AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT
THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION
AGREEMENT ("Amendment") is made effective as of the 30th day of
June 2016 (the "Effective Date"), by and between THE BANK
OF NEW YORK MELLON (the "Bank") and DBX ETF TRUST (the "Client"),
with respect to each of the funds identified on Attachment 1
hereto, which may be amended, modified or supplemented from time
to time (each a "Lender" and collectively the "Lenders").
WHEREAS, the Client and the Bank have entered into a
certain Securities Lending Authorization Agreement dated as of
April 29, 2015 (as amended, modified or supplemented from time to
time, the "Agreement"); and
WHEREAS, the Client and the Bank desire to amend the
Agreement in certain respects as hereinafter provided:
NOW, THEREFORE, the parties hereto, each intending to be
legally bound, do hereby agree as follows:
1. The Agreement is hereby amended by deleting Schedule I
therefrom in its entirety and substituting in lieu thereof a new
Schedule I identical to that which is attached hereto as Exhibit
1.
2. The Agreement is hereby amended by deleting Attachment I
therefrom in its entirety and substituting in lieu thereof a new
Attachment I identical to that which is attached hereto as Exhibit
2.
3. Except as expressly amended hereby, all of the
provisions of the Agreement shall continue in full force and
effect; and are hereby ratified and confirmed in all respects.
Upon the effectiveness of this Amendment, all references in the
Agreement to "this Agreement" (and all indirect references such
as "herein", "hereby", "hereunder" and "hereof") shall be deemed
to refer to the Agreement as amended by this Amendment.
IN WITNESS WHEREOF, the parties have executed this
Amendment as of the date set forth above.
THE BANK OF NEW YORK MELLON
By:/s/ Xxxxxxx X. Xxxxx
Name: Xxxxxxx X. Xxxxx
Title: Managing Director
DBX ETF TRUST
By: /s/ Xxxx Xxxxxxxx
Name: Xxxx Xxxxxxxx
Title: Director
By: /s/ Xxxxx Xxxxxxx
Name: Xxxxx Xxxxxxx
Title: Managing Director
EXHIBIT 1
to
AMENDMENT TO
SECURITIES LENDING AUTHORIZATION
which Amendment is made and effective ___June 30th______, 2016 by
and between
THE BANK OF NEW YORK MELLON and DBX ETF TRUST, the Client, on
behalf of various funds identified therein
SCHEDULE I
to
SECURITIES LENDING AUTHORIZATION AGREEMENT
Dated April 29, 2015
by and between
THE BANK OF NEW YORK MELLON ("Bank") and DBX ETF TRUST (the
"Client"), on behalf of various funds identified therein (the
"Agreement")
APPROVED INVESTMENTS
In accordance with the Agreement between the Client and the Bank,
Cash Collateral received by the Bank on behalf of each Lender
shall be held and maintained in a separately managed Cash
Collateral Account established and maintained by the Bank for the
Lender (the "Cash Collateral Account"), the assets of which shall
be invested and reinvested in the:
Daily Assets Fund - Capital Shares (formerly Institutional
Class) (DAFXX) until August 1, 2016 when Cash Collateral
investments shall be invested in the Deutsche Government Cash
Institutional Shares of the Government & Agency Securities
Portfolio (DBBXX), a series of the Cash Account Trust ("CAT
Gov't. Inst."). The transition into CAT Gov't. Inst. shall be
complete by September 30, 2016, and any remaining balance in the
Daily Assets Fund on that date would be redeemed and promptly
invested into CAT Gov't Inst.
Agreed to and Approved by Client
By: _/s/ Xxxxx Xxxxxxx
____________ By: /s/ Alex Depetris______________
Title: _ Xxxxx Xxxxxxx
_____________ Title: Alex Depetris________________
Date:
____7/5/16__________________ Date: _7/5/16_____________________
Agreed to and Approved by Bank
By: /s/ Xxxxxxx X. Kelly___________
Title: _ Xxxxxxx X. Xxxxx ___________
Date: 7/5/16_____________________
EXHIBIT 2
to
AMENDMENT TO
SECURITIES LENDING AUTHORIZATION
which Amendment is made and effective __June 30th____, 2016 by
and between
THE BANK OF NEW YORK MELLON and DBX ETF TRUST, the Client, on
behalf of various funds identified therein
ATTACHMENT 1
to
SECURITIES LENDING AUTHORIZATION AGREEMENT
Dated April 29, 2015
by and between
THE BANK OF NEW YORK MELLON ("Bank") and DBX ETF TRUST (the
"Client"), on behalf of various funds identified therein (the
"Agreement")
LIST OF LENDERS
The following is the list of the "Lenders" referred to in the
Securities Lending Authorization Agreement dated April 29, 2015,
by and between THE BANK OF NEW YORK MELLON ("Bank") and DBX ETF
TRUST, as Client.
