AMENDMENT TEN TO FUND ACCOUNTING AGREEMENT
Exhibit (k)(2)(i)
AMENDMENT TEN
TO
This Amendment Ten (the “Amendment”) to the Fund Accounting Agreement is made as of this 30 day of September, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
WHEREAS, the parties hereto have entered into a Fund Accounting Agreement (the “Agreement”) dated as of December 31, 2014, as amended; and
WHEREAS, the parties hereto wish to amend the Agreement in order to revise the list of Funds covered by the Agreement and to add Hartford Schroders Opportunistic Income Fund as a party to the Agreement.
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
| 1. | Effective as of September 30, 2019, the Hartford Schroders Opportunistic Income Fund, a Delaware statutory trust, is added as a party to the Agreement. |
| 2. | Amended and Restated Schedules A and B. Schedules A and B of the Agreement are hereby amended by deleting them in their entirety and replacing them with the Amended and Restated Schedules A and B attached hereto. |
Except as
modified hereby, the Agreement shall remain in full force and effect.
| 1 |
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
| The Hartford Mutual Funds, Inc. | |||
| By: | /s/ Xxx X. Xxxxxxx | ||
| Xxx X. Xxxxxxx | |||
| Treasurer and Vice President | |||
| The Hartford Mutual Funds II, Inc. | |||
| By: | /s/ Xxx X. Xxxxxxx | ||
| Xxx X. Xxxxxxx | |||
| Treasurer and Vice President | |||
| Hartford Series Fund, Inc. | |||
| By: | /s/ Xxx X. Xxxxxxx | ||
| Xxx X. Xxxxxxx | |||
| Treasurer and Vice President | |||
| Hartford HLS Series Fund II, Inc. | |||
| By: | /s/ Xxx X. Xxxxxxx | ||
| Xxx X. Xxxxxxx | |||
| Treasurer and Vice President | |||
| Hartford Funds Management Company, LLC | |||
| By: | /s/ Xxxxxxx X. Xxxxx | ||
| Xxxxxxx X. Xxxxx | |||
| Chief Financial Officer | |||
| 2 |
AMENDED AND RESTATED SCHEDULE A
This Amended and Restated Schedule A to that certain Fund Accounting Agreement dated December 31, 2014, is effective as of September 30, 2019.
THE HARTFORD MUTUAL FUNDS, INC.
Hartford AARP Balanced Retirement Fund
The Hartford Balanced Income Fund
The Hartford Capital Appreciation Fund
The Hartford Checks and Balances Fund
The Hartford Conservative Allocation Fund
Hartford Core Equity Fund
The Hartford Dividend and Growth Fund
Hartford Emerging Markets Equity Fund
The Hartford Emerging Markets Local Debt Fund
Hartford Climate Opportunities Fund*
The Hartford Equity Income Fund
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
Hartford Global Impact Fund
The Hartford Global Real Asset Fund
The Hartford Growth Allocation Fund
The Hartford Healthcare Fund
The Hartford High Yield Fund
The Hartford Inflation Plus Fund
Hartford International Equity Fund
The Hartford International Growth Fund
The Hartford International Opportunities Fund
The Hartford International Small Company Fund†
The Hartford International Value Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Moderate Allocation Fund
Hartford Multi-Asset Income and Growth Fund
Hartford Municipal Income Fund
The Hartford Municipal Opportunities Fund
Hartford Municipal Short Duration Fund
The Hartford Quality Bond Fund
The Hartford Short Duration Fund
Hartford Small Cap Value Fund
The Hartford Small Company Fund
The Hartford Strategic Income Fund
The Hartford Total Return Bond Fund
The Hartford World Bond Fund
| * | Effective on November 8, 2019 the fund name changed from Hartford Environmental Opportunities Fund. |
| † | This fund will merge into Hartford Global Impact Fund on or about November 22, 2019. |
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THE HARTFORD MUTUAL FUNDS II, INC.
The Hartford Growth Opportunities Fund
Hartford Multifactor International Fund
Hartford Multifactor Large Cap Value Fund
Hartford Quality Value Fund
Hartford Schroders Emerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Hartford Schroders International Multi-Cap Value Fund
Hartford Schroders International Stock Fund
Hartford Schroders Securitized Income Fund
Hartford Schroders Tax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities Fund
The Hartford Small Cap Growth Fund
HARTFORD SERIES FUND, INC.
Hartford Balanced HLS Fund
Hartford Capital Appreciation HLS Fund
Hartford Disciplined Equity HLS Fund
Hartford Dividend and Growth HLS Fund
Hartford Global Growth HLS Fund
Hartford Healthcare HLS Fund
Hartford High Yield HLS Fund
Hartford International Opportunities HLS Fund
Hartford MidCap HLS Fund
Hartford MidCap Value HLS Fund
Hartford Small Company HLS Fund
Hartford Stock HLS Fund
Hartford Total Return Bond HLS Fund
Hartford Ultrashort Bond HLS Fund
Hartford Value HLS Fund
HARTFORD HLS SERIES FUND II, INC.
