THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE...Citigroup Funding Inc. • February 21st, 2006 • Finance services
Company FiledFebruary 21st, 2006 Industry
EXHIBIT (4) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN...Merrill Lynch & Co Inc • April 12th, 2005 • Security brokers, dealers & flotation companies • New York
Company FiledApril 12th, 2005 Industry Jurisdiction
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • April 30th, 2004 • Security brokers, dealers & flotation companies
Company FiledApril 30th, 2004 Industry
EXHIBIT 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • March 24th, 2004 • Security brokers, dealers & flotation companies
Company FiledMarch 24th, 2004 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • January 30th, 2004 • Security brokers, dealers & flotation companies
Company FiledJanuary 30th, 2004 Industry
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 173075 30 0 REPRESENTED $- representing - SEQUINS ($10 per SEQUINS)Citigroup Global Markets Holdings Inc • January 23rd, 2004 • Security brokers, dealers & flotation companies
Company FiledJanuary 23rd, 2004 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • November 28th, 2003 • Security brokers, dealers & flotation companies
Company FiledNovember 28th, 2003 Industry
Exhibit 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • November 20th, 2003 • Security brokers, dealers & flotation companies
Company FiledNovember 20th, 2003 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • September 30th, 2003 • Security brokers, dealers & flotation companies
Company FiledSeptember 30th, 2003 Industry
Exhibit 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • August 21st, 2003 • Security brokers, dealers & flotation companies
Company FiledAugust 21st, 2003 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • July 31st, 2003 • Security brokers, dealers & flotation companies
Company FiledJuly 31st, 2003 Industry
Exhibit 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • July 24th, 2003 • Security brokers, dealers & flotation companies
Company FiledJuly 24th, 2003 Industry
Exhibit 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • June 30th, 2003 • Security brokers, dealers & flotation companies
Company FiledJune 30th, 2003 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Salomon Smith Barney Holdings Inc • August 19th, 2002 • Security brokers, dealers & flotation companies
Company FiledAugust 19th, 2002 Industry
Exhibit 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Salomon Smith Barney Holdings Inc • June 25th, 2002 • Security brokers, dealers & flotation companies
Company FiledJune 25th, 2002 Industry
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 79549C 62 6 REPRESENTED $[ ] representing [ ] ELKS ($10 per ELKS)Salomon Smith Barney Holdings Inc • June 19th, 2002 • Security brokers, dealers & flotation companies
Company FiledJune 19th, 2002 Industry
FORM OF NOTESalomon Smith Barney Holdings Inc • January 23rd, 2002 • Security brokers, dealers & flotation companies
Company FiledJanuary 23rd, 2002 Industry
EXHIBIT 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Salomon Smith Barney Holdings Inc • January 15th, 2002 • Security brokers, dealers & flotation companies
Company FiledJanuary 15th, 2002 Industry
1 EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Salomon Smith Barney Holdings Inc • September 27th, 2001 • Security brokers, dealers & flotation companies
Company FiledSeptember 27th, 2001 Industry
FORM OF NOTESalomon Smith Barney Holdings Inc • September 21st, 2001 • Security brokers, dealers & flotation companies
Company FiledSeptember 21st, 2001 Industry
FORM OF NOTESalomon Smith Barney Holdings Inc • May 30th, 2001 • Security brokers, dealers & flotation companies
Company FiledMay 30th, 2001 Industry
MERRILL LYNCH & CO., INC. STock Return Income DEbt Securities(SM) due May , 2000 STRIDES Securities(SM) Payable with common stock of Lucent Technologies Inc. (or cash with an equal value)Merrill Lynch & Co Inc • November 24th, 1998 • Security brokers, dealers & flotation companies
Company FiledNovember 24th, 1998 Industry