Common Contracts
45 similar Agency Agreement contracts by Northfield Bancorp, Inc., Eureka Financial Corp., EWSB Bancorp, Inc. /MD/, others
Subject to increase up to 1,157,188 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) EWSB BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT June 28, 2024Agency Agreement • June 28th, 2024 • EWSB Bancorp, Inc. /MD/ • Savings institutions, not federally chartered • Wisconsin
Up to 1,006,250 Shares (Subject to increase up to 1,157,188 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) EWSB BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY...Agency Agreement • April 22nd, 2024 • EWSB Bancorp, Inc. /MD/ • Savings institutions, not federally chartered • Wisconsin
Up to 11,787,500 Shares NorthEast Community Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT May 14, 2021Agency Agreement • May 20th, 2021 • NorthEast Community Bancorp, Inc./Md/ • Savings institutions, not federally chartered • New York
Up to 11,787,500 Shares NorthEast Community Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • April 26th, 2021 • NorthEast Community Bancorp, Inc./Md/ • Savings institutions, not federally chartered • New York
Up to 12,650,000 Shares William Penn Bancorporation (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT January 15, 2021Agency Agreement • January 22nd, 2021 • William Penn Bancorporation • Savings institutions, not federally chartered • New York
The undersigned also agrees and consents to the entry of stop transfer instructions with the Company’s and the Mid-Tier Company’s transfer agent and registrar against the transfer of the undersigned’s Stock or Mid-Tier Stock, to the extent applicable, except in compliance with this Lock-Up Agreement. In furtherance of the foregoing, the Company and its transfer agent are hereby authorized to decline to make any transfer of securities if such transfer would constitute a violation or breach of this Lock-Up Agreement.
Up to [12,650,000 Shares] William Penn Bancorporation (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • December 9th, 2020 • William Penn Bancorporation • Savings institutions, not federally chartered • New York
The undersigned also agrees and consents to the entry of stop transfer instructions with the Company’s and the Mid-Tier Company’s transfer agent and registrar against the transfer of the undersigned’s Stock or Mid-Tier Stock, to the extent applicable, except in compliance with this Lock-Up Agreement. In furtherance of the foregoing, the Company and its transfer agent are hereby authorized to decline to make any transfer of securities if such transfer would constitute a violation or breach of this Lock-Up Agreement.
Up to 3,220,000 Shares (Subject to increase up to 3,703,000 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) AFFINITY BANCSHARES, INC. (a Maryland corporation) Common Stock (par value $0.01 per share)...Agency Agreement • November 16th, 2020 • Community First Bancshares, Inc. • Savings institution, federally chartered • New York
Up to 3,220,000 Shares (Subject to increase up to 3,703,000 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) AFFINITY BANCSHARES, INC. (a Maryland corporation) Common Stock (par value $0.01 per share)...Agency Agreement • October 28th, 2020 • Affinity Bancshares, Inc. • Savings institutions, not federally chartered • New York
Up to 13,225,000 Shares Provident Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT August 7, 2019Agency Agreement • August 12th, 2019 • Provident Bancorp, Inc. /MD/ • Savings institutions, not federally chartered • New York
Up to 13,225,000 Shares Provident Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 24th, 2019 • Provident Bancorp, Inc. /MD/ • Savings institutions, not federally chartered • New York
suspending such clearance of the Prospectus or the Information Statement has been issued by the Division and that no proceedings for such purpose have been initiated or threatened by the Division.
