TAX RECEIVABLE AGREEMENTTax Receivable Agreement • November 4th, 2014 • Fifth Street Asset Management Inc. • Investment advice • New York
Contract Type FiledNovember 4th, 2014 Company Industry JurisdictionThis TAX RECEIVABLE AGREEMENT (as amended from time to time, this “Agreement”), dated as of October 29, 2014, is hereby entered into by and among Fifth Street Asset Management Inc. (the “Corporation”), Fifth Street Holdings L.P., (“Holdings”), Leonard M. Tannenbaum, Bernard D. Berman, Ivelin M. Dimitrov, the Tannenbaum Family 2012 Trust, the Bernard D. Berman 2012 Trust and FSC CT II, Inc.
FORM OF TAX RECEIVABLE AGREEMENTTax Receivable Agreement • September 22nd, 2014 • Fifth Street Asset Management Inc. • Investment advice • New York
Contract Type FiledSeptember 22nd, 2014 Company Industry JurisdictionThis TAX RECEIVABLE AGREEMENT (as amended from time to time, this “Agreement”), dated as of September , 2014, is hereby entered into by and among Fifth Street Asset Management Inc. (the “Corporation”), Fifth Street Holdings L.P., (“Holdings”), Leonard M. Tannenbaum, Bernard D. Berman and Ivelin M. Dimitrov.
TAX RECEIVABLE AGREEMENT among RCS CAPITAL CORPORATION, RCAP HOLDINGS, LLC REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC and AMERICAN NATIONAL STOCK TRANSFER, LLC Dated as of June 10, 2013Tax Receivable Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 2nd, 2013 Company Industry JurisdictionThis TAX RECEIVABLE AGREEMENT dated as of June 10, 2013 (as amended from time to time, this “Agreement”), is entered into among RCS Capital Corporation, a Delaware corporation (the “Corporation”), RCAP Holdings, LLC, a Delaware limited liability company (“RCAP Holdings”), Realty Capital Securities, LLC, a Delaware limited liability company, RCS Advisory Services, LLC, a Delaware limited liability company, and American National Stock Transfer, LLC, a Delaware limited liability company.
TAX RECEIVABLE AGREEMENT Among RCS CAPITAL CORPORATION, RCAP HOLDINGS, LLC REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC, and AMERICAN NATIONAL STOCK TRANSFER, LLC Dated as of [ ], 2013Tax Receivable Agreement • May 21st, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionThis TAX RECEIVABLE AGREEMENT dated as of [ ], 2013 (as amended from time to time, this “Agreement”) is entered into among RCS Capital Corporation, a Delaware corporation (the “Corporation”), RCAP Holdings, LLC, a Delaware limited liability company (“RCAP Holdings”), Realty Capital Securities, LLC, a Delaware limited liability company, RCS Advisory Services, LLC, a Delaware limited liability company, and American National Stock Transfer, LLC, a Delaware limited liability company.
TAX RECEIVABLE AGREEMENT by and among ARTIO GLOBAL INVESTORS INC. ARTIO GLOBAL HOLDINGS LLC RICHARD C. PELL and RUDOLPH-RIAD YOUNES dated as of [ ], 2009Tax Receivable Agreement • August 27th, 2009 • Artio Global Investors Inc. • Investment advice • New York
Contract Type FiledAugust 27th, 2009 Company Industry JurisdictionThis TAX RECEIVABLE AGREEMENT (as amended from time to time, this “Agreement”), dated as of [ ], 2009, is hereby entered into by and among Artio Global Investors Inc., a Delaware corporation (the “Corporation”), Artio Global Holdings LLC, a Delaware limited liability company (“AGH”), Richard C. Pell and Rudolph-Riad Younes.