AMENDMENT NO. 2 TO THE RIGHTS AGREEMENT
Ex. 4.1
AMENDMENT NO. 2 TO THE RIGHTS AGREEMENT
Amendment No. 2 to the Rights Agreement, dated as of October 2, 2006 (the “Amendment”), by and between Janus Capital Group Inc., a Delaware corporation (the “Company”) (formerly known as Xxxxxxxx Financial Inc., a Delaware corporation), and Xxxxx Fargo Bank, N.A., a national banking association organized and existing under the laws of the United States of America (“Xxxxx Fargo”), as successor Rights Agent.
WHEREAS, on June 14, 2000, the Company and UMB Bank, N.A. entered into a Rights Agreement, as amended on February 23, 2005 (the “Agreement”); and
WHEREAS, pursuant to Section 21 of the Agreement, the Company desires to amend the Agreement to appoint Xxxxx Fargo as successor Rights Agent.
NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended in the following manner:
Section 1. Appointment. The Company hereby appoints Xxxxx Fargo to act as Rights Agent for the Company and the holders of the Rights in accordance with the terms and conditions of the Agreement, and Xxxxx Fargo hereby accepts such appointment. The term “Rights Agent” as used in the Agreement shall be deemed to refer to Xxxxx Fargo as of the date of this Amendment.
Section 2. “Agreement” as Amended. The term “Agreement” as used in the Agreement shall be deemed to refer to the Agreement as amended hereby, and all references to the Agreement shall be deemed to include this Amendment. Except as amended hereby, the Agreement and all schedules or exhibits thereto remain in full force and effect.
Section 3. Effectiveness. This Amendment shall be effective as of the date first written above, and except as set forth herein, the Agreement shall remain in full force and effect and otherwise shall be unaffected hereby.
Section 4. Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware applicable to contracts to be made and performed entirely within such state.
Section 5. Counterparts. This Amendment may be executed in two or more counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and attested as of the date first written above.
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By: |
/s/ Xxxxxxx X. Frost_ |
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Name: Xxxxxxx X. Xxxxx |
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Title: Senior Vice President |
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XXXXX FARGO BANK, N.A. |
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By: |
/s/ Xxxxxx X. Xxxxxxx |
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Name: Xxxxxx X. Xxxxxxx |
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Title: Assistant Vice President |
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