AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT
AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT
This Amendment to Principal Underwriting Agreement (this “Amendment”) is made this 8th day of June 2011 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
WHEREAS, the Fund and Distributor are parties to that certain Principal Underwriting Agreement dated March 1, 2006, as amended (the “Agreement”); and
WHEREAS, the Fund and Distributor desire to amend the Agreement as set forth below.
NOW, THEREFORE, in consideration of the mutual promises and undertakings herein provided, the Fund and Distributor hereby agree as follows:
| 1. | Schedule A of the Agreement is deleted in its entirety and replaced with the Schedule A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| MAXIM SERIES FUND, INC. |
GWFS EQUITIES, INC. | |||||||
| By: |
/s/ X.X. Xxxxxx |
By: |
/s/ X.X. Xxxxxx | |||||
| Name: |
X.X Xxxxxx |
Name: |
X.X. Xxxxxx | |||||
| Title: |
Chief Financial Officer, Treasurer and Investment Operations Compliance Officer |
Title: |
President | |||||
Schedule A
Maxim Money Market Portfolio
Maxim Bond Index Portfolio
Maxim U.S. Government Mortgage Securities Portfolio
Maxim Short Duration Bond Portfolio
Xxxxx Xxxxxx Xxxxxx Bond Portfolio
Maxim Global Bond Portfolio
Maxim Federated Bond Portfolio
Xxxxx Xxxxxx High Yield Bond Portfolio
Maxim Ariel Small-Cap Value Portfolio
Maxim Small-Cap Value Portfolio
Xxxxx Xxxxxx Xxxxxx Small-Cap Value Portfolio
Maxim Small-Cap Growth Portfolio
Maxim Xxxxx XxxXxx Value Portfolio
Maxim MidCap Value Portfolio
Maxim X. Xxxx Price XxxXxx Growth Portfolio
Maxim X. Xxxx Price Equity/Income Portfolio
Xxxxx Xxxxxx Equity Income Portfolio – Initial Class and Class L Shares
Maxim American Century Growth Portfolio – Initial Class and Class L Shares
Maxim Janus Large Cap Growth Portfolio
Maxim MFS International Value Portfolio
Maxim MFS International Growth Portfolio
Maxim Invesco ADR Portfolio
Maxim Index 600 Portfolio
Maxim International Index Portfolio - Initial Class and Class L Shares
Maxim Stock Index Portfolio
Maxim S&P MidCap 400® Index Portfolio - Initial Class and Class L Shares
Maxim S&P 500® Index Portfolio
Maxim Aggressive Profile I Portfolio
Maxim Moderately Aggressive Profile I Portfolio
Maxim Moderate Profile I Portfolio
Maxim Moderately Conservative Profile I Portfolio
Maxim Conservative Profile I Portfolio
Maxim Aggressive Profile II Portfolio
Maxim Moderately Aggressive Profile II Portfolio
Maxim Moderate Profile II Portfolio
Maxim Moderately Conservative Profile II Portfolio
Maxim Conservative Profile II Portfolio
Maxim Lifetime 2015 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2015 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2015 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio III - Class T, T1 and L Shares
Maxim SecureFoundationSM Balanced Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2015 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2020 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2025 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2030 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2035 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2040 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2045 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2050 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2055 Portfolio - Class G, G1 and L Shares
