UNDERWRITING AGREEMENTUnderwriting Agreement • October 17th, 2024 • Springview Holdings LTD • General bldg contractors - residential bldgs • New York
Contract Type FiledOctober 17th, 2024 Company Industry Jurisdiction
MEDICUS PHARMA LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • October 15th, 2024 • Medicus Pharma Ltd. • Pharmaceutical preparations • New York
Contract Type FiledOctober 15th, 2024 Company Industry JurisdictionMedicus Pharma Ltd., a corporation organized under the laws of Ontario, Canada (the "Company"), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the "Units"), with each Unit consisting of one of the Company's common shares, no par value (the "Shares"), and one warrant to purchase one Share (the "Warrant") to the several underwriters (such underwriters, for whom Maxim Group LLC ("Maxim" or the "Representative") is acting as representative, the "Underwriters" and each an "Underwriter"). Such Units are hereinafter collectively called the "Firm Securities." The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the "Option") to purchase up to an additional [ ] Shares (the "Option Shares") and/or [ ] Warrants (the "Option Warrants", and together with the Units and Option Shares and Option Warrants, the "Offered Units") on the terms set forth in Section 1(b) hereof. The Option Shares and Opt
UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2024 • Springview Holdings LTD • General bldg contractors - residential bldgs • New York
Contract Type FiledAugust 7th, 2024 Company Industry Jurisdiction
UNITREND ENTERTAINMENT GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2024 • Unitrend Entertainment Group LTD • Services-motion picture & video tape distribution • New York
Contract Type FiledJune 17th, 2024 Company Industry Jurisdiction
NETCLASS TECHNOLOGY INC UNDERWRITING AGREEMENTUnderwriting Agreement • June 11th, 2024 • NetClass Technology Inc • Services-prepackaged software • New York
Contract Type FiledJune 11th, 2024 Company Industry JurisdictionThe undersigned, NETCLASS TECHNOLOGY INC, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities LLC (hereinafter the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) to issue and sell to the Underwriters certain class A ordinary shares of par value of $0.00025 each of the Company (“Class A Ordinary Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
RAYTECH HOLDING LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2024 • Raytech Holding LTD • Household appliances • New York
Contract Type FiledMay 17th, 2024 Company Industry Jurisdiction
COR3 & Co. (Holdings) Limited UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2024 • COR3&Co. (Holdings) LTD • Apparel & other finishd prods of fabrics & similar matl • New York
Contract Type FiledJanuary 22nd, 2024 Company Industry JurisdictionThis underwriting agreement (this “Agreement”) constitutes the agreement between COR3 & Co. (Holdings) Limited, a corporation incorporated under the laws of the Cayman Islands (the “Company”), and those certain shareholders of the Company named on Schedule II attached hereto (the “Selling Shareholders”) on the one hand, and Eddid Securities USA Inc. as representative (in such capacity, the “Representative”) and such other underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), on the other hand, pursuant to which the Underwriters shall serve as the underwriters for the Company in connection with the proposed offering (the “Offering”) by the Company and the Selling Shareholder of the Shares (as defined below) on a “Firm Commitment” basis.
COR3 & Co. (Holdings) Limited UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2023 • COR3&Co. (Holdings) LTD • Apparel & other finishd prods of fabrics & similar matl • New York
Contract Type FiledDecember 1st, 2023 Company Industry JurisdictionThis underwriting agreement (this “Agreement”) constitutes the agreement between COR3 & Co. (Holdings) Limited, a corporation incorporated under the laws of the Cayman Islands (the “Company”), and those certain shareholders of the Company named on Schedule II attached hereto (the “Selling Shareholders”) on the one hand, and Eddid Securities USA Inc. is acting as representative (in such capacity, the “Representative”) and such other underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), on the other hand, pursuant to which the Underwriter shall serve as the underwriter for the Company in connection with the proposed offering (the “Offering”) by the Company and the Selling Shareholder of the Shares (as defined below) on a “Firm Commitment” basis.
SOLARJUICE CO., LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • January 20th, 2023 • SolarJuice Co., Ltd. • Semiconductors & related devices • New York
Contract Type FiledJanuary 20th, 2023 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • October 23rd, 2020 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledOctober 23rd, 2020 Company Industry Jurisdiction
VIVOPOWER INTERNATIONAL PLC UNDERWRITING AGREEMENTUnderwriting Agreement • October 9th, 2020 • VivoPower International PLC • Electric & other services combined • New York
Contract Type FiledOctober 9th, 2020 Company Industry JurisdictionThe undersigned, VivoPower International PLC., a public limited company incorporated under the laws of England and Wales (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), an aggregate of ____________ Ordinary Shares, nominal value $0.012 per share (the “Firm Shares”) of the Company (“Ordinary Shares”), and, at the election of the Representative, up to an additional _____________ Option Shares (as defined herein and collectively with the Firm Shares, the “Shares”). The offering and sale of the securities contemplated by this Agreement is referred to herein as the “Offering.”
