CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
Contract Type FiledFebruary 25th, 2016 Company JurisdictionAGREEMENT made as of this 29th day of June, 2007, between TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
SECURITIES LENDING AGENCY AGREEMENT between TCW CONVERTIBLE SECURITIES FUND. INC. and INVESTORS BANK & TRUST COMPANYSecurities Lending Agency Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
Contract Type FiledFebruary 25th, 2016 Company JurisdictionAGREEMENT, effective September 1, 1999, between TCW CONVERTIBLE SECURITIES FUND. INC. on behalf of the Portfolios listed on Schedule A, (the “Lender”), and INVESTORS BANK & TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
Contract Type FiledFebruary 25th, 2016 Company JurisdictionAGREEMENT made as of June 29, 2007 by and between TCW FUNDS, INC. a corporation organized under the laws of Maryland (the “Fund”), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 12th day of October, 2012, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008, October 11, 2011 and March 19, 2012, (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 11th day of October, 2011, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007 and October 27, 2008 (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAMENDMENT AGREEMENT, effective as of July 1, 2015, by and among TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 30th day of April, 2013, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008, October 11, 2011, March 19, 2012 and October 12, 2012, (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS ADDENDUM dated as of this 18th day of June, 2009, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, (the “Transfer Agent Agreement”) is entered into by and between TCW FUNDS, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENT TCW GALILEO FUNDS, INC. Suite 1800 Los Angeles, CA 90017Distribution Agreement • February 25th, 2016 • TCW Funds Inc • California
Contract Type FiledFebruary 25th, 2016 Company JurisdictionThis is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, TCW Galileo Funds, Inc., a Maryland corporation (the “Company”), has agreed that you shall be, for the period of this Agreement, a nonexclusive distributor of shares of the Company.
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 19th day of July, 2006, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005 (the “Agreement”), is entered by and between TCW Funds, Inc., f/k/a TCW Galileo Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyWHEREAS, and State Street, as successor in interest to Investors Bank & Trust Company, entered into an Administration Agreement dated as of June 29, 2007, as amended, modified and supplemented from time to time (the “Agreement”); and
DEALER AGREEMENT TCW FUNDS DISTRIBUTORSDealer Agreement • February 25th, 2016 • TCW Funds Inc • California
Contract Type FiledFebruary 25th, 2016 Company JurisdictionTCW Funds Distributors (“Distributor”) and (“Dealer”) have agreed that Dealer will participate in the distribution of shares (“Shares”) of all the series (as they may exist from time to time) comprising the TCW Funds, Inc. (each a “Fund” and collectively the “Funds”) and any classes thereof for which Distributor now or in the future serves as nonexclusive distributor, subject to the terms of this Dealer Agreement (“Agreement”). Any such additional Funds will be included in this Agreement upon Distributor’s written notification to Dealer.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAMENDMENT made as of June 28, 2013 to the Administration Agreement (the “Agreement”) dated as of June 29, 2007, as amended, by and between TCW FUNDS, INC., a corporation organized under the laws of Maryland (the “Fund”) and State Street Bank and Trust Company (“State Street”), a Massachusetts trust company. Defined terms used herein shall have the same meaning as set forth in the Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAMENDMENT AGREEMENT, effective as of July 1, 2010, by and among TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
TCW FUNDS, INC. ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS ADDENDUM dated as of the 30th day of May, 2007, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006 (the “Transfer Agent Agreement”), is entered by and between TCW Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
DELEGATION AGREEMENT between TCW GALILEO FUNDS, INC. and INVESTORS BANK & TRUST COMPANYDelegation Agreement • February 25th, 2016 • TCW Funds Inc • Massachusetts
Contract Type FiledFebruary 25th, 2016 Company JurisdictionEligible Foreign Custodian has the meaning set forth in Rule 17f-5(a)(l) and shall also include foreign branches of U.S. Banks (as the term “U.S. Bank” is defined in Rule 17f-5).
Amendment No. 1 to the Securities Lending Agency Agreement.TCW Funds Inc • February 25th, 2016
Company FiledFebruary 25th, 2016TCW Galileo Funds, Inc. and Investors Bank & Trust Company hereby agree to amend the Securities Lending Agency Agreement (“Agreement”) entered into by the parties. This amendment shall be effective December 1, 2001.
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 6th day of June, 2007, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006 and May 30, 2007 (the “Transfer Agent Agreement”), is entered by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAMENDMENT AGREEMENT, effective as of June 28, 2013, by and among TCW FUNDS, INC., a company organized under the laws of the state of Maryland (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
TCW FUNDS, INC. ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS ADDENDUM dated as of the 30th day of November, 2012, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008, October 11, 2011, March 19, 2012 and October 12, 2012 (the “Transfer Agent Agreement”), is entered into by and between TCW Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAMENDMENT made as of July 1, 2015 to the Administration Agreement (the “Agreement”) dated as of June 29, 2007, as amended, by and between TCW FUNDS, INC., a corporation organized under the laws of Maryland (the “Fund”) and State Street Bank and Trust Company (“State Street”), a Massachusetts trust company. Defined terms used herein shall have the same meaning as set forth in the Agreement.
AMENDMENT AGREEMENTAmendment Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyAGREEMENT, effective as of July 1, 2007 by and between TCW Funds, Inc. (formerly TCW Galileo Funds, Inc.) a Maryland Corporation (the “Fund”) and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 27th day of October, 2008, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007 and June 6, 2007 (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT effective as of October 31, 2014, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008, October 11, 2011, March 19., 2012, October 12, 2012 and April 20, 2013 (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TCW FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2016 • TCW Funds Inc
Contract Type FiledFebruary 25th, 2016 CompanyTHIS AMENDMENT dated as of the 19th day of March, 2012, to the Transfer Agent Servicing Agreement, dated as of September 7, 2005, as amended July 19, 2006, May 30, 2007, June 6, 2007, October 27, 2008 and October 11, 2012 (the “Transfer Agent Agreement”), is entered into by and between TCW FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).