Date: Crescent Securities Group, Inc. Suite 820 Plano TX 75093 Re: Managing Broker-Dealer/Underwriter Agreement-Red Oak Capital Fund VII Bond Offering Ladies and Gentlemen:Managing Broker-Dealer/Underwriter Agreement • May 13th, 2024 • Red Oak Capital Fund VII, LLC • Michigan
Contract Type FiledMay 13th, 2024 Company JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund VII, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker- Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $75,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: Crescent Securities Group, Inc. Suite 820 Plano TX 75093 Re: Managing Broker-Dealer/Underwriter Agreement-Red Oak Capital Fund VI Bond Offering Ladies and Gentlemen:Managing Broker-Dealer/Underwriter Agreement • December 14th, 2022 • Red Oak Capital Fund VI, LLC • Real estate • Michigan
Contract Type FiledDecember 14th, 2022 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund VI, LLC a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $35,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: Crescent Securities Group, Inc. Suite 820 Plano TX 75093 Re: Managing Broker-Dealer/Underwriter Agreement-Red Oak Capital Fund VI – Preferred Equity Ladies and Gentlemen:Managing Broker-Dealer/Underwriter Agreement • December 14th, 2022 • Red Oak Capital Fund VI, LLC • Real estate • Michigan
Contract Type FiledDecember 14th, 2022 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund VI, LLC a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $40,000,000 of Series A Preferred Membership Interests (the “Series A Units”) to be issued by the Company (the “Offering”).
Date: ___________, 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • August 13th, 2021 • Red Oak Capital Fund V, LLC • Real estate • Michigan
Contract Type FiledAugust 13th, 2021 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: _____________ , 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • September 1st, 2020 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Michigan
Contract Type FiledSeptember 1st, 2020 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: ___________, 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • July 30th, 2020 • Red Oak Capital Fund V, LLC • Real estate • Michigan
Contract Type FiledJuly 30th, 2020 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: ___________, 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Michigan
Contract Type FiledJuly 8th, 2020 Company JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: ___________, 2019 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Michigan
Contract Type FiledDecember 27th, 2019 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: ___________, 2019 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • November 19th, 2019 • Red Oak Capital Fund IV, LLC • Michigan
Contract Type FiledNovember 19th, 2019 Company JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
Date: July 24, 2019 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • July 30th, 2019 • Red Oak Capital Fund III, LLC • Real estate • Michigan
Contract Type FiledJuly 30th, 2019 Company Industry JurisdictionThis letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund III, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of Securities in the Company (the “Offering”).