FORM OF LETTER AMENDMENT [August 1, 2018] DST Systems, Inc. Kansas City, MO 64105 Attn: Group Vice President – Full Service Dear Sir or Madam:
Exhibit 99.(h)(iv)
FORM OF
LETTER AMENDMENT
[August 1, 2018]
DST Systems, Inc.
0000 Xxxxxxxx, 0xx Xxxxx
Xxxxxx Xxxx, XX 00000
Attn: Group Vice President – Full Service
Dear Sir or Madam:
Lord Xxxxxx Securities Trust (the “Trust”) and Lord Xxxxxx Global Fund, Inc. (the “Company”), respectively, each a party to the Agency Agreement by and among each of the funds within the Lord Xxxxxx Family of Funds and DST Systems, Inc. (“DST”) dated January 1, 2017 (the “Agreement”), hereby requests an amendment to Schedule A of the Agreement as a result of the following changes within the Lord Xxxxxx Family of Funds:
| (1) | Effective April 19, 2018, the Trust’s trustees executed an Amendment to the Declaration and Agreement of Trust to add Lord Xxxxxx Global Select Equity Fund (the “Global Select Equity Fund”) as a series of the Trust; | |
| (2) | Effective May 4, 2018, the Company’s officers executed Articles Supplementary to the Articles of Incorporation to reflect the addition of Lord Xxxxxx Global Bond Fund (the “Global Bond Fund”, and together with Global Select Equity Fund, the “Funds”) as a series of the Company; and | |
| (3) | It is the Trust’s and the Company’s desire to have DST render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to the Global Select Equity Fund and Global Bond Fund under the terms of the Agreement; therefore, we request that DST agree, in writing, to provide such services to the Funds thereby making each Fund a series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the changes in the Lord Xxxxxx Family of Funds. |
Accordingly, we appreciate your prompt attention to this matter. Please indicate DST’s acceptance by signing below.
| On Behalf of: | |||
| Lord Xxxxxx Securities Trust | |||
| Lord Xxxxxx Global Fund, Inc. | |||
| By: | |||
| Xxxxxxxx X. Xxxxxx | |||
| Vice President and Secretary | |||
Accepted:
| Xxxxxxxxxxx Xxxx, Client Relationship Officer | |
| Full Service – DST Systems, Inc. | |
| Enclosures |
FORM OF SCHEDULE A (amended as of August 1, 2018)1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated January 1, 2017 by and between DST Systems, Inc. and the Lord Xxxxxx Family of Funds. Capitalized terms used herein but not defined in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds comprising the Lord Xxxxxx Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
Lord Xxxxxx Affiliated Fund, Inc.
Lord Xxxxxx Bond-Debenture Fund, Inc.
Lord Xxxxxx Developing Growth Fund, Inc.
Lord Xxxxxx Equity Trust
Lord Xxxxxx Calibrated Large Cap Value Fund
Lord Xxxxxx Calibrated Mid Cap Value Fund
Lord Xxxxxx Global Fund, Inc.
Lord Xxxxxx Emerging Markets Bond Fund
Lord Xxxxxx Emerging Markets Corporate Debt Fund
Lord Xxxxxx Global Bond Fund
Lord Xxxxxx Multi-Asset Global Opportunity Fund
Lord Xxxxxx Investment Trust
Lord Xxxxxx Convertible Fund
Lord Xxxxxx Core Fixed Income Fund
Lord Xxxxxx Core Plus Bond Fund
Lord Xxxxxx Corporate Bond Fund
Lord Xxxxxx Floating Rate Fund
Lord Xxxxxx High Yield Fund
Lord Xxxxxx Income Fund
Lord Xxxxxx Inflation Focused Fund
Lord Xxxxxx Multi-Asset Balanced Opportunity Fund
[Lord Xxxxxx Mulit-Asset Focused Growth Fund]
Lord Xxxxxx Multi-Asset Growth Fund
Lord Xxxxxx Multi-Asset Income Fund
Lord Xxxxxx Short Duration Core Bond Fund
Lord Xxxxxx Short Duration Income Fund
Lord Xxxxxx Total Return Fund
Lord Xxxxxx Ultra Short Bond Fund
Lord Xxxxxx Mid Cap Stock Fund, Inc.
1 As amended on August 1, 2018 to reflect the addition of Lord Xxxxxx Global Bond Fund, a series of Lord Xxxxxx Global Fund, Inc., and Lord Xxxxxx Global Select Equity Fund, a series of Lord Xxxxxx Securities Trust.
Lord Xxxxxx Municipal Income Fund, Inc.
Lord Xxxxxx AMT Free Municipal Bond Fund
Lord Xxxxxx California Tax-Free Income Fund
Lord Xxxxxx High Yield Municipal Bond Fund
Lord Xxxxxx Intermediate Tax Free Fund
Lord Xxxxxx National Tax-Free Income Fund
Lord Xxxxxx New Jersey Tax-Free Income Fund
Lord Xxxxxx New York Tax-Free Income Fund
Lord Xxxxxx Short Duration High Yield Municipal Bond Fund
Lord Xxxxxx Short Duration Tax Free Fund
Lord Xxxxxx Research Fund, Inc.
Lord Xxxxxx Calibrated Dividend Growth Fund
Lord Xxxxxx Growth Opportunities Fund
Small-Cap Value Series
Lord Xxxxxx Securities Trust
Lord Xxxxxx Alpha Strategy Fund
Lord Xxxxxx Fundamental Equity Fund
Lord Xxxxxx Global Equity Research Fund
Lord Xxxxxx Global Select Equity Fund
Lord Xxxxxx Growth Leaders Fund
Lord Xxxxxx International Dividend Income Fund
Lord Xxxxxx International Equity Fund
Lord Xxxxxx International Opportunities Fund
Lord Xxxxxx Micro-Cap Growth Fund
Lord Xxxxxx Micro-Cap Value Fund
Lord Xxxxxx Value Opportunities Fund
Lord Xxxxxx Series Fund, Inc.
Bond-Debenture Portfolio
Calibrated Dividend Growth Portfolio
Classic Stock Portfolio
Developing Growth Portfolio
Fundamental Equity Portfolio
Growth and Income Portfolio
Growth Opportunities Portfolio
International Equity Portfolio
International Opportunities Portfolio
Mid Cap Stock Portfolio
Short Duration Income Portfolio
Total Return Portfolio
Lord Xxxxxx U.S. Government &
Government Sponsored Enterprises
Money Market Fund, Inc.
