DEUTSCHE BANK SECURITIES INC. MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • October 7th, 2014 • Eagle Point Credit Co Inc. • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of July 8, 2014, is by and between Deutsche Bank Securities Inc. (“Deutsche Bank Securities, Inc.,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have
CUSTODY AGREEMENT dated as of [●], 2014 by and betweenCustody Agreement • June 6th, 2014 • Eagle Point Credit Co LLC • New York
This custody agreement (the “Agreement”) dated as of [●], 2014 is by and between DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking corporation having a place of business at 1761 E. St. Andrew Place, Santa Ana, California 92705, as Custodian (the “Custodian”) and Eagle Point Credit Company LLC, a Delaware limited liability company (together with its successors or permitted assigns, the “Company”).
Eagle point credit COMPANY Inc. $87,000,000 5.375% Notes due 2029 UNDERWRITING AGREEMENT DATED JANUARY 13, 2022Underwriting Agreement • January 14th, 2022 • Eagle Point Credit Co Inc. • New York
SUBSCRIPTION AGENT AGREEMENT BY AND BETWEEN EAGLE POINT CREDIT COMPANY INC. andSubscription Agent Agreement • November 5th, 2015 • Eagle Point Credit Co Inc. • New York
This Subscription Rights Agreement (the “Agreement”) is made as of between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333- , filed by the Company with the Securities and Exchange Commission on , as amended by any amendment filed with respect thereto (the “Registration Statement”) and any prospectus supplement (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
EAGLE POINT CREDIT COMPANY INC. AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 8th, 2017 • Eagle Point Credit Co Inc. • New York
This Amended and Restated Investment Advisory Agreement is hereby made as of the 16th day of May, 2017 (the “Agreement”), by and between Eagle Point Credit Company Inc., a Delaware corporation (together with the successors thereto, the “Company”), and Eagle Point Credit Management LLC, a Delaware limited liability company (the “Adviser”).
EAGLE POINT CREDIT COMPANY LLC ADMINISTRATION AGREEMENTAdministration Agreement • June 6th, 2014 • Eagle Point Credit Co LLC • New York
This Administration Agreement is hereby made as of the [·] day of [·] 2014 (the “Agreement”), between Eagle Point Credit Company LLC, a Delaware limited liability company (together with any successor thereto, the “Company”), and Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”).
1,400,000 SHARES EAGLE POINT CREDIT COMPANY INC. 8.00% SERIES F TERM PREFERRED STOCK DUE 2029 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTAdministration Agreement • January 16th, 2024 • Eagle Point Credit Co Inc. • New York
CUSTODY AGREEMENTCustody Agreement • August 10th, 2016 • Eagle Point Credit Co Inc. • New York
CUSTODY AGREEMENT, dated as of July 20, 2016, among Eagle Point Credit Company Inc. (the “Eagle Point”), a Delaware corporation with its principal place of business at 20 Horseneck Lane, Greenwich, CT 06830, each of the entities listed on Schedule A hereto, as Schedule A may be amended from time to time pursuant to the terms hereof, (each a “Subsidiary”, and together with Eagle Point, each is referred to herein separately as a “Company” and collectively as the “Companies”), and Wells Fargo Bank, National Association, custodian (the “Custodian”), a national banking association organized under the laws of the United States of America with a principal place of business at 9062 Old Annapolis Rd., Columbia, MD 21045.
1,000,000 SHARES EAGLE POINT CREDIT COMPANY INC. 6.75% SERIES D PREFERRED STOCK $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTInvestment Advisory Agreement • November 24th, 2021 • Eagle Point Credit Co Inc. • New York
AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT OF EAGLE POINT CREDIT COMPANY LLC A Delaware Limited Liability Company Dated as of April 30, 2014Limited Liability Company Operating Agreement • June 6th, 2014 • Eagle Point Credit Co LLC • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (this “Agreement”) of EAGLE POINT CREDIT COMPANY LLC (the “Company”) dated as of April 30, 2014 is entered into by and among the Company, Eagle Point Credit Partners Sub Ltd., a Cayman Islands exempted company (the “Existing Member”) and those other Persons who become Members (as defined below) of the Company from time to time, as hereinafter provided. This Agreement amends and restates the Limited Liability Company Operating Agreement of the Company dated as of March 24, 2014.