Up to 2,383,950 Shares OTTAWA BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 20th, 2016 • Ottawa Bancorp Inc • Savings institution, federally chartered • New York
Up to 1,035,000 Shares FSB BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT May 13, 2016Agency Agreement • May 19th, 2016 • FSB Bancorp, Inc. • Savings institution, federally chartered • New York
Up to 1,035,000 Shares FSB BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • April 28th, 2016 • FSB Bancorp, Inc. • Savings institution, federally chartered • New York
Up to 78,775,000 Shares Kearny Financial Corp. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT March 13, 2015Agency Agreement • March 18th, 2015 • Kearny Financial Corp. • Savings institution, federally chartered • New York
Up to 78,775,000 Shares Kearny Financial Corp. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • February 4th, 2015 • Kearny Financial Corp. • Savings institution, federally chartered • New York
Up to 63,250,000 Shares Beneficial Bancorp Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • October 17th, 2014 • Beneficial Bancorp Inc. • Savings institutions, not federally chartered • New York
Up to 22,425,000 Shares Clifton Bancorp Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • January 31st, 2014 • Clifton Bancorp Inc. • Savings institution, federally chartered • New York
Up to 25,300,000 Shares Waterstone Financial, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT November 6, 2013Agency Agreement • November 12th, 2013 • Waterstone Financial Inc • Savings institution, federally chartered • New York
Up to 7,141,602 Shares Prudential Bancorp, Inc. (a Pennsylvania corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 31st, 2013 • Prudential Bancorp, Inc. • Savings institutions, not federally chartered • New York
Payment for Securities purchased by us shall be made at the offices of Sandler O’Neill, 1251 Avenue of Americas., 6th Floor, New York, New York 10020, at the Offering Price (as hereinafter defined), or, if you shall advise us, at such price less the Concession to dealers (as hereinafter defined) or at the price set forth or indicated in a Written Communication, on such date as you shall determine, on one day’s prior notice to us, payable in New York Clearing House funds against delivery of the Securities. If Securities are purchased and paid for at such Offering Price, such Concession will be paid after the termination of the provisions of Section 3(b) hereof with respect to such Securities. Notwithstanding the foregoing, unless we give you written instructions otherwise, if transactions in the Securities may be settled through the facilities of The Depository Trust Company, payment for and delivery of Securities purchased by us will be made through such facilities if we are a member,
Waterstone Financial, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 18th, 2013 • Waterstone Financial, Inc. • Savings institution, federally chartered • New York
Payment for Securities purchased by us shall be made at the offices of Sandler O’Neill, 1251 Avenue of Americas., 6th Floor, New York, New York 10020, at the Offering Price (as hereinafter defined), or, if you shall advise us, at such price less the Concession to dealers (as hereinafter defined) or at the price set forth or indicated in a Written Communication, on such date as you shall determine, on one day’s prior notice to us, payable in New York Clearing House funds against delivery of the Securities. If Securities are purchased and paid for at such Offering Price, such Concession will be paid after the termination of the provisions of Section 3(b) hereof with respect to such Securities. Notwithstanding the foregoing, unless we give you written instructions otherwise, if transactions in the Securities may be settled through the facilities of The Depository Trust Company, payment for and delivery of Securities purchased by us will be made through such facilities if we are a member,
Northfield Bancorp, Inc. (a Delaware corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT November 8, 2012Agency Agreement • November 15th, 2012 • Northfield Bancorp, Inc. • Savings institution, federally chartered • New York
Up to 41,975,000 Shares Northfield Bancorp, Inc. (a Delaware corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • October 31st, 2012 • Northfield Bancorp, Inc. • Savings institution, federally chartered • New York
The favorable opinion, dated as of the Closing Date, of Luse Gorman Pomerenk & Schick, P.C., counsel for the Company, the Mid-Tier Company, the MHC and the Bank acceptable to Agents in form and substance satisfactory to counsel for Agents to the effect that:
Up to [4,615,971] Shares United Community Bancorp (an Indiana corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • October 23rd, 2012 • United Community Bancorp • New York
Up to 39,100,000 Shares Northfield Bancorp, Inc. (a Delaware corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • September 21st, 2012 • Northfield Bancorp, Inc. • Savings institution, federally chartered • New York
any of the foregoing. If either (i) during the period that begins on the date that is 15 calendar days plus three (3) business days before the last day of the Restricted Period and ends on the last day of the Restricted Period, the Company issues an earnings release or material news or a material event relating to the Company occurs, or (ii) prior to the expiration of the Restricted Period, the Company announces that it will release earnings results during the 16-day period beginning on the last day of the Restricted Period, the restrictions set forth herein will continue to apply until the expiration of the date that is 15 calendar days plus three (3) business days after the date on which the earnings release is issued or the material news or event related to the Company occurs. The Company shall promptly notify Sandler O’Neill of any earnings releases, news or events that may give rise to an extension of the Restricted Period.
