000,000 $ - $ 625,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 500,000,000 $ 1,500,000,000 $ 625,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.39 $ 99.32 $ 99.83
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.35% 0.45% 0.65%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Aa2/A+ A3/A Baa3/BBB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 4.91% 7.05% 8.76%
--------------------------------------------------------------------------------------------------------------------------
Total par value 8,670,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 8,616,940 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.73% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 2.37% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 4.10% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund Deutsche Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Cusip 370425sd3 XX0000000 00000XXX0
--------------------------------------------------------------------------------------------------------------------------
Issuer GENL MOTORS ACCEPT CORP DEUTSCHE TELEKOM INT FIN XXXXX FARGO FINANCIAL
--------------------------------------------------------------------------------------------------------------------------
Underwriters BOFA, JPM, Salomon, UBS Warburg, BMP Paribas, DBAB, ABN Amro, BNP, Salomon, DBSI
Credit Suissee, HSBC, UBS,
DBSI, Xxxxxx Xxxxxxx Xxxxxxxx, Landesbank
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security GM 6.125%,8/28/2007 DT 6.625%,7/11/2011 WFC 4.875%,6/12/2007
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a C0-Manager n/a n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which
purchased JPM n/a n/a
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of
Offering 8/22/2002 7/3/2001 6/5/2002
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $1,000,000,000 3500,000,000 EUR $ 500,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $1,000,000,000 3500,000,000 EUR $ 500,000,000
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Public offering price 99.71 99.22 99.39
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.325% 0.325% 0.35%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating A2/BBB+ A3 /A Aa2/A+
--------------------------------------------------------------------------------------------------------------------------
Current yield 6.14% 6.68% 4.91%
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total par value 8,455,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 8,430,650 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.85% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.14% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total 0.99% n/a n/a
==============================================================-----------------------------===============================
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer HEALTHSOUTH CORP STATION CASINOS INC MERISTAR HOSPITALITY CRP
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, UBS, BofA, Scotia, BofA, Deutsche Bank, Dresdner Lehaman, Deutsche Bank,
Wachovia, XX Xxxxxx, Fleet, Nat Kleinwort Xxxxxxxxxxx, Bear Salomon, XX Xxxxx, BofA, Banc
City Xxxxxxx, CIBC World, Xxxxx One, CIBC, Dresdner, Fleet,
Fargo, ABN Amro Scotia, Xxxxx Fargo
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security HRC 7.625%,6/1/2012 STN 8.375,% 2/15/2008 MHX 9.125%,1/15/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead co-lead c
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or SBC Warburg n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 5/17/2002 2/2/2001 1/31/2002
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 1,000,000,000 $ 200,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ 400,000,000 $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 1,000,000,000 $ 400,000,000 $ 200,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.30 $ 100.00 $ 98.13
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.22% 1.50% 1.1875%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Ba1/BBB- Ba3/BB- B1/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 7.68% 8.375% 9.30%
--------------------------------------------------------------------------------------------------------------------------
Total par value 400,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 397,200 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.04% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.95% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.99% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Deutsche Fixed Income Bond Fund
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer WFS FINANCIAL OWNER TRUST MMCA AUTOMOBILE TRUST ANRC AUTO OWNER TRUST
--------------------------------------------------------------------------------------------------------------------------
Underwriters Salomon, Bank of America, Credit XX Xxxxxx, DBAB, Xxxxxxx Xxxxx, Bank of America, First Union,
Suisse First Boston, DBSI Xxxxxx Xxxxxxx, Xxxxxxx XX Xxxxxx, Xxxxxxx Xxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security WESTO 3.5%, 2/20/2010 MMCA 2.88875%, 4/16/2007 ANRC 4.32%, 6/16/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a Co-Manager Co-Manager N/A
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon Brothers N/A N/A
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 8/8/2002 10/3/2001 9/21/0/1
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $278,125,000 $339,400,000 $163,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $278,125,000 $339,400,000 $163,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $99.98 $100.00 $99.99
--------------------------------------------------------------------------------------------------------------------------
Price paid if other N/A N/A N/A
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.20% 2.45% 2.50%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Aaa/AAA Aaa/AAA Aaa/AAA
--------------------------------------------------------------------------------------------------------------------------
