Form of Amendment No. 2 To Transfer Agency And Shareholder Services AgreementShareholder Services Agreement • December 15th, 2016 • TCW Alternative Funds
Contract Type FiledDecember 15th, 2016 CompanyThis Amendment No. 2 To Transfer Agency And Shareholder Services Agreement, dated as of February , 2017 (“Amendment No. 2”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and TCW Alternative Funds (the “Investment Company”), on its own behalf and on behalf of each portfolio of the Investment Company listed on Schedule B.
FORM OF AMENDMENT NO. 2 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTTCW Alternative Funds • December 15th, 2016
Company FiledDecember 15th, 2016This amendment shall be effective as of February , 2017. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
FORM OF AMENDMENT NO. 2 TO THE CUSTODY AGREEMENTThe Custody Agreement • December 15th, 2016 • TCW Alternative Funds
Contract Type FiledDecember 15th, 2016 CompanyAMENDMENT NO. 2 dated as of February , 2017, between TCW Alternative Funds (the “Fund”), for itself and for each of its series listed on Schedule I attached hereto, as amended from time to time (individually and collectively the “Series”) and The Bank of New York Mellon (the “Custodian”).
FORM OF AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENTDistribution Agreement • December 15th, 2016 • TCW Alternative Funds
Contract Type FiledDecember 15th, 2016 CompanyThis Amendment No. 2 to the Distribution Agreement (this “Amendment”), effective as of February , 2017, is made by and between TCW Alternative Funds, a Delaware statutory trust (the “Trust”) and TCW Funds Distributors, a California corporation (the “Distributor,” and together with the Trust, the “Parties”).
Form of Appendix A to Operating Expenses Agreement Effective February , 2017Operating Expenses Agreement • December 15th, 2016 • TCW Alternative Funds
Contract Type FiledDecember 15th, 2016 Company
FORM OF AMENDMENT NO. 2 TO INVESTMENT SUB-ADVISORY AGREEMENTTCW Alternative Funds • December 15th, 2016
Company FiledDecember 15th, 2016This amendment shall be effective as of February , 2017. All other terms and conditions of the Agreement will remain in full force and effect. Schedules A and B are hereby deleted in their entirety and replaced with the following:
FORM OF EXHIBIT A TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 15th, 2016 • TCW Alternative Funds
Contract Type FiledDecember 15th, 2016 CompanyThis Exhibit A, amended and restated effective as of February , 2017, is the Exhibit A to that certain Fund Administration and Accounting Agreement dated as of May 1, 2015, by and between TCW Alternative Funds and BNY Mellon Investment Servicing (US) Inc.