UNDERWRITING AGREEMENT between PIEDMONT LITHIUM LIMITED and THINKEQUITY, A DIVISION OF FORDHAM FINANCIAL MANAGEMENT, INC., as Representative of the Several UnderwritersUnderwriting Agreement • June 11th, 2020 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels) • New York
The undersigned, Piedmont Lithium Limited, a company organized under the laws of the Commonwealth of Australia (the “Company” and, collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Piedmont Lithium Limited, the “Company Group”), hereby confirms its agreement (this “Agreement”) with ThinkEquity, a division of Fordham Financial Management, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • March 24th, 2022 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New York
PIEDMONT LITHIUM LTD. AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement October 11, 2017Deposit Agreement • March 16th, 2018 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels) • New York
DEPOSIT AGREEMENT dated as of October 11, 2017 among PIEDMONT LITHIUM LTD., a company incorporated under the laws of the Commonwealth of Australia (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
PIEDMONT LITHIUM INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 24th, 2024 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New York
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 31st, 2021 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • Delaware
This Indemnification Agreement (this “Agreement”) is entered into as of [●], 2021 (the “Effective Date”) by and between Piedmont Lithium Inc., a Delaware corporation (the “Company”), and [●] (the “Indemnitee”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • March 1st, 2023 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • North Carolina
This Executive Employment Agreement (the “Agreement”) is entered into as of December 8, 2022 (the “Effective Date”) by and between Krishna Y. McVey (“Executive”), Piedmont Lithium Inc. (the “Company”).
UNDERWRITING AGREEMENTUnderwriting Agreement • October 23rd, 2020 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Piedmont Lithium Limited, as Issuer AND [GUARANTOR-SUBSIDIARIES], as Guarantors AND as Trustee INDENTURE Dated as of [ ] SENIOR DEBT SECURITIESIndenture • November 1st, 2019 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels) • New York
THIS INDENTURE is dated as of [ ], among Piedmont Lithium Limited, a [ ] corporation (the “Company”), [GUARANTOR-SUBSIDIARIES], as named herein (the “Guarantors”), and [ ], a [ ] (the “Trustee”).
Level 27, Exchange Tower 2 The EsplanadePerth WA 6000 AustraliaT +61 8 9404 9100 | F +61 8 9300 1338 Scheme Implementation Deed between Piedmont Lithium LimitedACN 002 664 495(Piedmont)andPiedmont Lithium Inc. Company No. 4314324 (US Holdco)Scheme Implementation Deed • December 11th, 2020 • Piedmont Lithium LTD • Mining & quarrying of nonmetallic minerals (no fuels)
SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMSSeparation Agreement • April 4th, 2024 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • North Carolina
WHEREAS, Employee and the Company are parties to that certain executive employment agreement dated December 8, 2022 (the “Employment Agreement”);
CONSULTING AGREEMENTConsulting Agreement • April 4th, 2024 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • North Carolina
This Consulting Agreement (“Agreement”) is entered into as of April 1, 2024 (the “Effective Date”) by and between Piedmont Lithium Inc., a Delaware company with its principal place of business located at 42 E Catawba Street, Belmont, NC 28012 (including its affiliates, the “Company”) and Li7Charged LLC, a North Carolina limited liability company with its principal place of business located at 369 Slick Rock Road, Brevard, NC 28712 (“Consultant”), each a “Party” and collectively the “Parties.”
ContractShare Subscription Agreement • July 7th, 2021 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New South Wales
Certain information contained in this document, marked by [***], has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed.
