ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 11th, 2019 • Global Beta ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 27th day of November 2019, by and between Global Beta ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2001 Market Street, Suite 2630, Philadelphia, PA 19103, and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • June 21st, 2019 • Global Beta ETF Trust • Delaware
WHEREAS this Trust is being formed to carry on the business of an open-end management investment company as defined in the 1940 Act; and
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • July 22nd, 2020 • Global Beta ETF Trust • Delaware
THIS AGREEMENT is made as of November 27, 2019 by and between Global Beta ETF Trust, a Delaware statutory trust having its principal place of business at 2001 Market Street, Suite 2630, Philadelphia, Pennsylvania 19103 (the “Fund Company”) and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 2019 • Global Beta ETF Trust • Pennsylvania
Agreement made as of December 23, 2019, between Global Beta ETF Trust, a Delaware statutory trust and registered open-end management investment company (the “Trust”), and Global Beta Advisors, LLC (the “Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • December 11th, 2019 • Global Beta ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between GLOBAL BETA ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FUND PFO/TREASURER AGREEMENTFund Pfo/Treasurer Agreement • July 22nd, 2020 • Global Beta ETF Trust • Delaware
AGREEMENT made as of November 27, 2019 by and between Global Beta ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its series (each, a “Series”, and collectively the “Series”), with its principal office and place of business at 2001 Market Street, Suite 2630, Philadelphia, Pennsylvania 19103, and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF Distribution AgreementEtf Distribution Agreement • March 28th, 2022 • Global Beta ETF Trust
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Compass Distributors, LLC (the “Distributor”) and Global Beta ETF Trust (“Fund Company”).
FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • July 22nd, 2020 • Global Beta ETF Trust
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as of December 3, 2019 (the “Agreement”) is entered into by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FIRST AMENDMETN TO THE ETF FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • July 22nd, 2020 • Global Beta ETF Trust
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement, dated as of December 3, 2019 (the “Agreement”), is entered into by and GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
Global Beta ETF Trust Expense Reimbursement AgreementGlobal Beta Etf Trust • March 26th, 2021 • Global Beta ETF Trust
THIS AGREEMENT (the “Agreement”) is made between Global Beta ETF Trust (the “Trust”) and Global Beta Advisors, LLC (the “Adviser”), effective as of the 31st day of March, 2021.
Global Beta ETF Trust Expense Reimbursement AgreementReimbursement Agreement • July 22nd, 2020 • Global Beta ETF Trust
THIS AGREEMENT (the “Agreement”) is made between Global Beta ETF Trust (the “Trust”) and Global Beta Advisors, LLC (the “Adviser”), effective as of the 22nd day of July, 2020.
AUTHORIZED PARTICIPANT AGREEMENT Global Beta ETF TrustAuthorized Participant Agreement • December 11th, 2019 • Global Beta ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Global Beta ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Pro
FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENTCustody Agreement • July 22nd, 2020 • Global Beta ETF Trust
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the ETF custody agreement, dated December 3, 2019 (the “AGREEMENT”) is made and entered into by and between GLOBAL BETA ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • July 22nd, 2020 • Global Beta ETF Trust
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Fund Administration Servicing Agreement, dated as of December 3, 2019 (the “Agreement”) is entered into by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 22nd, 2020 • Global Beta ETF Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of November 27, 2019 by and between Global Beta ETF Trust (the “Trust”) and Compass Distributors, LLC (the “Distributor”) is entered into as of July 22, 2020 (the “Effective Date”).
PURCHASE AGREEMENTPurchase Agreement • December 19th, 2019 • Global Beta ETF Trust
Global Beta ETF Trust (the “Trust”), a Delaware statutory trust, and Global Beta Advisors, LLC (“Global Beta”), hereby agree as follows:
Global Beta ETF Trust Expense Reimbursement AgreementReimbursement Agreement • December 19th, 2019 • Global Beta ETF Trust
THIS AGREEMENT (the “Agreement”) is made between Global Beta ETF Trust (the “Trust”) and Global Beta Advisors, LLC (the “Adviser”), effective as of the 23rd day of December, 2019.
Global Beta ETF Trust Expense Reimbursement AgreementReimbursement Agreement • December 11th, 2019 • Global Beta ETF Trust
THIS AGREEMENT (the “Agreement”) is made between Global Beta ETF Trust (the “Trust”) and Global Beta Advisors, LLC (the “Adviser”), effective as of the ___ day of _______, 2019.