Current yield 3.50% 2.89% 4.32%
--------------------------------------------------------------------------------------------------------------------------
Total par value 210,000 N/A N/A
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $209,959.72 N/A N/A
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.08% N/A N/A
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 5.95% N/A N/A
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total 6.03% N/A N/A
--------------------------------------------------------------------------------------------------------------------------
SECURITIES PURCHASED PURSUANT TO RULE 10f-3
Name of Fund Deutsche Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Cusip 370425sd3 XX0000000 00000XXX0
--------------------------------------------------------------------------------------------------------------------------
Issuer GENL MOTORS ACCEPT CORP DEUTSCHE TELEKOM INT FIN XXXXX FARGO FINANCIAL
--------------------------------------------------------------------------------------------------------------------------
Underwriters BOFA, JPM, Salomon, UBS Warburg, BMP Paribas, DBAB, ABN Amro, BNP, Salomon, DBSI
Credit Suissee, HSBC, UBS,
DBSI, Xxxxxx Xxxxxxx Xxxxxxxx, Landesbank
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security GM 6.125%,8/28/2007 DT 6.625%,7/11/2011 WFC 4.875%,6/12/2007
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a C0-Manager n/a n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which
purchased JPM n/a n/a
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of
Offering 8/22/2002 7/3/2001 6/5/2002
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $1,000,000,000 3500,000,000 EUR $ 500,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $1,000,000,000 3500,000,000 EUR $ 500,000,000
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Public offering price 99.71 99.22 99.39
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.325% 0.325% 0.35%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating A2/BBB+ A3 /A Aa2/A+
--------------------------------------------------------------------------------------------------------------------------
Current yield 6.14% 6.68% 4.91%
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Total par value 8,455,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 8,430,650 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.85% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.14% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total 0.99% n/a n/a
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer CORRECTIONS CORP OF AMERICA ROTECH HEALTHCARE INC CIRCUS&ELDOR/SILVER LEG
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Xxxxxx, BB&T, First Duetsche Bank, Goldman, UBS BofA, Dresdner Kleinwort,
Analysis, Jeffries, MacDonald, Warburg, Scotia Xxxxxxx Xxxxx, Credit
Xxxxxx Xxxxx Xxxxxxx, XX Xxxxx, Lyonnais, Duetsche Bank, SG
South Trust Securities, UBS Cowen, Xxxxx Fargo
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security CXW 9.875%,5/1/2009 ROTECH 9.5%,4/1/2012 CIRCUS 10.125%,3/1/2012
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-lead
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/24/2002 3/15/2002 2/22/2002
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 250,000,000 $ 300,000,000 $ 160,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 250,000,000 $ 300,000,000 $ 160,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100.00 $ 100.00 $ 99.61
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.75% 2.75% 2.625%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B2/B- B2/B+ B1/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 9.88% 9.50% 10.16%
--------------------------------------------------------------------------------------------------------------------------
Total par value 3,040,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 3,040,000.00 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.61% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.61% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, CS First CS First Boston, XX Xxxxxx, BofA, Deutsche Bank, Credit
Boston,BNP,Comercia Credit Lyonnais, Deutsche Bank Lyonnais, Suntrust
Bank,Fleet,Fortis,Frost
Securities,Goldman,Wachovia
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CS First Boston n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/19/2002 11/15/2001 6/19/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 150,000,000 $ 250,000,000 $ 300,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 150,000,000 $ 250,000,000 $ 300,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100 $ 100 $ 100
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.50% 2.60% 2.75%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B2/B B3/B B2/B
--------------------------------------------------------------------------------------------------------------------------
Current yield 8.38% 10.00% 10.75%
--------------------------------------------------------------------------------------------------------------------------
Total par value 240,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 240,000.00 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.16% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.54% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 0.70% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer HERTZ CORP VERIZON NEW YORK INC DEUTSCHE TELEKOM INT FIN
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Barclays, Salomon Deutsche Bank, XX Xxxxxx, BNP Paribas, Deutsche Bank,
Xxxxxx Xxxxxxx, BNP, Xxxxxxx, ABN Amro, CS First Boston,
Xxxxxxxx & Partners, Xxxxx HSBC, UBS, Dresdner,
Capital Landesbank
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security F 7.625%,6/1/2012 VZ 6.875%,4/1/2012 DT 6.625%,7/11/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead n/a n/a
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 5/20/2002 3/25/2002 7/3/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 800,000,000 $ 1,000,000,000 $ 2,969,399,989
