ALPINE SERIES TRUST AMENDMENT NO. 5 TO THE TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT
NO. 5 TO THE
THIS FIFTH AMENDMENT dated as
of the 28th day of
October, 2008, to the Transfer Agent Servicing Agreement, dated as of November
18, 2005, as amended as of February 17, 2006, June 1, 2006, December 6, 2007 and
September 22, 2008 (the “Agreement”), is entered into by and between Alpine Series Trust, a
Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services,
LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the Trust intends to
change the name of a Fund; and
WHEREAS, Section 12 of the
Agreement allows for its amendment by a written instrument executed by the
parties.
NOW, THEREFORE, the Trust and
USBFS agree as follows:
Exhibit
A, the listing of the Fund names, is hereby superseded and replaced with Exhibit
A attached hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Fifth Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| ALPINE SERIES TRUST | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxxxxx X. Xxxxx | Name: Xxxxxxx X. XxXxx |
| Title: Vice President/Treasurer | Title: Executive Vice President |
1
Exhibit
A
to
the
Fund
Names
Separate
Series of Alpine Series Trust
|
Name of
Series
|
Date
Added
|
|
Alpine
Dynamic Balance Fund
|
06/06/01
|
|
Alpine
Dynamic Dividend
Fund
|
08/28/03
|
|
Alpine
Dynamic Financial Services Fund
|
11/01/05
|
|
Alpine
Dynamic Innovators
Fund
|
07/11/06
|
|
Alpine Dynamic
Transformations Fund
|
12/31/07
|
|
Alpine
Accelerating Dividend Fund f/k/a Alpine Dividend Growth
Fund
|
effective on or
after 10/31/08
|
2
