FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
EX-99.(h)(iii)(a)
FIRST AMENDMENT TO THE
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as of December 3,
2019 (the “Agreement”) is entered into by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL
FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement;
WHEREAS, the parties desire to add additional Funds and to amend the fees of the Agreement; and
WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree to amend the Agreement as follows:
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1.
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Exhibit A of the Agreement is superseded and replaced in its entirety with the Exhibit A attached hereto.
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2.
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Effective with the commencement of the Global Beta Low Beta ETF and the Global Beta Momentum-Growth ETF, Exhibit B of the Agreement is superseded and replaced in its entirety with the Exhibit B attached hereto.
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IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/Xxxxxx Xxxxx
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By: /s/Xxxxx Xxxxxxxxx
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Name: Xxxxxx Xxxxx
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Name: Xxxxx Xxxxxxxxx
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Title: Trustee
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Title: Senior Vice President
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Date: 07/21/20
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Date: 7/21/20
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1
Exhibit A to the Transfer Agent Servicing Agreement
Separate Series of Global Beta ETF Trust
Name of Series
Global Beta Smart Income ETF
Global Beta Momentum-Growth ETF
2
