Exhibit 10.1 THIS SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE...SimpleTech Inc • August 6th, 2007 • New York
Company FiledAugust 6th, 2007 Jurisdiction
Western United Financial Corporation c/o Western United Management, LLC 70 South Lake Avenue, Suite 900 Pasadena, California 91101 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the...Western United Financial Corp • February 22nd, 2007 • Blank checks
Company FiledFebruary 22nd, 2007 Industry
SECTION 1.Smart Energy Solutions, Inc. • January 9th, 2007 • Measuring & controlling devices, nec • New York
Company FiledJanuary 9th, 2007 Industry Jurisdiction
Western United Financial Corporation c/o Western United Management, LLC 70 South Lake Avenue, Suite 900 Pasadena, California 91101 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the...Western United Financial Corp • December 11th, 2006 • Blank checks
Company FiledDecember 11th, 2006 Industry
AUGUST 6, 2004General Atlantic Partners LLC • August 16th, 2004 • Security & commodity brokers, dealers, exchanges & services
Company FiledAugust 16th, 2004 IndustryThe undersigned understands that you, as representatives (the "Representatives"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the "Underwriters"), with Archipelago Holdings, Inc., a Delaware corporation (the "Company"), providing for a public offering of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 (File No. 333-113226) filed with the Securities and Exchange Commission (the "SEC").
AUGUST 6, 2004General Atlantic Partners LLC • August 16th, 2004 • Security & commodity brokers, dealers, exchanges & services
Company FiledAugust 16th, 2004 IndustryThe undersigned understands that you, as representatives (the "Representatives"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the "Underwriters"), with Archipelago Holdings, Inc., a Delaware corporation (the "Company"), providing for a public offering of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 (File No. 333-113226) filed with the Securities and Exchange Commission (the "SEC").
Lock-Up AgreementSanfilippo Jeffrey T • June 21st, 2004 • Sugar & confectionery products
Company FiledJune 21st, 2004 IndustryAdams, Harkness & Hill, Inc. As representative of the several Underwriters c/o Adams, Harkness & Hill, Inc. 60 State Street Boston, Massachusetts 02109
Lock-Up AgreementSanfilippo John B & Son Inc • June 21st, 2004 • Sugar & confectionery products
Company FiledJune 21st, 2004 IndustryAdams, Harkness & Hill, Inc. As representative of the several Underwriters c/o Adams, Harkness & Hill, Inc. 60 State Street Boston, Massachusetts 02109
Lock-Up AgreementSanfilippo John B & Son Inc • June 21st, 2004 • Sugar & confectionery products
Company FiledJune 21st, 2004 IndustryAdams, Harkness & Hill, Inc. As representative of the several Underwriters c/o Adams, Harkness & Hill, Inc. 60 State Street Boston, Massachusetts 02109
EXHIBIT 10.25Phoenix Footwear Group Inc • June 16th, 2004 • Footwear, (no rubber)
Company FiledJune 16th, 2004 IndustryThe undersigned understands that you, as managing underwriters, propose to enter into an Underwriting Agreement (the "Underwriting Agreement") on behalf of the several Underwriters named in such agreement (collectively, the "Underwriters"), with Phoenix Footwear Group, Inc., a Delaware corporation (the "Company"), providing for a public offering of shares (the "Shares") of the common stock of the Company (the "Common Stock") pursuant to a Registration Statement on Form S-2 (the "Registration Statement") filed with the Securities and Exchange Commission (the "SEC").
January , 2004 Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Re: Carmike Cinemas, Inc. - Lock-Up Agreement ----------------------------------------- Ladies and Gentlemen: The undersigned understands that you, as representative (the...Goldman Sachs Group Inc/ • February 2nd, 2004 • Security brokers, dealers & flotation companies
Company FiledFebruary 2nd, 2004 IndustryThe undersigned understands that you, as representative (the "Representative"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the "Underwriters"), with Carmike Cinemas, Inc., a Delaware corporation (the "Company"), the Selling Stockholders named therein and UBS Securities LLC, as Independent Underwriter (as defined therein), providing for a public offering of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 (Registration No. 333-90028) filed with the Securities and Exchange Commission (the "SEC").
EXHIBIT 4.1X-Change Corp Inc • January 30th, 2002 • Machine tools, metal cutting types
Company FiledJanuary 30th, 2002 IndustryThe undersigned understands that you have entered into a Plan of Merger with WEBiX Inc., a Florida corporation, which provides for the merger (the "Merger") of WEBiX, Inc. into Popo Agie, Inc., a wholly-owned subsidiary of X-Change Corporation, Inc., a Nevada corporation (the "Company"), and the issuance of shares of common and preferred stock of the Company to the Shareholders of WEBiX Inc.