Up to 1,760,938 Shares (subject to increase up to 2,025,078 Shares) Polonia Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT August 10, 2012Agency Agreement • August 15th, 2012 • Polonia Bancorp • Savings institution, federally chartered • New York
Notwithstanding the foregoing, the undersigned may transfer the undersigned’s shares of Stock (i) as a bona fide gift or gifts, provided that the donee or donees agree to be bound in writing by the restrictions set forth herein, (ii) to any trust or family limited partnership for the direct or indirect benefit of the undersigned or the immediate family of the undersigned, provided that the trustee of the trust or general partner of the family limited partnership, as the case may be, agrees to be bound by the restrictions set forth herein, and provided further that any such transfer shall not involve a disposition for value, (iii) pledged in a bona fide transaction outstanding as of the date hereof to a lender to the undersigned, as disclosed in writing to Sandler O’Neill, (iv) pursuant to the exercise by the undersigned of stock options that have been granted by the Mid-Tier Company prior to, and are outstanding as of, the date of the Agency Agreement, where the Stock received upon any
Up to 1,760,938 Shares (subject to increase up to 2,025,078 Shares) Polonia Bancorp, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT August , 2012Agency Agreement • August 6th, 2012 • Polonia Bancorp Inc • Savings institution, federally chartered • New York
Up to 5,002,918 Shares United Community Bancorp (an Indiana corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • May 2nd, 2011 • United Community Bancorp • New York
12,075,000 Shares Franklin Financial Corporation (a Virginia corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT February 11, 2011Agency Agreement • February 16th, 2011 • Franklin Financial Corp • Savings institution, federally chartered • New York
Up to Shares Clifton Savings Bancorp, Inc. (a Nevada corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • January 28th, 2011 • Clifton Savings Bancorp, Inc. • Savings institution, federally chartered • New York
12,075,000 Shares Franklin Financial Corporation (a Virginia corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • January 28th, 2011 • Franklin Financial Corp • Savings institution, federally chartered • New York
Up to 920,000 Shares Eureka Financial Corp. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT January 11, 2011Agency Agreement • January 14th, 2011 • Eureka Financial Corp. • Savings institution, federally chartered • New York
Eureka Financial Corp., a Maryland corporation (the “Company”), Eureka Financial Corp., a federal “mid-tier” holding company (the “Mid-Tier Company”), Eureka Bancorp, MHC, a federal mutual holding company (the “MHC”), and Eureka Bank, a federally chartered stock savings bank (the “Bank”), hereby confirm their agreement with Sandler O’Neill & Partners, L.P. (the “Agent”) with respect to the offer and sale by the Company of up to 920,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The shares of Common Stock to be sold by the Company in the Subscription and Community Offering (as defined below) are hereinafter called the “Securities.”
Up to 920,000 Shares Eureka Financial Corp. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • December 3rd, 2010 • Eureka Financial Corp. • Savings institution, federally chartered • New York
Eureka Financial Corp., a Maryland corporation (the “Company”), Eureka Financial Corp., a federal “mid-tier” holding company (the “Mid-Tier Company”), Eureka Bancorp, MHC, a federal mutual holding company (the “MHC”), and Eureka Bank, a federally chartered stock savings bank (the “Bank”), hereby confirm their agreement with Sandler O’Neill & Partners, L.P. (the “Agent”) with respect to the offer and sale by the Company of up to 920,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The shares of Common Stock to be sold by the Company in the Subscription and Community Offering (as defined below) are hereinafter called the “Securities.”
Up to 195,500,000 Shares Capitol Federal Financial, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT July 7, 2010Agency Agreement • October 27th, 2010 • Capitol Federal Financial Inc • Savings institution, federally chartered • New York
Notwithstanding the foregoing, the undersigned may transfer the undersigned’s shares of Stock and Mid-Tier Stock (i) as a bona fide gift or gifts, provided that the donee or donees agree to be bound in writing by the restrictions set forth herein, (ii) to any trust or family limited partnership for the direct or indirect benefit of the undersigned or the immediate family of the undersigned, provided that the trustee of the trust or general partner of the family limited partnership, as the case may be, agrees to be bound by the restrictions set forth herein, and provided further that any such transfer shall not involve a disposition for value, (iii) pledged in a bona fide transaction outstanding as of the date hereof to a lender to the undersigned, as disclosed in writing to Sandler O’Neill, (iv) pursuant to the exercise by the undersigned of stock options that have been granted by the Company prior to, and are outstanding as of, the date of the Agency Agreement, where the Stock receive
ContractAgency Agreement • October 22nd, 2010 • Minden Bancorp, Inc. • Savings institutions, not federally chartered • New York
Up to 40,997,500 Shares Northfield Bancorp, Inc. (a Delaware corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 29th, 2010 • Northfield Bancorp, Inc. • Savings institution, federally chartered • New York
will continue to apply until the expiration of the date that is 15 calendar days plus three (3) business days after the date on which the earnings release is issued or the material news or event related to the Company occurs. The Company shall promptly notify Sandler O’Neill of any earnings releases, news or events that may give rise to an extension of the initial restricted period.
