Exhibit (h)(7)(iii)
September l, 2000
Westcore Trust
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Xxxxx Fargo Bank, N.A.
Attn: Xxxxxx Xxxxx - Compliance Manager
000 Xxxxxxxxxx Xxxxxx
0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
ALPS Mutual Funds Services, Inc.
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Denver Investment Advisors LLC
0000 Xxxxxxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
VIA: Federal Express
Re: The Shareholder Service Agreement (the "Agreement") dated as of July
1, 1996 between Xxxxx Fargo Bank, N.A on behalf of itself and its
affiliates, ALPS Mutual Funds Services. Inc., Denver Investment
Advisors LLC and Westcore Trust.
Dear Sirs:
By your signature below, please confirm that the Agreement (including any
attachments thereto listing the Funds covered by the Agreement) hereby is
amended as follows:
Effective October 1, 2000, Westcore Intermediate-Term Bond Fund will be
renamed Westcore Plus Bond Fund and Westcore Long-Term Bond Fund will be renamed
Westcore Flexible Income Fund to reflect certain changes in their respective
investment objectives and policies which are detailed in the enclosed supplement
dated July 28, 2000 to the prospectus dated October 1, 1999.
Commencing on November 1, 2000, Exhibit A to the Agreement is revised in
its entirely as follows.
The Administrator will compensate XXXXX for the services and facilities
provided under the Agreement for the following funds:
Westcore Midco Growth Westcore Blue Chip
Westcore Growth & Income Westcore Mid-Cap Opportunity
Westcore Small-Cap Growth Westcore Small-Cap Opportunity
Westcore International Frontier Westcore Flexible Income
Westcore International Select Westcore Plus Bond
Westcore Select
Effective December 1, 2000, Exhibit B to the Agreement is revised in its
entirety as follows:
Payments to XXXXX under Section 13 of the Agreement will be made according
to the following schedule:
Beginning on February l, 2001, fees are payable monthly at an annual rate
of 0.35% for all listed Funds, except for the Westcore Plus Bond Fund which is
payable monthly at an annual rate of 0.20%, of the net asset value of
outstanding shares of such Fund held by Plans receiving services described in
the Agreement with XXXXX, except the Administrator's Plans. Such fees are
payable within 30 days following the end of each period for which such fees are
payable.
Please remit Service Agreement Fees to the following address:
Xxxxx Fargo Bank
Attn: NPF Coordinator
0xx & Xxxxxxxxx
XX Xxx 0000
Xxxxxxxxxxx, XX 00000-0000
Xxxxx Xxxx (000) 000-0000
In all other respects the Agreement continues in effect in accordance with
its terms.
Please keep one signed original of this letter and return the remaining
originals to:
Westcore Trust
Attn: Xxx Xxxxx
0000 00xx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
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If you have any questions regarding the Agreement or Westcore Trust, please
call Xxxxx Wine or Xxxxxxxx Xxxx at (000) 000-0000. Please address any legal
concerns to Xxxxxx Xxxxxx at (000) 000-0000.
Yours Truly,
WESTCORE TRUST
By: /s/ Xxxx X. Xxxxxxxxx
-------------------------
Name: Xxxx X. Xxxxxxxxx
Title: Vice President
Date: March 20, 2001
ACCEPTED AND AGREED TO:
XXXXX FARGO BANK, N.A.
By: /s/ Illegible
-------------------------
Name:
Title:
Date: March 27, 2001
ALPS MUTUAL FUNDS SERVICES, INC., ADMINISTRATOR,
DISTRIBUTOR AND BOOKKEEPING AND PRICING AGENT
BY: /s/ Xxxxxx X. Xxxxxx
-------------------------
Name: Xxxxxx X. Xxxxxx
Title: Chief Financial Officer
Date: March 16, 2001
DENVER INVESTMENT ADVISORS LLC
By: /s/ Xxxxxxx Xxxxx
-------------------------
Name: Xxxxxxx Xxxxx
Title: Chief Operations Officer and Executive Manager
Date: March 5, 2001
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