TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Exhibit (h)(1)(a)
TCW FUNDS, INC.
AMENDMENT TO THE
TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the 19th day of July, 2006, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005 (the “Agreement”), is entered by and between TCW Funds, Inc., f/k/a TCW Galileo Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the Company and USBFS desire to amend said Agreement; and
WHEREAS, Section 11 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Effective February 28, 2006, the name TCW Galileo Funds, Inc., was changed to TCW Funds, Inc. Accordingly, all references to TCW Galileo Funds, Inc. in the Agreement shall be replaced with TCW Funds, Inc.
Exhibit A of the Agreement is hereby superseded and replaced with Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| TCW FUNDS, INC. | U.S. BANCORP FUND SERVICES, LLC | |||||||
| By: | /s/ Xxxxxx X. Xxxx |
By: | /s/ Xxxxxxx X. XxXxx | |||||
| Printed Name: Xxxxxx X. Xxxx | Printed Name: Xxxxxxx X. XxXxx | |||||||
| Title: Secretary |
Title: | Executive Vice President | ||||||
1
Exhibit A
to TCW Funds, Inc.’s
Transfer Agent Servicing Agreement
Fund Names
Separate Series of TCW Funds, Inc.
Name of Series
TCW Asia Pacific Equities Fund
TCW Balanced Fund – effective on or about 8/31/06
TCW Core Fixed Income Fund
TCW Diversified Value Fund
TCW Dividend Focused Fund
TCW Emerging Markets Equities Fund
TCW Emerging Markets Income Fund
TCW Equities Fund
TCW Focused Equities Fund
TCW Global Alpha Fund
TCW Growth Equities Fund
TCW Growth Insights Fund
TCW High Yield Bond Fund
TCW Large Cap Core Fund
TCW Large Cap Flexible Growth Fund
TCW Money Market Fund
TCW Opportunity Fund
TCW Select Equities Fund
TCW Small Cap Growth Fund
TCW Short Term Bond Fund
TCW Total Return Bond Fund
TCW Value Added Fund
TCW Value Opportunities Fund
TCW Aggressive Growth Equities Fund
TCW Convertible Securities Fund
2
