SEVENTEENTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 28(e)(xviii)
SEVENTEENTH AMENDMENT TO UNDERWRITING AGREEMENT
This seventeenth amendment (“Amendment”) to the Underwriting Agreement dated as of the 1st day of April 2012 (the “Agreement”), by and between Foreside Funds Distributors LLC (Foreside), and FundVantage Trust (“Adviser”), is entered into as of 9/30/2016 (the “Effective Date”).
WHEREAS, the Foreside and Adviser (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of nine Funds (Fasanara Capital Absolute Return Multi-Asset Fund, Gotham Absolute 500 Core Fund, Gotham Defensive Long Fund, Gotham Defensive Long 500 Fund, Gotham Enhanced 500 Core Fund, Gotham Hedged Core Fund, Gotham Index Core Fund, Gotham Neutral 500 Fund, and Xxxxx International Growth Fund); and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A of the Agreement is hereby deleted and replaced by Appendix A attached hereto, to reflect the addition of nine Funds.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | |||
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By: |
/s/Xxxx Xxxxx |
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By: |
/s/Xxxx Xxxxxxxxx |
Name/Title: |
Xxxx Xxxxx, President |
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Xxxx Xxxxxxxxx, Vice President |
APPENDIX A
EXHIBIT A
Bradesco Latin American Equity Fund
Bradesco Latin American Hard Currency Bond Fund
Insight Investment Grade Bond Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Xxxxxxxxx Investment Grade Fixed Income Fund
Xxxxxxxxx Value Fund
Fasanara Capital Absolute Return Multi-Asset Fund
Gotham Index Plus Fund
Gotham Absolute 500 Fund
Gotham Absolute 500 Core Fund
Gotham Absolute Return Fund
Gotham Defensive Long Fund
Gotham Defensive Long 500 Fund
Gotham Enhanced 500 Fund
Gotham Enhanced 500 Core Fund
Gotham Enhanced Return Fund
Gotham Hedged Core Fund
Gotham Hedged Plus Fund
Gotham Institutional Value Fund
Gotham Neutral Fund
Gotham Neutral 500 Fund
Gotham Total Return Fund
Lateef Fund
Mount Xxxxx U.S. Focused Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
Pemberwick Fund
Xxxxx Growth Fund
Xxxxx Global Growth Fund
Xxxxx International Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
SkyBridge Dividend Value Fund
TOBAM Emerging Markets Fund
Xxxxxxx Tactical Credit Fund (f/k/a WHV/Acuity Tactical Credit Long/Short Fund)
Xxxxxxx International Select Equity Fund (f/k/a WHV International Equity Fund)