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 800,000,000 $ 1,000,000,000 $ 2,969,399,989
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.26 $ 99.44 $ 99.22
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.425% 0.450% 0.325%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Baa2/BBB A1/A+ A3/A
--------------------------------------------------------------------------------------------------------------------------
Current yield 7.68% 6.91% 6.68%
--------------------------------------------------------------------------------------------------------------------------
Total par value 9,580,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 9,509,395 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.20% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.41% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 1.61% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
--------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx, Banc One, Deutsche XX Xxxxxx, Bank of Tokyo, BofA, Deutsche Bank, Dresdner
Bank, XX Xxxxxx, Scotia Capital Suntrust, US Bancorp Kleinwort Xxxxxxxxxxx, Bear
Xxxxxxx, CIBC World, Xxxxx
Fargo, ABN Amro
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager n/a Co-lead
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Xxxxxxx n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/5/2002 11/8/2001 2/2/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000.00 $ 350,000,000.00 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ 400,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 350,000,000 $ 400,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 100.00
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 2.00% 1.50%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Ba2/BB- Ba3/BB Ba3/BB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 7.50% 8.75% 8.375%
--------------------------------------------------------------------------------------------------------------------------
Total par value 560,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 560,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.28% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 3.19% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 3.47% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters CS First Boston, Deutsche Bank, JP Bear Xxxxxxx, Deutsche Bank XX Xxxxxx, BofA, Banc One,
Xxxxxx, Comercia, National City, Credit Lyonnais, Credit
Wachovia Suisse, Deutsche Bank, First
Union, Xxxxxxx, Xxxxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead joint lead co-manager
manager or co-manager
of offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CS First Boston n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/13/2002 8/9/2001 6/14/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 250,000,000 $ 200,000,000 $ 135,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 250,000,000 $ 200,000,000 $ 135,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 98.26
--------------------------------------------------------------------------------------------------------------------------
Price paid if other n/a n/a n/a
than public offering
price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3% 3% 3%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3/B+ B2/B+
--------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
--------------------------------------------------------------------------------------------------------------------------
Total par value 1,025,000 n/a n/a
purchased
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 1,025,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.41% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 4.29% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less 4.70% n/a n/a
than 25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Security Purchased Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer PETROLEUM HELICOPTERS COMPASS MINERALS GROUP MMCA AUTOMOBILE TRUST
--------------------------------------------------------------------------------------------------------------------------
Underwriters UBS, Deutsche Bank Credit Suisse, XX Xxxxxx, XX Xxxxxx, Deutsche Bank,
Credit Lyonnais, Deutsche Bank Xxxxxxx, Xxxxxx Xxxxxxx,
Xxxxxxx
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security PHEL 9.375%,5/1/2009 COMPAS 10%,8/15/2011 MMCA 2.88875%, 4/16/2007
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a co-manager co-manager co-manager
manager or co-manager of
offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or UBS n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/17/2002 11/15/2001 10/3/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000 $ 250,000,000 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ 339,400,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 250,000,000 $ 339,400,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 100 $ 100 $ 100
--------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.25% 2.60% 2.45%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating NR/NR B3/B Aaa/AAA
--------------------------------------------------------------------------------------------------------------------------
Current yield 9.38% 10.00% 2.89%
--------------------------------------------------------------------------------------------------------------------------
Total par value purchased 1,740,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 1,740,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.87% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less than 0.87% n/a n/a
25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer SILGAN HOLDINGS INC TEEKAY SHIPPING CORP LAND O LAKES INC
--------------------------------------------------------------------------------------------------------------------------
Underwriters Deutsche Bank, Morgan Stanley, Goldman, Credit Agricole, XX Xxxxxx, Bank of Tokyo,
Salomon, Fleet Deutsche Bank, Fleetboston, JP Suntrust, US Bancorp
Xxxxxx, Xxxxxx Xxxxxxx,
Xxxxxxx, Scotia Capital