NET2000 COMMUNICATIONS, INC. EXHIBIT 2 LOCK-UP AGREEMENT JANUARY 4, 2000 Goldman, Sachs & Co. Donaldson, Lufkin & Jenrette JP Morgan Legg Mason Wood Walker, Incorporated c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Re: Net2000...Blue Water Strategic Fund I LLC • March 16th, 2000 • Radiotelephone communications
Company FiledMarch 16th, 2000 Industry
EXHIBIT 5Express Scripts Inc • October 22nd, 1999 • Services-specialty outpatient facilities, nec
Company FiledOctober 22nd, 1999 IndustryGoldman, Sachs & Co. BancBoston Robertson Stephens, Inc. Hambrecht & Quist LLC William Blair & Company c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004
Lock-Up Agreement February 1, 1999New York Times Co • May 24th, 1999 • Newspapers: publishing or publishing & printing
Company FiledMay 24th, 1999 IndustryThe undersigned understands that you, as representatives (the "Representatives"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the "Underwriters"), with TheStreet.com, Inc., a Delaware corporation (the "Company"), providing for a public offering (the "Offering") of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 (the "Registration Statement") to be filed with the Securities and Exchange Commission (the "SEC").
1% to 5% Shareholders LOCK-UP AGREEMENT January __, 1999 Schneider Securities, Inc. 1120 Lincoln Street, Suite 900 Denver, Colorado 80203 Ladies and Gentlemen: The undersigned understands that Schneider Securities, Inc. (the "Representative") proposes...Multi Link Telecommunications Inc • February 24th, 1999
Company FiledFebruary 24th, 1999The undersigned understands that Schneider Securities, Inc. (the "Representative") proposes to enter into an Underwriting Agreement with Multi-Link Telecommunications, Inc., a Colorado corporation (the "Company"), providing for the public offering of shares of common stock and/or common stock purchase warrants of the Company (the "Securities") pursuant to a Registration Statement on Form SB-2 (the "Registration Statement") to be filed with the Securities and Exchange Commission. The date the Registration Statement is declared effective by the Securities and Exchange Commission is hereinafter referred to as the "Effective Date." The term "Common Stock" hereinafter means the Common Stock of the Company.
May 28, 1998 Goldman, Sachs & Co. Donaldson, Lufkin & Jenrette Hambrecht & Quist c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 LOCK-UP AGREEMENT ----------------- Ladies and Gentlemen: The undersigned understands that you, as...Softbank Holdings Inc Et Al • January 11th, 1999 • Services-prepackaged software
Company FiledJanuary 11th, 1999 IndustryThe undersigned understands that you, as representatives (the "Representatives"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named on Schedule 1 to such agreement (collectively, the "Underwriters"), with GeoCities, Inc. (the "Company") providing for an initial public offering of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 filed with the Securities and Exchange Commission (the "SEC").
May 28, 1998 Goldman, Sachs & Co. Donaldson, Lufkin & Jenrette Hambrecht & Quist c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 LOCK-UP AGREEMENT ----------------- Ladies and Gentlemen: The undersigned understands that you, as...Softbank Holdings Inc Et Al • January 11th, 1999 • Services-prepackaged software
Company FiledJanuary 11th, 1999 IndustryThe undersigned understands that you, as representatives (the "Representatives"), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named on Schedule 1 to such agreement (collectively, the "Underwriters"), with GeoCities, Inc. (the "Company") providing for an initial public offering of the Common Stock of the Company (the "Shares") pursuant to a Registration Statement on Form S-1 filed with the Securities and Exchange Commission (the "SEC").
Exhibit No. 4.3 Form of Mandatory Sale and Lock Up Agreement with certain Securityholders.Firstlink Communications Inc • April 2nd, 1998
Company FiledApril 2nd, 1998Reference is made to a proposed public offering of 1,000,000 Shares of Common Stock and 1,000,000 Warrants (collectively, the "Securities") of FirstLink Communications, Inc. (the "Company") pursuant to a Registration Statement and prospectus included therein (the "Registration Statement" and the "Prospectus") to be filed with the Securities and Exchange Commission and to be underwritten by Kashner Davidson Securities Corporation as representative of the several underwriters to be named in an underwriting agreement (the "Representative").