SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 8th, 2011 • Maxim Series Fund Inc • Colorado
This Sub-Advisory Agreement (this “Agreement”) is made this 8th day of June 2011 by and between GW Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the “Adviser”), American Century Investment Management, Inc., a corporation organized under the laws of Delaware and registered investment adviser under the Investment Advisers Act of 1940 (the “Sub-adviser”) and Maxim Series Fund, Inc., a Maryland corporation and registered investment company under the Investment Company Act of 1940 (the “Fund”). This Agreement describes the arrangement whereby the Sub-adviser will act as an investment adviser to the portfolios of the Fund (the “Portfolios”) listed in Schedule A, attached hereto and commencing on the dates set forth therein, in conjunction with the Adviser, as follows:
AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • June 8th, 2011 • Maxim Series Fund Inc
This Amendment to Principal Underwriting Agreement (this “Amendment”) is made this 8th day of June 2011 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 8th, 2011 • Maxim Series Fund Inc
The following amendment, effective June 8, 2011, is made to the Investment Advisory Agreement, by and between Maxim Series Fund, Inc. (the “Fund”) and GW Capital Management, LLC (the “Adviser”), dated December 5, 1997, as amended, (the “Agreement”), and is hereby incorporated into and made a part of the Agreement.
CLASS L SERVICE AGREEMENTClass L Service Agreement • June 8th, 2011 • Maxim Series Fund Inc • Colorado
This Class L Service Agreement (this “Agreement”) is made and entered into between GWFS Equities, Inc. (“GWFS”) a Delaware corporation, having a principal place of business at Greenwood Village, Colorado 80111 and (“Intermediary”), a Corporation, having its principal place of business at .
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 8th, 2011 • Maxim Series Fund Inc
This amendment to Sub-Advisory Agreement, effective June 8, 2011 (this “Amendment”), is entered into by and among GW Capital Management, LLC, doing business as Maxim Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the “Adviser”), Putnam Investment Management, LLC, a Delaware limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the “Sub-adviser”), and Maxim Series Fund, Inc., a Maryland corporation and registered investment company under the Investment Company Act of 1940 (the “Fund”).
