SIXTEENTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 28(e)(xvii)
SIXTEENTH AMENDMENT TO
This sixteenth amendment (“Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of September 1, 2016 (the “Effective Date”).
WHEREAS, the Trust and Foreside desire to amend Exhibit A of the Agreement to reflect: the removal of six Funds (Rivington Diversified Global Equity Fund by WHV, Rivington Diversified International Equity Fund by WHV, WHV/Seizert Small Cap Value Equity Fund, Insight High Yield Fund, Insight Multi-Sector Inflation Protection Fund, and the Insight Municipal Bond Inflation Protection Fund), certain Fund name changes (WHV/Acuity Tactical Credit Long/Short Fund to Xxxxxxx Tactical Credit Fund and WHV International Equity Fund to Xxxxxxx International Select Equity Fund) and the addition of one Fund (TOBAM Emerging Markets Fund); and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Foreside and the Trust hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A of the Agreement is hereby amended and restated by Appendix A attached hereto.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | |||
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By: |
/s/Xxxx Xxxxx |
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By: |
/s/Xxxx Xxxxxxxxx |
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Xxxx Xxxxx |
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Xxxx Xxxxxxxxx |
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President and CEO |
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Vice President |
APPENDIX A
EXHIBIT A
Bradesco Latin American Equity Fund
Bradesco Latin American Hard Currency Bond Fund
Insight Investment Grade Bond Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Xxxxxxxxx Investment Grade Fixed Income Fund
Xxxxxxxxx Value Fund
Gotham Index Plus Fund
Gotham Absolute 500 Fund
Gotham Absolute Return Fund
Gotham Enhanced 500 Fund
Gotham Enhanced Return Fund
Gotham Hedged Plus Fund
Gotham Institutional Value Fund
Gotham Neutral Fund
Gotham Total Return Fund
Lateef Fund
Mount Xxxxx U.S. Focused Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
Pemberwick Fund
Xxxxx Growth Fund
Xxxxx Global Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
SkyBridge Dividend Value Fund
TOBAM Emerging Markets Fund
Xxxxxxx Tactical Credit Fund (f/k/a WHV/Acuity Tactical Credit Long/Short Fund)
Xxxxxxx International Select Equity Fund (f/k/a WHV International Equity Fund)
