FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 30th, 2017 • FundVantage Trust • Delaware
AGREEMENT made as of day of , 2016, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and Arabesque Asset Management Ltd (herein called the “Investment Adviser”).
FORM OF EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • January 30th, 2017 • FundVantage Trust
This Agreement is entered into as of the [·] day of [·] 2017, by and between Arabesque Asset Management Ltd (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Arabesque Systematic International Fund (the “Fund”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2017 • FundVantage Trust
This Agreement is entered into as of the 30th day of May, 2013, as amended and restated February 13, 2014, September 1, 2016 and December 8, 2016 by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Enhanced Return Fund (the “Fund”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2017 • FundVantage Trust
This Agreement is entered into as of the 30th day of August, 2013, as amended and restated February 13, 2014, September 1, 2016 and December 8, 2016, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Neutral Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • January 30th, 2017
THIS AMENDED AND RESTATED EXHIBIT A, dated as of December 15, 2016, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • January 30th, 2017
THIS AMENDED AND RESTATED EXHIBIT A, dated as of December 15, 2016, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
AMENDED AND RESTATED SCHEDULE A DATED DECEMBER 30, 2016 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSESFundVantage Trust • January 30th, 2017
SIXTEENTH AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2017 • FundVantage Trust • Delaware
This sixteenth amendment (“Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of September 1, 2016 (the “Effective Date”).
EIGHTEENTH AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2017 • FundVantage Trust • Delaware
This eighteenth amendment (“Amendment”) to the Underwriting Agreement dated as of the 1st of April 2012 (the “Agreement”), by and between Foreside Funds Distributors LLC (Foreside”), and FundVantage Trust (the “Trust”), is entered into as of December 9, 2016 (the “Effective Date”).
FORM OF AMENDED AND RESTATED SCHEDULE A DATED DECEMBER 30, 2016 TO THE INVESTMENT ADVISORY AGREEMENT DATED OCTOBER 19, 2012 BETWEEN FUNDVANTAGE TRUST AND POLEN CAPITAL MANAGEMENT, LLCFundVantage Trust • January 30th, 2017
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative as of December 30, 2016.
FORM OF AMENDED AND RESTATED SCHEDULE A DATED DECEMBER 30, 2016 TO THE INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010 BETWEEN FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLCFundVantage Trust • January 30th, 2017
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative as of December 30, 2016.
SEVENTEENTH AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2017 • FundVantage Trust • Delaware
This seventeenth amendment (“Amendment”) to the Underwriting Agreement dated as of the 1st day of April 2012 (the “Agreement”), by and between Foreside Funds Distributors LLC (Foreside), and FundVantage Trust (“Adviser”), is entered into as of 9/30/2016 (the “Effective Date”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2017 • FundVantage Trust
This Agreement is entered into as of the 30th day of March, 2015, as amended and restated June 1, 2015 and December 8, 2016, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Total Return Fund (the “Fund”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2017 • FundVantage Trust
This Agreement is entered into as of the 28th day of August, 2012, as amended and restated February 13, 2014, September 1, 2016 and December 8, 2016 by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Absolute Return Fund (the “Fund”).
FORM OF EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • January 30th, 2017 • FundVantage Trust
THIS AGREEMENT is entered into as of the 30th day of December 2016, by and between POLEN CAPITAL MANAGEMENT, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of Polen International Growth Fund (the “Fund”).