AMENDMENT NO. 1 TO AT MARKET ISSUANCE SALES AGREEMENTMarket Issuance Sales Agreement • June 2nd, 2020 • Eagle Point Credit Co Inc.
This Amendment No. 1 (this “Amendment”) to that certain At Market Issuance Sales Agreement, dated as of November 22, 2019 (the “Original Agreement”), by and among Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), and Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), and B. Riley FBR, Inc., (“BRFBR”) and National Securities Corporation (“National,” each a “Placement Agent” and collectively, the “Placement Agents”), is entered into as of June 1, 2020, by and among the Company, the Investment Adviser, the Administrator and the Placement Agents. Capitalized terms used but not defined herein shall have the meanings assigned to them in the Original Agreement.
EAGLE POINT CREDIT COMPANY INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE AMENDED AND RESTATED AT MARKET ISSUANCE SALES AGREEMENT DATED JULY 14, 2021Market Issuance Sales Agreement • July 16th, 2021 • Eagle Point Credit Co Inc. • New York
Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), B. Riley Securities, Inc. (formerly B. Riley FBR, Inc.) (“B. Riley Securities”) and National Securities Corporation (“NSC”) are parties to that certain At Market Issuance Sales Agreement dated November 22, 2019, as amended on June 1, 2020 by Amendment No. 1 to At Market Issuance Sales Agreement (as so amended, the “Original Sales Agreement”). In connection with this agreement (this “Agreement”), the Company hereby terminates the Original Sales Agreement with respect to NSC. Each of the Company, the Investment Adviser and the Administrator and B. Riley Securities (the “Placement Agent”) desire to amend and restate the Original Sales Agreement with this Agreement, and hereby agree as follows:
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 7th, 2014 • Eagle Point Credit Co Inc. • New York
Reference is made to the Underwriting Agreement (the “Underwriting Agreement”), dated as of [·], 2014, by and among Eagle Point Credit Company Inc. (the “Fund”), Eagle Point Credit Management LLC (the “Investment Manager”) and each of the underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s shares of common stock, par value $0.001 (the ”Common Shares”), in an initial public offering, as described therein (the ”Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
1,060,000 SHARES EAGLE POINT CREDIT COMPANY INC. 6.50% SERIES C TERM PREFERRED STOCK DUE 2031 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTShare Underwriting Agreement • June 16th, 2021 • Eagle Point Credit Co Inc. • New York
SECOND SUPPLEMENTAL INDENTURE between EAGLE POINT CREDIT COMPANY INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of August 8, 2017Second Supplemental Indenture • August 3rd, 2017 • Eagle Point Credit Co Inc. • New York
THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of August 8, 2017, is between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
CONTRIBUTION AGREEMENTContribution Agreement • October 7th, 2014 • Eagle Point Credit Co Inc. • Delaware
This CONTRIBUTION AGREEMENT, dated as of June 6, 2014 (this “Agreement”), is by and among Eagle Point Credit Partners Sub Ltd., a Cayman Islands exempted company (the “Contributor”), and Eagle Point Credit Company LLC, a Delaware limited liability company (the “Company”).
EAGLE POINT CREDIT COMPANY INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE AT MARKET ISSUANCE SALES AGREEMENT DATED JUNE 28, 2017Sales Agreement • June 30th, 2017 • Eagle Point Credit Co Inc. • New York
Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), and Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (the “Placement Agent” or “FBR”) as follows:
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 26th, 2016 • Eagle Point Credit Co Inc. • Delaware
This Securities Purchase Agreement (this “Agreement”), dated as of September 20, 2016, is by and between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and Freestone Yield Fund LP, a limited partnership organized and existing under the laws of Delaware (the “Buyer”).