CORNERSTONE MANAGEMENT, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2019 • Cornerstone Management, Inc. • Investment advice • New York
Contract Type FiledFebruary 13th, 2019 Company Industry JurisdictionThe undersigned, Cornerstone Management, Inc., a British Virgin Islands company (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of 5,000,000 ordinary shares, par value $0.001, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
ACASTI PHARMA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 9th, 2018 • Acasti Pharma Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 9th, 2018 Company Industry JurisdictionAcasti Pharma Inc., a company incorporated under the laws of the Province of Québec (the "Company"), proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the "Underwriters"), for whom you are acting as Representative (the "Representative"), an aggregate of 16,600,000 shares (the "Firm Shares") of the Company's common shares, no par value (the "Common Shares"). The respective amounts of the Firm Shares to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional 2,490,000 shares (the "Option Shares") of Common Shares from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively called the "Shares."
ORDINARY SHARES BORQS TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2018 • Borqs Technologies, Inc. • Services-computer integrated systems design • New York
Contract Type FiledOctober 2nd, 2018 Company Industry JurisdictionBORQS Technologies, Inc., a British Virgin Islands corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of [____] ordinary shares, no par value (the “Ordinary Shares”) of the Company (the “Firm Shares”). In addition, the Company proposes to sell to the Underwriters, upon the terms and conditions set forth herein, the Option Shares (as hereinafter defined). The Firm Shares and Option Shares are more fully described in the Registration Statement and Prospectus referred to below.
CONSUMER CAPITAL GROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 14th, 2018 • Consumer Capital Group, Inc. • Miscellaneous business credit institution • New York
Contract Type FiledFebruary 14th, 2018 Company Industry JurisdictionThe undersigned, Consumer Capital Group Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”), subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Boustead Securities, LLC is acting as representative (in such capacity, the “Representative”) to issue and sell to the Underwriters an aggregate of [●] shares (“Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
TDH HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 30th, 2017 • TDH Holdings, Inc. • Food and kindred products • Florida
Contract Type FiledAugust 30th, 2017 Company Industry JurisdictionThe undersigned, TDH Holdings, Inc., a British Virgin Islands corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of 1,325,000 shares, par value $0.001, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
TDH HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 23rd, 2017 • TDH Holdings, Inc. • Food and kindred products • Florida
Contract Type FiledJune 23rd, 2017 Company Industry Jurisdiction
GALMED PHARMACEUTICALS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2014 • Galmed Pharmaceuticals Ltd. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 28th, 2014 Company Industry JurisdictionThe undersigned, Galmed Pharmaceuticals Ltd., a company incorporated under the laws of Israel (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”, the “Underwriters” and each an “Underwriter”), to sell and issue to the Underwriters an aggregate of [●] ordinary shares, NIS 0.01 par value per share (the “Shares”), of the Company (“Ordinary Shares”). The offering and sale of the securities contemplated by this Agreement is referred to herein as the “Offering.”
Number of Firm Shares] Shares ALCOBRA LTD. Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2013 • Alcobra Ltd. • Pharmaceutical preparations • New York
Contract Type FiledOctober 22nd, 2013 Company Industry JurisdictionAlcobra, Ltd., a corporation incorporated under the laws of the State of Israel (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representatives (the “Representatives”) an aggregate of ________________ ordinary shares (the “Firm Shares”), par value NIS 0.01 per share, of the Company (“Ordinary Shares”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional _______________ Ordinary Shares (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
4,000,000 SHARES OF COMMON STOCK CHINA FOR-GEN CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2011 • China for-Gen Corp. • Forestry • New York
Contract Type FiledFebruary 22nd, 2011 Company Industry JurisdictionChina For-Gen Corp., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 4,000,000 shares of common stock, $0.001 par value (the “Common Stock”) of the Company (the “Firm Shares”). In addition, the Company proposes to sell to the Underwriters, upon the terms and conditions set forth herein, Option Shares (as hereinafter defined). The Firm Shares and Option Shares are more fully described in the Registration Statement and Prospectus referred to below.
4,000,000 SHARES OF COMMON STOCK CHINA FOR-GEN CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • January 7th, 2011 • China for-Gen Corp. • Forestry • New York
Contract Type FiledJanuary 7th, 2011 Company Industry Jurisdiction