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security SLGN 9%,6/1/2009 TK 8.875,% 7/15/2011 LLAKES 8.75%, 11/15/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead co-manager n/a
manager or co-manager of
offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Xxxxxxx n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 4/23/2002 6/18/2001 11/8/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 200,000,000 $ 250,000,000 $ 350,000,000
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 200,000,000 $ 250,000,000 $ 350,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 103.00 $ 100.00 $ 100.00
--------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 1.875% 2%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating B1/B Ba2/BB- Ba3/BB
--------------------------------------------------------------------------------------------------------------------------
Current yield 8.74% 8.88% 8.75%
--------------------------------------------------------------------------------------------------------------------------
Total par value purchased 760,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $ 782,800 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.38% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.00% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less than 0.38% n/a n/a
25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer VERIZON GLOBAL FDG CORP WISCONSIN ENERGY CORP XXXXXX DODGE CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters BofA, Deutsche Bank, Xxxxxxx XxxX, Xxxx Xxxxxxx, Banc One, Salomon, BofA, Bank of Tokyo,
XX Xxxxxx, Xxxxxx Xxxxx, US First Union, Mizuho Securities
Bancorp
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security VZ 6.875%,6/15/2012 WEC 5.5%,12/1/2008 PD 8.75%,6/1/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a joint lead n/a n/a
manager or co-manager of
offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Banc of America n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/18/2002 11/13/2001 5/24/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ - $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 600,000,000 $ 300,000,000 $ 625,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 600,000,000 $ 300,000,000 $ 625,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.19 $ 99.66 $ 99.83
--------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.450% 0.625% 0.650%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating A1/A+ A2/A- Baa3/BBB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 6.93% 5.52% 8.76%
--------------------------------------------------------------------------------------------------------------------------
Total par value purchased 6,265,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 6,214,379 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.04% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.82% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less than 1.86% n/a n/a
25%)
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
FIXED INCOME FUND
--------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
--------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX FARGO FINANCIAL XXXX DEERE CAPITAL CORP XXXXXX DODGE CORP
--------------------------------------------------------------------------------------------------------------------------
Underwriters BNP, Salomon, Deutsche Bank XX Xxxxxx, Xxxxxxx, Xxxxxxxx Xxxxxxx, BofA, Bank of Tokyo,
Bank First Union, Mizuho Securities
--------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
--------------------------------------------------------------------------------------------------------------------------
Security WFC 4.875%,6/12/2007 DE 7%,3/15/2012 PD 8.75%,6/1/2011
--------------------------------------------------------------------------------------------------------------------------
Is the affiliate a senior co-manager joint lead n/a
manager or co-manager of
offering?
--------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon Brothers n/a n/a
dealer from which
purchased
--------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
--------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 6/5/2002 3/15/2002 5/24/2001
Offering
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ - $ 1,500,000,000 $ -
offering sold to QIBs
--------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $ 500,000,000 $ - $ 625,000,000
any concurrent public
offering
--------------------------------------------------------------------------------------------------------------------------
Total $ 500,000,000 $ 1,500,000,000 $ 625,000,000
--------------------------------------------------------------------------------------------------------------------------
Public offering price $ 99.39 $ 99.32 $ 99.83
--------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
--------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.35% 0.45% 0.65%
commission
--------------------------------------------------------------------------------------------------------------------------
Rating Aa2/A+ A3/A Baa3/BBB-
--------------------------------------------------------------------------------------------------------------------------
Current yield 4.91% 7.05% 8.76%
--------------------------------------------------------------------------------------------------------------------------
Total par value purchased 8,670,000 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 8,616,940 n/a n/a
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 1.73% n/a n/a
by fund
--------------------------------------------------------------------------------------------------------------------------
% of offering purchased 2.37% n/a n/a
by associated funds
--------------------------------------------------------------------------------------------------------------------------
Total (must be less than 4.10% n/a n/a
25%)
--------------------------------------------------------------------------------------------------------------------------
