Managing Broker-Dealer/Underwriter Agreement Sample Contracts

Date: Crescent Securities Group, Inc. Suite 820 Plano TX 75093 Re: Managing Broker-Dealer/Underwriter Agreement-Red Oak Capital Fund VII Bond Offering Ladies and Gentlemen:

Managing Broker-Dealer/Underwriter Agreement • May 13th, 2024 • Red Oak Capital Fund VII, LLC • Michigan

• Contract Type
  Managing Broker-Dealer/Underwriter Agreement
• Filed
  May 13th, 2024
• Company
  Red Oak Capital Fund VII, LLC
• Jurisdiction
  Michigan

This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund VII, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker- Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $75,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).

FIRST AMENDMENT TO MANAGING BROKER-DEALER/UNDERWRITER AGREEMENT

Managing Broker-Dealer/Underwriter Agreement • January 4th, 2022 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Texas

• Contract Type
  Managing Broker-Dealer/Underwriter Agreement
• Filed
  January 4th, 2022
• Company
  Red Oak Capital Intermediate Income Fund, LLC
• Industry
  Real estate
• Jurisdiction
  Texas

THIS FIRST AMENDMENT TO MANAGING BROKER-DEALER/UNDERWRITER AGREEMENT (this “First Amendment”) dated as of December 30, 2021, is made by and between Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (the “Company”), and Crescent Securities Group, Inc., a Texas corporation (“Crescent”).