AMENDMENT NUMBER 4 TO PRINCIPAL UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services Company on November 1, 1998 (the "Agreement"), The Hartford Global Health Fund and The Hartford Global Technology Fund are hereby included as two new Funds. All provisions in the Agreement shall apply to The Hartford Global Health Fund and The Hartford Global Technology Fund.
AMENDMENT NUMBER 1 TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Custodian Agreement between State Street Bank and Trust Company and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 15, 1996 (the "Agreement"), The Hartford MidCap Fund is hereby included as an additional Fund. All provisions in the Agreement shall apply to The Hartford MidCap Fund.
CUSTODIAN CONTRACT Between ITT HARTFORD MUTUAL FUNDS, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • February 28th, 2003 • Hartford Mutual Funds Inc/Ct • London
EXHIBIT 99.e(x) AMENDMENT NUMBER 7 TO PRINCIPAL UNDERWRITING AGREEMENT Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual...Principal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 14 of the Agreement.
EXHIBIT 99.d(v) AMENDMENT NUMBER 4 TO INVESTMENT MANAGEMENT AGREEMENT Pursuant to the Investment Management Agreement between Hartford Investment Financial Services Company ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford...Investment Management Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
EXHIBIT 99.d(xiv) AMENDMENT NUMBER 5 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended to include The Hartford Global Communications Fund, The Hartford Global Financial Services Fund and The Hartford Growth Fund (the "New Funds") as four new Portfolios. All provisions in the Agreement shall apply to the New Funds except as stated below.
AMENDMENT NUMBER 1 TO INVESTMENT SERVICES AGREEMENTInvestment Services Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Investment Services Agreement between Hartford Investment Financial Services Company and The Hartford Investment Management Company dated as of March 3, 1997 (the "Agreement"), The Hartford High Yield Fund is hereby included in the Agreement as a Portfolio. All provisions in the Agreement shall apply to the management of The Hartford High Yield Fund.
EXHIBIT 99.d(xi) AMENDMENT NUMBER 2 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended by Amendment Number 1 to Investment Sub-Advisory Agreement dated December 31, 1997 (the "Agreement") is hereby amended to include The Hartford Growth and Income Fund (the "Fund") as an additional Portfolio. All provisions in the Agreement shall apply to the Fund except that the management fee shall be as follows:
AMENDMENT NUMBER 7 TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
AMENDMENT NUMBER 1 TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANYHartford Mutual Funds Inc/Ct • February 28th, 2003
EXHIBIT 99.d(xiii) AMENDMENT NUMBER 4 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended to include The Hartford Global Health Fund and The Hartford Global Technology Fund (the "New Funds") as two new Portfolios. All provisions in the Agreement shall apply to the New Funds except as stated below.
EXHIBIT 99.(ix) AMENDMENT NUMBER 6 TO PRINCIPAL UNDERWRITING AGREEMENT Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual...Principal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services Company on November 1, 1998 (the "Agreement"), The Hartford Focus Fund, The Hartford International Capital Appreciation Fund, The Hartford International Small Company Fund, The Hartford MidCap Value Fund and The Hartford Value Fund are hereby included as five new Funds. All provisions in the Agreement shall apply to The Hartford Focus Fund, The Hartford International Capital Appreciation Fund, The Hartford International Small Company Fund, The Hartford MidCap Value Fund and The Hartford Value Fund.
AMENDMENT NUMBER 1 TO TRANSFER AGENCY AND SERVICE AGREEMENTAgency and Service Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Transfer Agency and Service Agreement (the "Agreement") between The Hartford Mutual Funds, Inc. and Hartford Administrative Services Company dated as of November 1, 2001, The Hartford Income Fund, The Hartford Inflation Plus Fund, The Hartford Short Duration Fund, The Hartford Tax-Free California Fund and The Hartford Tax-Free New York Fund are hereby included as five new Funds in accordance with the Additional Funds provision of Section 10 of the Agreement. All provisions in the Agreement shall apply to The Hartford Income Fund, The Hartford Inflation Plus Fund, The Hartford Short Duration Fund, The Hartford Tax-Free California Fund and The Hartford Tax-Free New York Fund.
AMENDMENT NUMBER 6 TO INVESTMENT SUB-ADVISORY AGREEMENTHartford Mutual Funds Inc/Ct • February 28th, 2003
The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended to include The Hartford Focus Fund, The Hartford International Capital Appreciation Fund, The Hartford International Small Company Fund, The Hartford MidCap Value Fund and The Hartford Value Fund (the "New Funds") as five new Portfolios. All provisions in the Agreement shall apply to the New Funds except as stated below.
EXHIBIT 99.d(xii) AMENDMENT NUMBER 3 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended by Amendment Number 1 to Investment Sub-Advisory Agreement dated December 31, 1997 and Amendment Number 2 to Investment Sub-Advisory Agreement dated April 30, 1998 (the "Agreement") is hereby amended to include The Hartford Global Leaders Fund (the "Fund") as an additional Portfolio. All provisions in the Agreement shall apply to the Fund except that the management fee shall be as follows:
