THE HARTFORD MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund • New York
Contract Type FiledDecember 30th, 2020 Company JurisdictionHARTFORD FUNDS DISTRIBUTORS, LLC (the “Distributor”) as principal underwriter or distributor and exclusive selling agent for the shares of THE HARTFORD MUTUAL FUNDS, INC. and THE HARTFORD MUTUAL FUNDS II, INC. (each a “Company”), each comprised of separate series (to which additional series may be added by the respective Company from time to time) listed on the attached Appendix A (each; a “Fund” and, collectively, the “Funds”) understands that you, the undersigned dealer firm, are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), and, on the basis of such understanding, invites you to become a member of the Selling Group to distribute shares of the Funds on the following terms.
AMENDMENT NUMBER 12 TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund • New York
Contract Type FiledDecember 30th, 2020 Company JurisdictionThis Amendment Number 12 (the “Amendment”) to the Principal Underwriting Agreement is made as of this 30th day of September, 2019, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each Fund listed on Schedule A.
AMENDMENT TEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund
Contract Type FiledDecember 30th, 2020 CompanyThis Amendment Ten (the “Amendment”) to the Fund Accounting Agreement is made as of this 30 day of September, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
AMENDMENT NUMBER 4 TO CUSTODIAN AGREEMENTCustodian Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund
Contract Type FiledDecember 30th, 2020 CompanyThis Amendment Number 4 (the “Amendment”) to the Custodian Agreement by and between each Fund listed on Appendix A hereto (the “Funds”) and State Street Bank and Trust Company (the “Custodian”) is made as of this 30 day of September 2019.