EXHIBIT 99.d(xv)
AMENDMENT NUMBER 6 TO
INVESTMENT SUB-ADVISORY AGREEMENT
The Investment Sub-Advisory Agreement between Hartford Investment
Financial Services Company and Wellington Management Company, LLP ("Wellington
Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended
to include The Hartford Focus Fund, The Hartford International Capital
Appreciation Fund, The Hartford International Small Company Fund, The Hartford
MidCap Value Fund and The Hartford Value Fund (the "New Funds") as five new
Portfolios. All provisions in the Agreement shall apply to the New Funds except
as stated below.
The sub-advisory fee for each New Fund shall be accrued daily and paid
quarterly, based upon the following annual rates and upon the calculated daily
net asset value as stated below:
The Hartford Focus Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.400%
Next $100 million 0.300%
Amount Over $150 million 0.250%
The Hartford International Capital Appreciation Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.400%
Next $100 million 0.300%
Next $350 million 0.250%
Amount Over $500 million 0.225%
The Hartford International Small Company Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.400%
Next $100 million 0.350%
Amount Over $150 million 0.275%
The Hartford MidCap Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.400%
Next $100 million 0.300%
Next $350 million 0.250%
Amount Over $500 million 0.200%
The Hartford Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.350%
Next $100 million 0.275%
Next $350 million 0.225%
Amount Over $500 million 0.175%
Wellington Management will waive sub-advisory fees for each New Fund until
assets reach $50 million (excluding seed money) or until six (6) months from
seeding the Fund, whichever occurs first.
This amended Agreement is effective for a period of two years from the
date hereof and shall continue in effect thereafter in accordance with the
provisions of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the 30th day of April, 2001.
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx
Senior Vice President, Investments
WELLINGTON MANAGEMENT COMPANY,
LLP
By: /s/ Xxxxxx X. XxXxxxxxx
-----------------------------------------------
Xxxxxx X. XxXxxxxxx
President and Chief Executive Officer
