Common Contracts
5 similar Underwriting Agreement contracts by Microvision, Inc., Quicklogic Corporation, Uroplasty Inc
EX-1.1 2 d567975dex11.htm EX-1.1 QUICKLOGIC CORPORATION 13,513,510 Shares of Common Stock, par value $0.001 per share, and Warrants to Purchase 5,405,404 Shares of Common Stock UNDERWRITING AGREEMENT May 24, 2018 CRAIG-HALLUM CAPITAL GROUP LLC As...Underwriting Agreement • May 5th, 2020 • New York
QuickLogic Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the several underwriters named in Schedule I hereto (the “Underwriters,” or each an “Underwriter”) (i) an aggregate of 13,513,510 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), of the Company, and (ii) warrants of the Company, in the form set forth in Exhibit A hereto, to purchase an aggregate of 5,405,404 shares of Common Stock (the “Warrant Shares”) at an exercise price of $1.38 per share (the “Warrants”). Each Share is being sold together with a Warrant to purchase four-tenths of a share of Common Stock. The Shares and the Warrant Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Shares, the Warrants and the Warrant Shares purchased pursuant to this Underwriting Agreement (this “Agreement”) are herein collectively called the “Securities.”
Standard Contracts
QUICKLOGIC CORPORATION 13,513,510 Shares of Common Stock, par value $0.001 per share, and Warrants to Purchase 5,405,404 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 2018 • Quicklogic Corporation • Semiconductors & related devices • New York
QuickLogic Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the several underwriters named in Schedule I hereto (the “Underwriters,” or each an “Underwriter”) (i) an aggregate of 13,513,510 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), of the Company, and (ii) warrants of the Company, in the form set forth in Exhibit A hereto, to purchase an aggregate of 5,405,404 shares of Common Stock (the “Warrant Shares”) at an exercise price of $1.38 per share (the “Warrants”). Each Share is being sold together with a Warrant to purchase four-tenths of a share of Common Stock. The Shares and the Warrant Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Shares, the Warrants and the Warrant Shares purchased pursuant to this Underwriting Agreement (this “Agreement”) are herein collectively called the “Securities.”
4,761,905 Shares MICROVISION, INC. Common Stock, par value $0.001 per share UNDERWRITING AGREEMENTUnderwriting Agreement • August 10th, 2017 • Microvision, Inc. • Electronic components, nec • New York
MicroVision, Inc., a Delaware corporation (the “Company”), proposes to sell to Ladenburg Thalmann & Co. Inc. (“you” or the “Underwriter”) an aggregate of 4,761,905 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Firm Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Company also has granted to the Underwriter an option to purchase up to 714,286 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Underwriting Agreement (this “Agreement”) are herein collectively called the “Securities.”
12,149,533 Shares MicroVision, Inc. Common Stock, par value $0.001 per share UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2016 • Microvision, Inc. • Electronic components, nec • New York
MicroVision, Inc., a Delaware corporation (the “Company”), proposes to sell to Ladenburg Thalmann & Co. Inc. (“you” or the “Underwriter”) an aggregate of 12,149,533 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Firm Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Company also has granted to the Underwriter an option to purchase up to 1,822,430 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Underwriting Agreement (this “Agreement”) are herein collectively called the “Securities.”
Shares1 UROPLASTY, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2007 • Uroplasty Inc • Surgical & medical instruments & apparatus • Minnesota
CRAIG-HALLUM CAPITAL GROUP LLC **[Name(s) of Co-Representatives] As Representatives of the several Underwriters named in Schedule I hereto c/o Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402
