ALPINE SERIES TRUST AMENDMENT NO. 4 TO THE TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT
NO. 4 TO THE
THIS THIRD AMENDMENT dated as
of the 22nd day of
September, 2008, to the Transfer Agent Servicing Agreement, dated as of November
18, 2005, as amended as of February 17, 2006, June 1, 2006 and December 6, 2007
(the “Agreement”), is entered into by and between Alpine Series Trust, a
Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services,
LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the Trust intends to
create an additional fund; and
WHEREAS, Section 12 of the
Agreement allows for its amendment by a written instrument executed by the
parties.
NOW, THEREFORE, the Trust and
USBFS agree as follows:
Exhibit
A, the listing of the fund names, is hereby superseded and replaced with Exhibit
A attached hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Fourth Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
ALPINE SERIES TRUST | U.S. BANCORP FUND SERVICES, LLC |
By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxxxx X. XxXxx |
Name: Xxxxxxx X. Xxxxx | Name: Xxxxxxx X. XxXxx |
Title: Vice President/Treasurer | Title: Executive Vice President |
1
Exhibit
A
to
the
Fund
Names
Separate
Series of Alpine Series Trust
Name of
Series
|
Date
Added
|
Alpine
Dynamic Balance Fund
|
06/06/01
|
Alpine
Dynamic Dividend
Fund
|
08/28/03
|
Alpine
Dynamic Financial Services Fund
|
11/01/05
|
Alpine
Dynamic Innovators
Fund
|
07/11/06
|
Alpine Dynamic
Transformations Fund
|
12/31/07
|
Alpine
Dividend Growth Fund
|
on or after
10/31/08
|
2