Information displayed in the following order:
List of Funds
Ticker
Tax ID
Deutsche X-trackers MSCI All China Equity ETF
CN
61-1733363
Deutsche X-trackers MSCI All World ex US Hedged
Equity ETF
DBAW
00-0000000
Deutsche X-trackers MSCI Asia Pacific ex Japan
Hedged Equity ETF
DBAP
00-0000000
Deutsche X-trackers MSCI Brazil Hedged Equity
ETF
DBBR
00-0000000
Deutsche X-trackers MSCI EAFE Hedged Equity ETF
DBEF
00-0000000
Deutsche X-trackers MSCI Emerging Markets Hedged
Equity ETF
DBEM
00-0000000
Deutsche X-trackers MSCI Eurozone Hedged Equity
ETF
DBEZ
00-0000000
Deutsche X-trackers MSCI Europe Hedged Equity ETF
DBEU
00-0000000
Deutsche X-trackers MSCI Germany Hedged Equity ETF
DBGR
00-0000000
Deutsche X-trackers MSCI Japan Hedged Equity ETF
DBJP
00-0000000
Deutsche X-trackers MSCI Mexico Hedged Equity ETF
DBMX
00-0000000
Deutsche X-trackers MSCI South Korea Hedged Equity ETF
DBKO
00-0000000
Deutsche X-trackers MSCI United Kingdom Hedged
Equity ETF
DBUK
00-0000000
Deutsche X-trackers High Yield Corporate Bond -
Interest Rate Hedged ETF
HYIH
00-0000000
Deutsche X-trackers Investment Grade Bond -
Interest Rate Hedged ETF
IGIH
00-0000000
Deutsche X-trackers Emerging Markets Bond -
Interest Rate Hedged ETF
EMIH
00-0000000
Deutsche X-trackers Dow Xxxxx Hedged
International Real Estate ETF
DBRE
00-0000000
Deutsche X-trackers S&P Hedged Global
Infrastructure ETF
DBIF
00-0000000
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF
JPN
00-0000000
Deutsche X-trackers MSCI EAFE High Dividend
Yield Hedged Equity ETF
HDEF
00-0000000
Deutsche X-trackers MSCI Emerging Markets High
Dividend Yield Hedged Equity ETF
HDEE
00-0000000
Deutsche X-trackers MSCI Eurozone High Dividend
Yield Hedged Equity ETF
HDEZ
00-0000000
Deutsche X-trackers MSCI All World ex US High
Dividend Yield Hedged Equity ETF
HDAW
00-0000000
Deutsche X-trackers MSCI EAFE Small Cap Hedged
Equity ETF
DBES
00-0000000
Deutsche X-trackers MSCI Australia Hedged Equity
ETF
DBAU
00-0000000
Deutsche X-trackers MSCI Southern Europe Hedged
Equity ETF
DBSE
00-0000000
Deutsche X-trackers MSCI Italy Hedged Equity ETF
DBIT
00-0000000
Deutsche X-trackers MSCI Spain Hedged Equity ETF
DBSP
00-0000000
Deutsche X-trackers Japan JPX-Nikkei 400 Hedged
Equity ETF
JPNH
00-0000000
Deutsche X-trackers CSI 300 China A-Shares
Hedged Equity ETF
ASHX
00-0000000
Deutsche X-trackers MSCI Latin America Pacific
Alliance ETF
PACA
00-0000000
Deutsche X-trackers Xxxxxxx 1000 Comprehensive
Factor ETF
DEUS
00-0000000
Deutsche X-trackers FTSE Developed ex US
Comprehensive Factor ETF
DEEF
00-0000000
Deutsche X-trackers FTSE Emerging Comprehensive
Factor ETF
DEMG
00-0000000
Deutsche X-trackers Xxxxxxx 2000 Comprehensive
Factor ETF
DESC
00-0000000
Deutsche X-trackers Barclays International
Treasury Bond Hedged ETF
IGVT
00-0000000
Deutsche X-trackers Barclays International
Corporate Bond Hedged ETF
IFIX
00-0000000
Deutsche X-trackers Barclays International High
Yield Bond Hedged ETF
IHIY
00-0000000
