Amendment No. 11 to Administration, Bookkeeping and Pricing Services Agreement
Exhibit (h)(1)(C)
Amendment No. 11 to
Administration, Bookkeeping and Pricing Services Agreement
This Amendment No. 11, dated August 24, 2018, is made to the Administration, Bookkeeping and Pricing Services Agreement, dated June 28, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
WHEREAS, the Trust and ALPS wish to amend the Agreement to modify Appendix A (List of Portfolios) and Appendix C (Compensation) to account for the reorganization of the Centre Active U.S. Tax Exempt Fund into the Centre Global Infrastructure Fund.
NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:
1. Appendix A (List of Portfolios) to the Agreement is deleted in its entirety and replaced with the Appendix A (List of Portfolios) attached hereto.
2. Appendix C (Compensation) to the Agreement is deleted in its entirety and replaced with the Appendix C (Compensation) attached hereto.
3. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. All capitalized terms herein shall have the same meaning as ascribed to them in the Agreement. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the day and year first above written.
CENTRE FUNDS | ALPS FUND SERVICES, INC. | ||||
By: | By: /s/ Xxxxx X. Xxxxx | By: | /s/ Xxxxxx X. May | ||
Name: | Xxxxx X. Xxxxx | Name: | Xxxxxx X. May | ||
Title: | President | Title: | President |
APPENDIX A
LIST OF PORTFOLIOS
August 24, 2018
Centre Active U.S. Treasury Fund
Centre American Select Equity Fund
Centre Global Infrastructure Fund
APPENDIX C
COMPENSATION
Annual Base Fee
Greater of $[ ] annual minimum or the following basis point fee schedule:
Annual Net Assets | Basis Points |
Between $0-$1B | [ ] |
$1B-$3B | [ ] |
Above $3B | [ ] |
Share Class Charges
$[ ] annual charge for each additional share class over the first two share classes in each series.
LATE CHARGES: All invoices are due and payable upon receipt. Any invoices not paid within thirty (30) days of the invoice date are subject to a one percent (1%) per month financing charge on any unpaid balance but only to the extent permitted by law.