EXHIBIT 99.d(vii)
AMENDMENT NUMBER 6 TO
INVESTMENT MANAGEMENT AGREEMENT
Pursuant to the Investment Management Agreement between Hartford
Investment Financial Services Company ("HIFSCO") and The Hartford Mutual Funds,
Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as
amended (the "Agreement"), The Hartford Focus Fund, The Hartford International
Capital Appreciation Fund, The Hartford International Small Company Fund, The
Hartford MidCap Value Fund and The Hartford Value Fund are hereby included in
the definition of Portfolio. All provisions in the Agreement shall apply to the
management of The Hartford Focus Fund, The Hartford International Capital
Appreciation Fund, The Hartford International Small Company Fund, The Hartford
MidCap Value Fund and The Hartford Value Fund except as stated below.
The advisory fee for the five new portfolios shall be accrued daily and
paid monthly, based upon the following annual rates and upon the calculated
daily net asset value of the Fund:
The Hartford Focus Fund
Net Asset Value Annual Rate
--------------- -----------
First $500 million 1.00%
Next $500 million 0.95%
Amount over $1 billion 0.90%
The Hartford International Capital Appreciation Fund and The Hartford
International Small Company Fund
Net Asset Value Annual Rate
--------------- -----------
First $500 million 1.00%
Next $500 million 0.90%
Amount over $1 billion 0.85%
The Hartford MidCap Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $500 million 0.85%
Next $500 million 0.75%
Amount over $1 billion 0.70%
The Hartford Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $500 million 0.80%
Next $500 million 0.70%
Amount over $1 billion 0.65%
This amended Agreement is effective for a period of two years from the
date hereof and shall continue in effect thereafter in accordance with the
provisions of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the 30th day of April, 2001.
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx
Senior Vice President, Investments
THE HARTFORD MUTUAL FUNDS, INC.
on behalf of:
The Hartford Focus Fund
The Hartford International Capital Appreciation Fund
The Hartford International Small Company Fund
The Hartford MidCap Value Fund
The Hartford Value Fund
By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx
President