Hartford Growth Opportunities HLS Fund
Hartford MidCap Growth HLS Fund
Hartford Small Cap Growth HLS Fund
Hartford U.S. Government Securities HLS Fund
HARTFORD SCHRODERS OPPORTUNITSIC INCOME FUND
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AMENDED AND RESTATED SCHEDULE B
This Amended and Restated Schedule B to that certain Fund Accounting Agreement dated December 31, 2014, is effective as of September 30, 2019.
MUTUAL FUND ACCOUNTING FEES
| I. | Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below: |
Hartford AARP Balanced Retirement Fund1
The Hartford Balanced Income Fund1
The Hartford Capital Appreciation Fund1
The Hartford Growth Opportunities Fund1
The Hartford Small Company Fund1
The Hartford Strategic Income Fund1
The Hartford Total Return Bond Fund1
The Hartford World Bond Fund1
| Average Daily Net Assets | Annual Fee | |||
| On First $3.5 billion | 0.022 | % | ||
| On Next $3.5 billion | 0.018 | % | ||
| Over $7 billion | 0.015 | % | ||
| II. | Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below: |
Hartford Balanced HLS Fund2
Hartford Capital Appreciation HLS Fund2
Hartford Core Equity Fund1
The Hartford Dividend and Growth Fund1
Hartford Emerging Markets Equity Fund1
The Hartford Emerging Markets Local Debt Fund1
Hartford Climate Opportunities Fund 1
The Hartford Equity Income Fund1
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund1
Hartford Global Impact Fund3
The Hartford Global Real Asset Fund1
Hartford Growth Opportunities HLS Fund2
The Hartford Healthcare Fund1
The Hartford High Yield Fund1
The Hartford Inflation Plus Fund1
| 1 | Effective November 1, 2016 |
| 2 | Effective January 1, 2017 |
| 3 | Effective on or about February 24, 2017 |
| 5 |
Hartford International Equity Fund1
The Hartford International Growth Fund1
The Hartford International Opportunities Fund1
The Hartford International Small Company Fund1†
The Hartford International Value Fund1
The Hartford MidCap Fund1
The Hartford MidCap Value Fund1
Hartford Multi-Asset Income and Growth Fund 1
Hartford Multifactor International Fund4
Hartford Multifactor Large Cap Value Fund4
The Hartford Quality Bond Fund1
The Hartford Short Duration Fund1
Hartford Small Cap Value Fund1
The Hartford Small Cap Growth Fund1
Hartford Small Cap Growth HLS Fund2
Hartford Small Company HLS Fund2
Hartford Total Return Bond HLS Fund2
Hartford Quality Value Fund 1
Hartford Schroders International Stock Fund1
Hartford Schroders Emerging Markets Equity Fund1
Hartford Schroders Emerging Markets Multi Sector Bond Fund1
Hartford Schroders International Multi-Cap Value Fund1
Hartford Schroders Securitized Income Fund4
Hartford Schroders Opportunistic Income Fund5
| Average Daily Net Assets | Annual Fee | |||
| On First $3.5 billion | 0.018 | % | ||
| On Next $3.5 billion | 0.014 | % | ||
| Over $7 billion | 0.010 | % | ||
| III. | Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below: |
The Hartford Checks and Balances Fund 1
The Hartford Conservative Allocation Fund1
Hartford Disciplined Equity HLS Fund 2
Hartford Dividend and Growth HLS Fund2
Hartford Global Growth HLS Fund2
The Hartford Growth Allocation Fund1
Hartford Healthcare HLS Fund2
Hartford High Yield HLS Fund2
Hartford International Opportunities HLS Fund2
Hartford MidCap Growth HLS Fund2
| 4 | Effective May 29, 2019 |
| 4 | Effective February 28, 2019 |
| 5 | Effective October 1, 2019 |
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Hartford MidCap HLS Fund2
Hartford MidCap Value HLS Fund2
Hartford Moderate Allocation Fund1
Hartford Municipal Income Fund1
The Hartford Municipal Opportunities Fund1
Hartford Municipal Short Duration Fund1
Hartford Stock HLS Fund2
Hartford U.S. Government Securities HLS Fund2
Hartford Ultrashort Bond HLS Fund2
Hartford Value HLS Fund2
Hartford Schroders US MidCap Opportunities Fund1
Hartford Schroders US Small Cap Opportunities Fund1
Hartford Schroders Tax-Aware Bond Fund1
| Average Daily Net Assets | Annual Fee | |||
| On First $3.5 billion | 0.014 | % | ||
| On Next $3.5 billion | 0.012 | % | ||
| Over $7 billion | 0.010 | % | ||
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