INVESTMENT ADVISORY AGREEMENT Between GRANDEUR PEAK GLOBAL TRUST and GRANDEUR PEAK GLOBAL ADVISORS, LLCInvestment Advisory Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
This AGREEMENT is made as of October 6, 2023 between GRANDEUR PEAK GLOBAL TRUST, a Delaware statutory trust (the “Trust”), and Grandeur Peak Global Advisors, LLC, a Delaware limited liability company (the “Adviser”) located at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
AGREEMENT AND DECLARATION OF TRUST of Grandeur Peak Global Trust a Delaware Statutory TrustDeclaration of Trust • February 22nd, 2023 • Grandeur Peak Global Trust • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of this 3rd day of January, 2023 by the Trustees of Grandeur Peak Global Trust, each of whom has executed this Declaration of Trust. This Agreement and Declaration of Trust shall be effective upon the filing of the Certificate of Trust in the office of the Secretary of State of the State of Delaware.
Certain identified information has been excluded from this exhibit because it is not material and would likely cause competitive harm to the registrant if publicly disclosed]Distribution Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Ohio
This Distribution Agreement (this “Agreement”), dated February 23, 2023, is made by and among Grandeur Peak Global Trust, a Delaware statutory trust (the “Trust”), Grandeur Peak Global Advisors, LLC, a limited liability company organized under the laws of the state of Delaware (the “Advisor”), and Northern Lights Distributors, LLC, a limited liability company organized under the laws of the state of Nebraska (“Distributor”).
CONSULTING AGREEMENTConsulting Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
THIS CONSULTING AGREEMENT (this “Agreement”) dated February 23, 2023 (the “Effective Date”), is entered into by and between GRANDEUR PEAK GLOBAL TRUST, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CUSTODIAN AGREEMENTCustodian Agreement • September 26th, 2023 • Grandeur Peak Global Trust • New York
THIS AGREEMENT, dated as of February 23, 2023, between GRANDEUR PEAK GLOBAL TRUST, a management investment company organized as a Delaware statutory trust and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) for itself and on behalf of each of its series listed on Exhibit A hereto (each, a/the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
GRANDEUR PEAK GLOBAL TRUST OPERATING EXPENSES LIMITATION AGREEMENT GRANDEUR PEAK FUNDSOperating Expenses Limitation Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of February, 2023, by and between GRANDEUR PEAK GLOBAL TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Grandeur Peak Emerging Markets Opportunities Fund, Grandeur Peak Global Contrarian Fund, Grandeur Peak Global Explorer Fund, Grandeur Peak Global Micro Cap Fund, Grandeur Peak Global Opportunities Fund, Grandeur Peak Global Reach Fund, Grandeur Peak Global Stalwarts Fund, Grandeur Peak International Opportunities Fund, Grandeur Peak International Stalwarts Fund, Grandeur Peak US Stalwarts Fund (each a “Fund” and collectively, the “Funds”) series of the Trust, and the Advisor of the Funds, Grandeur Peak Global Advisors, LLC, a Delaware limited liability company (the “Advisor”).
MASTER SERVICES AGREEMENTMaster Services Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
This Master Services Agreement (this “Agreement”), dated February 23, 2023, is between Grandeur Peak Global Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