EAGLE POINT CREDIT COMPANY INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 7.75% SERIES B TERM PREFERRED STOCK DUE 2026, PAR VALUE $0.001 PER SHARE AT MARKET ISSUANCE SALES AGREEMENT DATED NOVEMBER 22, 2019Administration Agreement • November 25th, 2019 • Eagle Point Credit Co Inc. • New York
FOURTH SUPPLEMENTAL INDENTURE between EAGLE POINT CREDIT COMPANY INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of March 25, 2021Fourth Supplemental Indenture • March 25th, 2021 • Eagle Point Credit Co Inc. • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of March 25, 2021, is between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
FIRST SUPPLEMENTAL INDENTURE between EAGLE POINT CREDIT COMPANY INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of December 4, 2015First Supplemental Indenture • December 3rd, 2015 • Eagle Point Credit Co Inc. • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of December 4, 2015, is between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • April 25th, 2017 • Eagle Point Credit Co Inc. • New York
Reference is made to the Underwriting Agreement (the “Underwriting Agreement”), dated as of April 20, 2017, by and among Eagle Point Credit Company Inc. (the “Company”), Eagle Point Credit Management LLC (the “Investment Adviser”), Eagle Point Administration LLC (the “Administrator”) and each of the underwriters named in Schedule I thereto, with respect to the issue and sale of the Company’s shares of common stock, par value $0.001 (the “Common Shares”), in a public offering as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
EAGLE POINT CREDIT COMPANY INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 6.50% SERIES C TERM PREFERRED STOCK DUE 2031, PAR VALUE $0.001 PER SHARE AND LIQUIDATION PREFERENCE $25 PER SHARE 6.75% SERIES D PREFERRED STOCK, PAR VALUE $0.001 PER SHARE AND...Administration Agreement • June 9th, 2023 • Eagle Point Credit Co Inc. • New York
FIFTH SUPPLEMENTAL INDENTURE between EAGLE POINT CREDIT COMPANY INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of January 24, 2022Supplemental Indenture • January 24th, 2022 • Eagle Point Credit Co Inc. • New York
THIS FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of January 24, 2022, is between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • July 7th, 2014 • Eagle Point Credit Co LLC • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [●], 2014 (the “Effective Date”), by and between Eagle Point Credit Management LLC, a Delaware limited liability company (“Licensor”), and Eagle Point Credit Company LLC, a Delaware limited liability company (together with any successor thereto, including Eagle Point Credit Company Inc., a Delaware corporation, “Licensee”) (each a “party,” and collectively, the “parties”).
Eagle Point Credit Company Inc. DEALER MANAGER AGREEMENT March 22, 2024Sales Agreement • May 8th, 2024 • Eagle Point Credit Co Inc. • New York
The Fund has entered into an amended and restated investment advisory agreement, dated as of May 16, 2017 (the “Investment Advisory Agreement”), with Eagle Point Credit Management LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 7th, 2014 • Eagle Point Credit Co Inc. • New York
STRUCTURING FEE AGREEMENT (the "Agreement"), dated as of [•], 2014, between Deutsche Bank Securities Inc. ("Deutsche Bank") and Eagle Point Credit Management LLC (the "Investment Manager").
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 30th, 2014 • Eagle Point Credit Co LLC • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of __________, 2014 is between Eagle Point Credit Company LLC, a Delaware limited liability company, and after its conversion to a Delaware corporation, Eagle Point Credit Company Inc. (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 10th, 2016 • Eagle Point Credit Co Inc. • Delaware
This Securities Purchase Agreement (this “Agreement”), dated as of August 8, 2016, is by and between Eagle Point Credit Company Inc., a Delaware corporation (the “Company”), and the several persons listed on Schedule A hereto (each, a “Buyer”), acting through Thomas J. Herzfeld Advisors, Inc. (“Herzfeld”), acting not in its individual capacity but as each Buyer’s agent and investment adviser with discretionary authority over investment decisions.
Services AgreementServices Agreement • May 12th, 2015 • Eagle Point Credit Co Inc. • New York
The Company, Management and Administrator may be referred to collectively as “Client.” SS&C and Client may be referred to individually as a “Party” or collectively as “Parties.”
Transfer Agency and Service Agreement Between Eagle Point Credit Company Inc. and Computershare Trust Company, N.A. and Computershare Inc.Agency and Service Agreement • May 8th, 2024 • Eagle Point Credit Co Inc. • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of March 25, 2024 (“Effective Date”), is by and between Eagle Point Credit Company Inc., a Delaware corporation, having its principal place of business at 600 Steamboat Road, Suite 202, Greenwich, CT 06830 (“Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021. As used herein “party” means Agent or Company, as applicable, and “parties” means Agent and Company.
