EXHIBIT 99.d(vi)
AMENDMENT NUMBER 5 TO
INVESTMENT MANAGEMENT AGREEMENT
Pursuant to the Investment Management Agreement between Hartford Investment
Financial Services Company ("HIFSCO") and The Hartford Mutual Funds, Inc.
(formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as
amended (the "Agreement"), The Hartford Global Communications Fund, The Hartford
Global Financial Services and The Hartford Growth Fund are hereby included in
the definition of Portfolio. All provisions in the Agreement shall apply to the
management of The Hartford Global Communications Fund, The Hartford Global
Financial Services Fund and The Hartford Growth Fund except as stated below.
The advisory fee for the three new portfolios shall be accrued daily and
paid monthly, based upon the following annual rates and upon the calculated
daily net asset value of the Fund:
The Hartford Global Communications Fund and The Hartford Global
Financial Services Fund
Net Asset Value Annual Rate
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First $500 million 1.00%
Next $500 million .95%
Amount over $1 billion .90%
The Hartford Growth Fund
Net Asset Value Annual Rate
--------------- -----------
First $500 million .85%
Next $500 million .75%
Amount over $1 billion .70%
This amended Agreement is effective for a period of two years from the date
hereof and shall continue in effect thereafter in accordance with the provisions
of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the 30th day of October, 2000.
HARTFORD INVESTMENT THE HARTFORD MUTUAL FUNDS, INC.
FINANCIAL SERVICES on behalf of:
COMPANY The Hartford Global Communications Fund
The Hartford Global Financial Services Fund
The Hartford Growth Fund
By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx
Senior Vice President, Investments By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx
President