AGENCY AGREEMENT PVF Capital Corp. (an Ohio corporation) Up to 17,142,857 Shares of Common Stock Including Subscription Rights to Purchase up to 14,706,247 Shares of Common Stock February 17, 2010Agency Agreement • February 23rd, 2010 • PVF Capital Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 23rd, 2010 Company Industry JurisdictionPVF Capital Corp., an Ohio corporation (the “Company”) hereby confirms the agreement with Stifel, Nicolaus & Company, Incorporated (the “Agent”), subject to the terms and conditions set forth below, with respect to the proposed distribution by the Company to its shareholders of rights entitling their holders to subscribe for shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”).
AGENCY AGREEMENT PVF Capital Corp. (an Ohio corporation) Up to [MAXIMUM] Shares of Common Stock Subscription Rights to Purchase up to [RIGHTS#] Shares of Common StockAgency Agreement • December 9th, 2009 • PVF Capital Corp • Savings institution, federally chartered • New York
Contract Type FiledDecember 9th, 2009 Company Industry Jurisdiction
AGENCY AGREEMENT Federal Trust Corporation (a Florida corporation) Up to 40,000,000 Shares of Common Stock Subscription Rights to Purchase Shares of Common Stock Warrants to Purchase Shares of Common Stock May 8, 2008Agency Agreement • May 14th, 2008 • Federal Trust Corp • Savings institution, federally chartered • New Jersey
Contract Type FiledMay 14th, 2008 Company Industry JurisdictionStandby Obligation”). The Rights Offering and the offering to the Standby Purchasers are together referred to herein as the “Stock Offering,” and the Underlying Shares and the Additional Shares are together referred to herein as the “Securities.”
FORM OF AGENCY AGREEMENT Federal Trust Corporation (a Florida corporation) [total maximum] Shares of Common Stock Subscription Rights to Purchase up to [rights maximum] Shares of Common Stock at $[offering price] Per Share May , 2008Agency Agreement • May 7th, 2008 • Federal Trust Corp • Savings institution, federally chartered • New Jersey
Contract Type FiledMay 7th, 2008 Company Industry Jurisdiction