FORM OF AMENDMENT NUMBER 3 TO THE SUB-ADVISORY AGREEMENT
FORM OF
AMENDMENT NUMBER 3
TO THE
SUB-ADVISORY AGREEMENT
This Amendment Number 3 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated August 2, 2017 (the “Agreement”) by and between Hartford Funds Management Company, LLC (the “Adviser”) and Wellington Management Company LLP (the “Sub-Adviser”), and is effective as of [April 23, 2024] (the “Effective Date”).
WHEREAS, the Adviser has appointed, and the Board of Directors (the “Board”) of Hartford Series Fund, Inc. (the “Company”) has approved the Sub-Adviser to serve as the sub-adviser of the series of the Company listed on Schedule A to the Agreement (collectively, the “Funds”); and
WHEREAS, the Adviser and the Sub-Adviser desire to amend and restate Schedules A and B to reflect changes to the Funds listed in each schedule; as previously approved by the Board;
NOW, THEREFORE, the parties to the Agreement hereby agree as follows:
1. | Pursuant to Section 15 of the Agreement, Schedules A and B are deleted in their entirety and replaced with the attached Amended and Restated Schedules A and B to the Agreement. |
2. | The changes to the Agreement reflected in this Amendment shall become effective as of the respective Effective Date reflected in this Amendment. |
3. | Except as amended by this Amendment and any previous amendment, the terms of the Agreement remain unchanged and may be further modified only by mutual written agreement of the parties and the approval of the Board. |
4. | This Amendment may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. |
[signatures follow on next page]
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first above written.
HARTFORD FUNDS MANAGEMENT COMPANY, LLC
By: |
|
Name: Xxxxxx X. Xxxxx | ||
Title: Chief Investment Officer |
WELLINGTON MANAGEMENT COMPANY LLP
By: |
|
Name: | ||
Title: |
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Amended and Restated Schedule A
List of Funds
This Amended and Restated Schedule A to that certain Sub-Advisory Agreement by and between Hartford Funds Management Company, LLC and Wellington Management Company LLP, dated August 2, 2017, is effective as of [April 23, 2024].
HARTFORD SERIES FUND, INC.
ON BEHALF OF:
Hartford Balanced HLS Fund
Hartford Capital Appreciation HLS Fund
Hartford Disciplined Equity HLS Fund
Hartford Dividend and Growth HLS Fund
Hartford Healthcare HLS Fund
Hartford International Opportunities HLS Fund
Hartford MidCap HLS Fund
Hartford Small Cap Growth HLS Fund
Hartford Small Company HLS Fund
Hartford Stock HLS Fund
Hartford Total Return Bond HLS Fund
Hartford Ultrashort Bond HLS Fund
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Amended and Restated Schedule B
Fees Paid to the Sub-Adviser
This Amended and Restated Schedule B to that certain Sub-Advisory Agreement by and between Hartford Funds Management Company, LLC and Wellington Management Company LLP, dated August 2, 2017, is effective as of [April 23, 2024].
[REDACTED]
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